Welcome to our dedicated page for Universal Technical Institute SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Technical Institute, Inc. filings document public-company reporting for a NYSE-listed workforce education provider with common stock traded under UTI. Recent Form 8-K reports furnish quarterly and annual results, Regulation FD investor presentations, financial supplements and campus-location announcements tied to the company's UTI and Concorde Career Colleges divisions.
Proxy and governance filings describe annual meeting matters, director elections, stockholder voting results and the company's amended Code of Conduct. The filing record also identifies the registered common stock, exchange listing, exhibit materials and governance disclosures used to report material events and corporate compliance matters.
Universal Technical Institute’s Concorde Division President Kevin Prehn reported an open-market sale of 4,545 shares of common stock at $40 per share. This was a direct ownership transaction.
Following the sale, Prehn directly holds 27,025 shares, which the footnote explains includes 14,232 restricted stock units previously reported as such.
UTI submitted a Form 144 notice listing proposed sales tied to restricted stock vesting. The filing lists 748 shares tied to a 12/08/2023 vesting event and 3,797 shares tied to a 12/08/2024 vesting event. The excerpt also shows an entry with numeric fields including 181800.00 and the date 06/22/2026.
UNIVERSAL TECHNICAL INSTITUTE INC disclosed that entities managed by Coliseum Capital completed an open-market sale of 3,000,000 shares of Common Stock at $41.40 per share. The transaction is reported as an indirect sale through investment vehicles advised by Coliseum Capital Management.
After the sale, Coliseum Capital Partners, L.P. holds 801,777 shares of Common Stock and a separate account investment advisory client holds 169,663 shares, for a total of 971,440 shares attributed to these entities, with reporting persons disclaiming beneficial ownership except to the extent of their pecuniary interest.
Coliseum Capital-affiliated investors have exited 5% owner status in Universal Technical Institute, Inc. through large block sales and now hold smaller stakes. Coliseum Capital Management, LLC and related entities report beneficial ownership of up to 971,440 shares of common stock, or 1.76% of the company, based on 55,061,381 shares outstanding as of May 1, 2026.
On June 8, 2026, Coliseum Capital Partners, L.P. sold 2,476,047 shares and a separate advisory account sold 523,953 shares, each at $41.40 per share, in block trades. As a result, the reporting persons ceased to be beneficial owners of more than five percent of the stock, and this amendment is characterized as their exit filing. They also agreed with Morgan Stanley & Co. LLC not to sell remaining shares until after the company publicly issues its earnings release for the fiscal quarter ending June 30, 2026.
UNIVERSAL TECHNICAL INSTITUTE INC Senior Vice President and CAO Christine Kline executed an open-market sale of 3,500 shares of common stock on June 5, 2026 at a weighted average price of $44.4218 per share. After this sale, she directly holds 43,006 shares of the company’s common stock. The transaction price reflects multiple trades within a range from $44.10 to $44.975 per share.
UNIVERSAL TECHNICAL INSTITUTE INC director William J. Lennox Jr. reported a charitable stock gift. On the reported date, he transferred 4,600 shares of common stock as a bona fide gift to a charitable gift fund. After this donation, he directly holds 118,568 shares of UTI common stock.
UTI filed a Form 144 reporting a proposed sale of 3,971,440 shares of Common Stock. The filing lists an aggregate amount of $173,035,640.80 and names Morgan Stanley & Co. LLC as broker. The securities are to be sold on the NYSE with a sale-related date of 06/08/2026. The filing states the shares were acquired by purchases directly from Issuer and open market purchases with an acquisition date shown as 06/24/2016.
Issuer filed a Form 144 notice to sell 3,500 shares of Common Stock on 06/05/2026 through Fidelity Brokerage Services LLC on the NYSE. The shares reported consist of 1,880 shares vested on 12/08/2024 and 1,620 shares vested on 12/13/2024. The filing states no sales in the past three months.
BlackRock, Inc. amended a Schedule 13G to report beneficial ownership of 12.9% of Universal Technical Institute Inc. common stock, representing 7,106,625 shares.
The filing states BlackRock has sole voting power for 7,036,386 shares and sole dispositive power for 7,106,625 shares. The filing names iShares Core S&P Small-Cap ETF as an identified holder with an interest exceeding 5%. The amendment is signed by Spencer Fleming, Managing Director.
UNIVERSAL TECHNICAL INSTITUTE INC executive Tracy Kay Lorenz, SVP and UTI Division President, reported equity compensation and related tax withholding transactions in company stock. On May 25, 2026, Lorenz acquired 42,243 shares of common stock at $0.0000 per share as a grant or award.
Footnotes state these shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance criteria. On May 27, 2026, the company withheld 18,720 shares and 3,353 shares at $40.06 per share to satisfy tax-withholding obligations upon settlement or vesting of restricted stock units granted on May 25, 2023.
These F-code entries are tax-withholding dispositions, not open-market sales. After the most recent reported transaction, Lorenz directly holds 65,445 shares of Universal Technical Institute common stock.