UNIVERSAL TECHNICAL INSTITUTE INC SEC Filings

Universal Technical Institute Inc. director Robert Thomas DeVincenzi purchased 8,000 shares of Common Stock in the open market on August 10, 2026 at a weighted average price of $28.2095 per share, with individual trade prices ranging from $27.736 to $28.585. Following this transaction, he directly owns 148,330 shares of the company’s common stock.

Universal Technical Institute, Inc. reported higher revenue but sharply lower profitability for the three and nine months ended June 30, 2026. Revenue for the three-month period rose to $218,907 (in thousands), up 7.2% year over year, while net income declined to $2,279 (in thousands). For the nine-month period, revenue grew to $661,153 (in thousands) and net income fell to $15,539 (in thousands), as operating margin compressed to 2.9% from 9.5%.

Management attributes the earnings decline primarily to approximately $9.0 million and $27.6 million of strategic growth expenses in the three- and nine‑month periods, tied to new programs and campuses. Average full‑time active students increased 5.8% for the quarter and 6.7% year to date, supported by new skilled‑trades and healthcare offerings, the opening of the UTI San Antonio campus in March 2026, and the Atlanta, Georgia campus in July 2026. Operating cash flow for the nine months decreased to $17,402 (in thousands), while purchases of property and equipment surged to $80,900 (in thousands), contributing to total debt of $160,256 (in thousands) at June 30, 2026. The company also recorded $1.1 million of restructuring charges under a multi‑phase plan to simplify operations and align resources with its growth strategy.

Universal Technical Institute, Inc. reported fiscal Q3 2026 revenue of $218.9 million, up 7.2% year over year, while operating income fell to $3.2 million and net income to $2.3 million, or $0.04 per diluted share, as operating expenses rose with strategic growth initiatives.

Adjusted EBITDA declined 27.8% to $18.2 million, reflecting about $9.0 million of growth investments. Average full-time active students grew 5.8% to 25,131, and total new student starts increased 10.9% to 6,342, supported by newer campuses such as UTI-Atlanta opening ahead of internal expectations.

The company ended June 30, 2026 with total available liquidity of $180.5 million and total debt of $160.0 million, including $95.0 million on its revolving credit facility, after incurring $85.4 million of year-to-date cash capex. For fiscal 2026, it now guides to revenue of $893–$900 million, net income of $32–$36 million, adjusted EBITDA of $100–$103 million, and adjusted free cash flow between $(20) million and $0, citing timing and mix factors plus approximately $35 million of growth investments, while reaffirming longer-term North Star Phase II targets.

UNIVERSAL TECHNICAL INSTITUTE INC Chief Executive Officer Jerome Alan Grant sold 94,500 shares of common stock in open-market transactions. The sales occurred on June 29, 2026 at weighted average prices of $41.6294 and $41.1535 per share, according to the Form 4.

The filing notes that these sales were made for personal tax planning purposes. The transactions were reported as direct holdings of common stock, and no option exercises or derivative transactions were disclosed in this document.

UTI submitted a Rule 144 notice listing transfers of restricted common stock tied to compensation vesting. The filing lists four vesting events: 27,276 shares on 12/08/2023, 18,732 on 12/10/2023, 33,943 on 12/14/2023, and 14,549 on 12/13/2024. The filing records the broker as Fidelity Brokerage Services LLC.

Universal Technical Institute’s Concorde Division President Kevin Prehn reported an open-market sale of 4,545 shares of common stock at $40 per share. This was a direct ownership transaction.

Following the sale, Prehn directly holds 27,025 shares, which the footnote explains includes 14,232 restricted stock units previously reported as such.

UTI submitted a Form 144 notice listing proposed sales tied to restricted stock vesting. The filing lists 748 shares tied to a 12/08/2023 vesting event and 3,797 shares tied to a 12/08/2024 vesting event. The excerpt also shows an entry with numeric fields including 181800.00 and the date 06/22/2026.

UNIVERSAL TECHNICAL INSTITUTE INC disclosed that entities managed by Coliseum Capital completed an open-market sale of 3,000,000 shares of Common Stock at $41.40 per share. The transaction is reported as an indirect sale through investment vehicles advised by Coliseum Capital Management.

After the sale, Coliseum Capital Partners, L.P. holds 801,777 shares of Common Stock and a separate account investment advisory client holds 169,663 shares, for a total of 971,440 shares attributed to these entities, with reporting persons disclaiming beneficial ownership except to the extent of their pecuniary interest.

Coliseum Capital-affiliated investors have exited 5% owner status in Universal Technical Institute, Inc. through large block sales and now hold smaller stakes. Coliseum Capital Management, LLC and related entities report beneficial ownership of up to 971,440 shares of common stock, or 1.76% of the company, based on 55,061,381 shares outstanding as of May 1, 2026.

On June 8, 2026, Coliseum Capital Partners, L.P. sold 2,476,047 shares and a separate advisory account sold 523,953 shares, each at $41.40 per share, in block trades. As a result, the reporting persons ceased to be beneficial owners of more than five percent of the stock, and this amendment is characterized as their exit filing. They also agreed with Morgan Stanley & Co. LLC not to sell remaining shares until after the company publicly issues its earnings release for the fiscal quarter ending June 30, 2026.