Universal Technical Institute, Inc. filings document public-company reporting for a NYSE-listed workforce education provider with common stock traded under UTI. Recent Form 8-K reports furnish quarterly and annual results, Regulation FD investor presentations, financial supplements and campus-location announcements tied to the company's UTI and Concorde Career Colleges divisions.
Proxy and governance filings describe annual meeting matters, director elections, stockholder voting results and the company's amended Code of Conduct. The filing record also identifies the registered common stock, exchange listing, exhibit materials and governance disclosures used to report material events and corporate compliance matters.
Universal Technical Institute, Inc. reported that its board of directors approved an amended and restated Code of Conduct on March 11, 2026. The updated Code is intended to reflect current governance, ethics, and compliance best practices, streamline and align overlapping company policies, and make administrative and stylistic improvements.
The changes are described as non-substantive and do not represent a waiver of any provision of the prior Code of Conduct. The full Code of Conduct is available in the Corporate Governance section of the company’s website, and the brief description here is qualified by that full text.
Universal Technical Institute director Shannon Lei Okinaka sold shares in the company. On March 6, 2026, the director executed an open-market sale of 10,000 shares of common stock at a weighted average price of $34.7414 per share, leaving 19,808 shares held directly afterward.
Universal Technical Institute director Shannon Lei Okinaka received a stock grant as part of her board compensation. She acquired 3,565 shares of common stock on March 5, 2026 as a grant or award, bringing her direct holdings to 29,808 shares. The shares were issued as non-employee director compensation under Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan, and the award was approved by UTI's Board of Directors on March 5, 2026.
Slubowski Michael A. reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Michael A. Slubowski received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were granted at a stated price of $0.0000 per share and increased his directly held stake to 20,675 shares.
The award was issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and was approved by UTI’s Board of Directors on March 5, 2026, reflecting routine stock-based compensation for board service rather than an open-market purchase.
Brochick George W. reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director George W. Brochick received a stock grant as non-employee director compensation. He was awarded 3,565 shares of common stock on March 5, 2026 under the company’s Amended and Restated 2021 Equity Incentive Plan, at no cash cost.
Following this award, Brochick directly holds 4,279 common shares, and indirectly holds 32,516 common shares through the Brochick Family Trust. The grant was approved by UTI’s Board of Directors on March 5, 2026 as part of routine equity compensation for board service.
Universal Technical Institute executive Todd A. Hitchcock sold shares of company stock. As EVP and COO, he completed an open-market sale of 16,500 shares of Universal Technical Institute common stock at a price of $37.33 per share. After this sale, he continued to hold 104,084 shares directly.
Universal Technical Institute EVP’s spouse sold 50,000 UTI shares in an open-market transaction. The indirect sale, reported by Executive Vice President and Chief Academic Officer Sherrell Smith, involved common stock at a weighted average price of $33.8377 per share, with individual trades ranging from $33.50 to $34.19.
After this transaction, 41,219 shares of common stock were indirectly held through the spouse, and Smith directly held 129,375 shares of common stock. The filing notes that detailed trade-by-trade pricing within the disclosed range is available upon request.
SRERE LINDA J reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Linda J. Srere reported receiving an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board of Directors. Following this grant, Srere directly holds a total of 142,564 UTI common shares.
Sanchez Loretta Lydia reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director Loretta Lydia Sanchez received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026.
Following this grant, Sanchez directly holds a total of 21,590 shares of the company’s common stock.