UTI files Form 144 to sell 3,500 shares

Issuer filed a Form 144 notice to sell 3,500 shares of Common Stock on 06/05/2026 through Fidelity Brokerage Services LLC on the NYSE.

Rhea-AI Filing Summary

Issuer filed a Form 144 notice to sell 3,500 shares of Common Stock on 06/05/2026 through Fidelity Brokerage Services LLC on the NYSE. The shares reported consist of 1,880 shares vested on 12/08/2024 and 1,620 shares vested on 12/13/2024. The filing states no sales in the past three months.

Insights

Securities Counsel

Form 144 notifies the SEC of an intended sale under Rule 144; it is procedural.

Context: A Form 144 is a notice required when restricted or control stock is intended for public sale. The filing lists 3,500 shares and identifies the broker and exchange, which aligns with a planned disposition under Rule 144 resale conditions.

Considerations: Timing, volume and compliance with holding periods or volume limitations determine when sales may occur; the filing itself does not state execution details or proceeds.

Key Figures

Notice date: 06/05/2026 Shares to be sold: 3,500 shares Vested on 12/08/2024: 1,880 shares +2 more

5 metrics

Notice date 06/05/2026 Form 144 filing date

Shares to be sold 3,500 shares Total reported on Form 144

Vested on 12/08/2024 1,880 shares Restricted stock vesting date

Vested on 12/13/2024 1,620 shares Restricted stock vesting date

Broker Fidelity Brokerage Services LLC Broker of record for proposed sale

Key Terms

Form 144, Restricted Stock Vesting, Rule 144

3 terms

Form 144 regulatory

"Form 144 notice to sell securities under Rule 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting entries dated 12/08/2024 and 12/13/2024"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Securities to be sold under Rule 144 resale conditions"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does UTI's Form 144 disclose?

It discloses a notice to sell 3,500 shares of Common Stock via Fidelity on 06/05/2026. The filing lists vesting dates of 12/08/2024 and 12/13/2024 for the underlying restricted shares.

Does Form 144 mean the shares have already been sold?

No. A Form 144 is a regulatory notice of an intended public sale under Rule 144, not proof of sale. The filing states no securities sold in the past three months.

How many vested restricted shares are reported in the filing?

The filing lists two restricted stock vesting events totaling 3,500 shares: 1,880 vested on 12/08/2024 and 1,620 vested on 12/13/2024.

Who is the broker and where will the sale occur?

The broker named is Fidelity Brokerage Services LLC and the filing indicates the securities are to be sold on the NYSE, with the notice dated 06/05/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/05/2026 - 02:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002002128
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UNIVERSAL TECHNICAL INSTITUTE INC
SEC File Number	001-31923
Address of Issuer	4225 EAST WINDROSE DRIVE SUITE 200 PHOENIX ARIZONA 85032
Phone	623-445-9500
Name of Person for Whose Account the Securities are To Be Sold	Kline Christine
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3500	155443.41	55061381	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2024	Restricted Stock Vesting	Issuer			1880	12/08/2024	Compensation
Common	12/13/2024	Restricted Stock Vesting	Issuer			1620	12/13/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Christine C. Kline
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)