UTI (UTI) files Rule 144 listing multiple restricted stock vestings

Rhea-AI Filing Summary

UTI submitted a Rule 144 notice listing transfers of restricted common stock tied to compensation vesting. The filing lists four vesting events: 27,276 shares on 12/08/2023, 18,732 on 12/10/2023, 33,943 on 12/14/2023, and 14,549 on 12/13/2024. The filing records the broker as Fidelity Brokerage Services LLC.

Key Figures

Vesting on 12/08/2023: 27,276 shares Vesting on 12/10/2023: 18,732 shares Vesting on 12/14/2023: 33,943 shares +1 more

4 metrics

Vesting on 12/08/2023 27,276 shares Restricted Stock Vesting

Vesting on 12/10/2023 18,732 shares Restricted Stock Vesting

Vesting on 12/14/2023 33,943 shares Restricted Stock Vesting

Vesting on 12/13/2024 14,549 shares Restricted Stock Vesting

Key Terms

Restricted Stock Vesting, Fidelity Brokerage Services LLC, Rule 144

3 terms

Restricted Stock Vesting regulatory

"Entries labeled "Restricted Stock Vesting" with dates and share counts"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC market

"Broker/custodian line showing Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI"

Rule 144 regulatory

"Form header and context indicating a Section 144 notice for resale of restricted securities"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

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Available on EDGAR 06/29/2026 - 04:12 PM Accepted by SEC EDGAR 06/29/2026 - 04:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	94500	3912308.24	55061381	06/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2023	Restricted Stock Vesting	Issuer			27276	12/08/2023	Compensation
Common	12/10/2023	Restricted Stock Vesting	Issuer			18732	12/10/2023	Compensation
Common	12/14/2023	Restricted Stock Vesting	Issuer			33943	12/14/2023	Compensation
Common	12/13/2024	Restricted Stock Vesting	Issuer			14549	12/13/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does UTI's Form 144 list about restricted stock vesting?

It lists four restricted stock vesting events totaling specific share counts on dated vesting. The filing shows 27,276 shares vested 12/08/2023, 18,732 on 12/10/2023, 33,943 on 12/14/2023, and 14,549 on 12/13/2024.

Who is the broker or custodian named in the UTI Form 144?

Fidelity Brokerage Services LLC is named as the broker/custodian. The filing header shows Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI 02917 associated with the listed common stock transfers.

Does the filing indicate the securities' purpose or reason for transfer?

The filing identifies the transfers as related to compensation vesting of restricted stock. Each listed entry is labeled "Restricted Stock Vesting" and tied to the issuer as the source of the shares.

Are trading venue or exchange details included in the UTI Form 144?

Yes; an exchange code appears in the header. The header includes NYSE and a date field 06/29/2026 alongside numeric entries, although the filing excerpt does not describe execution details.