STOCK TITAN

UTI (NYSE: UTI) president sells 4,545 shares, retains 27,025

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Universal Technical Institute’s Concorde Division President Kevin Prehn reported an open-market sale of 4,545 shares of common stock at $40 per share. This was a direct ownership transaction.

Following the sale, Prehn directly holds 27,025 shares, which the footnote explains includes 14,232 restricted stock units previously reported as such.

Positive

  • None.

Negative

  • None.
Insider Prehn Kevin
Role Concorde Division President
Sold 4,545 shs ($182K)
Type Security Shares Price Value
Sale Common Stock, $0.0001 par value 4,545 $40.00 $182K
Holdings After Transaction: Common Stock, $0.0001 par value — 27,025 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 4,545 shares Open-market sale of common stock
Sale price $40.00 per share Price for the 4,545 shares sold
Shares held after 27,025 shares Direct holdings following the transaction
Restricted stock units included 14,232 RSUs Portion of total 27,025 shares held after
restricted stock units financial
"includes 14,232 restricted stock units that the reporting person previously reported"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock, $0.0001 par value financial
"security_title": "Common Stock, $0.0001 par value""
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Prehn Kevin

(Last)(First)(Middle)
4225 E. WINDROSE DRIVE, SUITE 200

(Street)
PHOENIX ARIZONA 85032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Concorde Division President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.0001 par value06/22/2026S4,545D$4027,025(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The total in Column 5 includes 14,232 restricted stock units that the reporting person previously reported in Table II of Form 4.
/s/ Christopher Kevane, Attorney-in-Fact for Kevin Prehn06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did UTI executive Kevin Prehn report on this Form 4?

Kevin Prehn reported an open-market sale of 4,545 shares of Universal Technical Institute common stock at $40 per share. The transaction involved non-derivative common stock and reflects a direct change in his personal shareholdings in the company.

What is Kevin Prehn’s role at Universal Technical Institute (UTI)?

Kevin Prehn serves as Concorde Division President at Universal Technical Institute. His position is identified in the Form 4, indicating he is an officer of the company and subject to insider reporting requirements for transactions in UTI common stock.

How many UTI shares does Kevin Prehn hold after the reported sale?

After selling 4,545 shares, Kevin Prehn directly holds 27,025 shares of Universal Technical Institute common stock. According to the footnote, this total includes 14,232 restricted stock units that were previously reported in the derivative securities table.

What price did Kevin Prehn receive per share in the UTI stock sale?

The Form 4 states that Kevin Prehn sold 4,545 shares of Universal Technical Institute common stock at $40 per share. This price reflects the average sale price for the reported open-market or private transaction on the specified transaction date.

How are restricted stock units treated in Kevin Prehn’s UTI share total?

The filing notes that 14,232 restricted stock units are included in the 27,025 total shares reported as directly held after the transaction. These restricted stock units were previously shown in Table II for derivative securities on an earlier Form 4.