Director at Universal Technical (NYSE: UTI) gifts 4,600 shares to charitable fund

Rhea-AI Filing Summary

UNIVERSAL TECHNICAL INSTITUTE INC director William J. Lennox Jr. reported a charitable stock gift. On the reported date, he transferred 4,600 shares of common stock as a bona fide gift to a charitable gift fund. After this donation, he directly holds 118,568 shares of UTI common stock.

Insider Trade Summary

4,600 shares gifted

Mixed 1 txn

Insider LENNOX WILLIAM J JR

Role null

Type	Security	Shares	Price	Value
Gift	Common Stock, $0.0001 par value	4,600	$0.00	--

Holdings After Transaction: Common Stock, $0.0001 par value — 118,568 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares gifted: 4,600 shares Gift price per share: $0.00 per share Shares held after transaction: 118,568 shares +1 more

4 metrics

Shares gifted 4,600 shares Bona fide gift of common stock

Gift price per share $0.00 per share Charitable transfer, no sale proceeds

Shares held after transaction 118,568 shares Direct ownership following gift

Transaction code G (bona fide gift) Non-derivative disposition classification

Key Terms

bona fide gift, charitable gift fund, Form 4

3 terms

bona fide gift financial

"transaction_code_description": "Bona fide gift""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

charitable gift fund financial

"a gift of securities by the reporting person to a charitable gift fund"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LENNOX WILLIAM J JR

(Last) (First) (Middle)

4225 E. WINDROSE DRIVE, SUITE 200

(Street)

PHOENIX ARIZONA 85032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value	06/05/2026		G		4,600(1)	D	$0.00	118,568	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction involved a gift of securities by the reporting person to a charitable gift fund.

	/s/ Christopher Kevane, Attorney-in-Fact for William J. Lennox, Jr.	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did UTI director William J. Lennox Jr. report on this Form 4?

He reported a bona fide gift of Universal Technical Institute common stock. The filing shows he transferred 4,600 shares as a charitable donation, with no sale proceeds, and continues to hold a substantial number of shares afterward.

How many UTI shares did Lennox gift in this Form 4 filing?

The Form 4 shows that Lennox gifted 4,600 shares of Universal Technical Institute common stock. This was recorded at a price of $0.00 per share because it was a charitable gift, not an open-market transaction or sale.

Who received the gifted UTI shares from Lennox?

According to the filing footnote, the 4,600 gifted UTI shares went to a charitable gift fund. This indicates the transfer was made for charitable purposes rather than as a market transaction or a sale to another investor.

How many UTI shares does Lennox hold after this gift?

After the reported gift, Lennox directly holds 118,568 shares of Universal Technical Institute common stock. This post-transaction balance is disclosed in the Form 4 and reflects his remaining direct ownership position.

Was the UTI Form 4 transaction a sale or a purchase of shares?

The transaction was neither a sale nor a purchase. It is coded as a “G” transaction, described as a bona fide gift, meaning UTI shares were donated to a charitable gift fund without any cash consideration exchanged.