UTI amends Form 144 to report 15,000 shares

UTI amended a Form 144 reporting proposed sales of Common Stock on the NYSE.

Rhea-AI Filing Summary

UTI amended a Form 144 reporting proposed sales of Common Stock on the NYSE. The filing lists 15,000 shares and a dollar figure of $536,100.00 with an effective filing date of 05/11/2026. The amendment also itemizes multiple stock awards by grant date and share counts, including awards dated 02/27/2008 (1,250), 02/22/2012 (3,682), 02/20/2013 (2,577), 04/08/2014 (3,892) and 02/27/2025 (3,599).

Insights

Securities Compliance Counsel

Amended notice for proposed sales; lists awards and aggregate figures.

The amendment identifies a proposed sale notice under Form 144/A, naming 15,000 shares and showing $536,100.00 alongside an 05/11/2026 filing date. It also lists specific stock award grant dates with share counts.

Regulatory effect: this is a reporting step to enable public resale under Rule 144 pathways; the actual timing and execution of sales are governed by Rule 144 conditions and market mechanics as applicable.

Corporate Governance Analyst

Lists compensation-related awards that underlie the resale notice.

The filing ties the shares to stock awards (labeled "Compensation") granting specific share amounts by date. Examples include 1,250 shares (02/27/2008) and 3,599 shares (02/27/2025).

These award entries explain the source of the shares being registered for resale; further details about holder identity or execution method are not provided in the excerpt.

Key Figures

Filed shares: 15,000 shares Dollar figure: $536,100.00 Filing date: 05/11/2026 +5 more

8 metrics

Filed shares 15,000 shares Form 144/A filing listed with NYSE

Dollar figure $536,100.00 Amount shown on the filing excerpt

Filing date 05/11/2026 Amended Form 144/A date

Award 02/27/2008 1,250 shares Stock Award dated 02/27/2008, Compensation

Award 02/22/2012 3,682 shares Stock Award dated 02/22/2012, Compensation

Award 02/20/2013 2,577 shares Stock Award dated 02/20/2013, Compensation

Award 04/08/2014 3,892 shares Stock Award dated 04/08/2014, Compensation

Award 02/27/2025 3,599 shares Stock Award dated 02/27/2025, Compensation

Key Terms

Form 144/A, Stock Award, Compensation

3 terms

Form 144/A regulatory

"Amended notice of proposed sale under Rule 144"

Stock Award financial

"Entries labeled 'Stock Award' with grant dates and share counts"

Compensation financial

"Award entries end with the word 'Compensation' indicating grant source"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does UTI's amended Form 144/A report?

It reports a proposed sale notice listing 15,000 shares and $536,100.00 with a filing date of 05/11/2026. The filing also itemizes multiple stock awards and their grant dates with share counts.

Which securities are covered in the Form 144/A for UTI?

The filing covers Common Stock, $0.0001 par value listed on the NYSE. The excerpt lists several award grants tied to Common Stock with their respective dates and share counts.

What award grants are listed as sources of the shares?

Listed award grants include 02/27/2008: 1,250 shares, 02/22/2012: 3,682 shares, 02/20/2013: 2,577 shares, 04/08/2014: 3,892 shares, and 02/27/2025: 3,599 shares identified as "Compensation."

Does the filing state how the sales will be executed?

The excerpt lists the securities and award sources but does not provide execution mechanics. It focuses on the proposed resale notice and the underlying stock awards without describing sale methods or timing.

What is the filing date shown on the Form 144/A?

The filing date displayed in the excerpt is 05/11/2026, associated with the amended Form 144/A and the listed common stock figures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 06:43 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001193863
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001193863-26-000001
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	UNIVERSAL TECHNICAL INSTITUTE INC
SEC File Number	001-31923
Address of Issuer	4225 EAST WINDROSE DRIVE SUITE 200 PHOENIX ARIZONA 85032
Phone	623-445-9500
Name of Person for Whose Account the Securities are To Be Sold	SRERE LINDA J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, $0.0001 par value	Northern Trust 2398 E. Camelback Road Suite 1100 Phoenix AZ 85016	15000	536100.00	55061381	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, $0.0001 par value	02/27/2008	Stock Award	Issuer			1250	02/27/2008	Compensation
Common Stock, $0.0001 par value	02/22/2012	Stock Award	Issuer			3682	02/22/2012	Compensation
Common Stock, $0.0001 par value	02/20/2013	Stock Award	Issuer			2577	02/20/2013	Compensation
Common Stock, $0.0001 par value	04/08/2014	Stock Award	Issuer			3892	04/08/2014	Compensation
Common Stock, $0.0001 par value	02/27/2025	Stock Award	Issuer			3599	02/27/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	This Amendment to the Form 144 originally filed on May 11, 2026 is being filed to update the Securities to be Sold table to correct the allocations of the securities to be sold.
Date of Notice	05/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christopher Kevane, Attorney-in-Fact for Linda J. Srere
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)