Welcome to our dedicated page for UNIVERSAL SAFETY PRODUCTS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Safety Products, Inc. filings document the Maryland company's public-company governance, capital structure and material events following its name change from Universal Security Instruments. Recent records include proxy materials for director elections, auditor ratification and advisory compensation votes; Form 8-K reports on stockholder voting matters; notices of late Form 10-Q filings; and disclosures about unregistered common stock issued upon conversion of a convertible note.
The filings also describe proposals affecting authorized shares, blank check preferred stock, Class B common stock and voting rights, along with NYSE American-listed common stock registration details and reporting-compliance matters.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 100 shares of common stock on September 18, 2026 at $5.01 per share in a direct open-market or private transaction. The filing also lists indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own. No Rule 10b5-1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reports that director and ten percent owner Milton C. Ault III purchased 200 shares of common stock on September 17, 2026 at $4.86 per share in a direct open-market or private transaction. No Rule 10b5-1 trading plan is reported. Footnotes state that Mr. Ault may be deemed to beneficially own additional common shares held indirectly through Ault Lending, LLC (1,133,062 shares), Alpha Structured Finance LP (22,700 shares), and Ault & Company, Inc. (6,200 shares), reflecting significant indirect positions alongside the small new direct purchase.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 300 shares of common stock on September 8, 2026 in open-market transactions at a volume weighted average price of $5.6492 per share, with individual trade prices ranging from $5.50 to $5.8198.
The purchased shares are held indirectly through Ault Lending, LLC, over which he is deemed to have voting and investment power. After this transaction, he reports 1,133,062 shares held through Ault Lending, 10,000 shares held directly, 22,700 shares held through Alpha Structured Finance LP, and 6,200 shares held through Ault & Company, Inc. No Rule 10b5-1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported additional open‑market purchases of common stock, and this amendment adds 100 shares bought on September 1, 2026 that were omitted previously. Across September 1–4, 2026 he purchased 900 shares at prices between $5.15 and a volume‑weighted average of $5.4214 per share. He also reports indirect beneficial ownership of common stock through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc. No Rule 10b5‑1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported open-market purchases of 800 shares of common stock on September 3–4, 2026, at prices around $5.42–$5.49 per share. He also reports substantial indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) is the subject of this Amendment No. 19 to a Schedule 13D, updating the ownership position of a group of related entities and individuals led by Milton C. Ault III. Based on 3,028,463 Shares outstanding as of August 14, 2026, Mr. Ault is reported to beneficially own 1,221,762 Shares, or approximately 39.7% of the common stock, including options and shares held through affiliated entities.
Ault Lending, LLC beneficially owns 1,132,762 Shares (about 37.4%), including 300,000 Shares acquired from JLA Realty Associates LLC for $1,800,000 and 340,000 Shares acquired from SJC Lending, LLC for $1,955,000, both paid via promissory notes. Mr. Ault holds options for 50,000 Shares and Henry C. Nisser holds options for 25,000 Shares, each with a $3.40 strike price and expiring on August 26, 2035.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) had insider activity reported by director and ten percent owner Milton C. Ault III. Over August 27–31, 2026, entities associated with Ault purchased a net 18,800 shares of Common Stock in open-market transactions, both directly and indirectly through Ault Lending, LLC. The filing also reports indirect beneficial ownership of shares held by Alpha Structured Finance LP and Ault & Company, Inc., reflecting Ault’s roles with those entities.
UNIVERSAL SAFETY PRODUCTS, INC. (ticker UUU) insider Milton C. Ault III, a director and ten percent owner, reported open-market purchases of the company’s common stock on August 24–26, 2026. Entities associated with Mr. Ault, including Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., hold these shares directly or indirectly as described in the footnotes.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) received an amended Schedule 13D (Amendment No. 18) from a group of investors led by Hyperscale Data, Inc. and entities affiliated with Milton C. Ault III, updating their beneficial ownership of the company’s common stock.
Based on 3,028,463 shares outstanding as of August 14, 2026, Hyperscale and Ault Capital may each be deemed to beneficially own 1,109,233 shares, or 36.6% of the common stock, primarily through Ault Lending and Alpha Structured Finance. Ault Lending alone beneficially owns 1,086,533 shares, or 35.9%. Mr. Ault is reported as beneficially owning 1,172,533 shares, or approximately 38.1%, including 7,100 shares held directly, 50,000 currently exercisable options, and shares held through affiliated entities. Director Henry C. Nisser holds 25,000 currently exercisable options, representing less than 1% of the class.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reported insider purchases of common stock by director and ten percent owner Milton C. Ault III on August 20–21, 2026. Across four open-market transactions, entities associated with Mr. Ault purchased a net 29,178 shares of common stock at per-share prices ranging from about $6.06 to $6.37. On August 21, Mr. Ault bought 1,000 shares directly at $6.37 per share, bringing his directly held position to 7,100 shares, while additional purchases were made indirectly through Ault Lending, LLC and Alpha Structured Finance LP, which he may be deemed to beneficially own.