Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products director and 10% owner Milton C. Ault III reported additional indirect purchases of UUU common stock through affiliated entities. Ault Lending, LLC bought 2,231 shares at $4.6996 on February 24, 2026 and 970 shares at $4.7290 on February 25, 2026 in open-market transactions, totaling 3,201 shares. After these trades, Ault Lending, LLC held 479,964 shares indirectly. As of February 24, 2026, related reported holdings also included 200 shares held directly, 10,000 shares held through Alpha Structured Finance LP, and 6,000 shares held through Ault & Company, Inc.
Universal Safety Products, Inc. is holding its 2026 annual stockholder meeting virtually on March 27, 2026, with a record date of February 24, 2026, covering 2,717,787 common shares entitled to one vote each.
Stockholders are asked to elect one Class II and two Class III directors, ratify CBIZ CPAs P.C. as independent auditor for the year ending March 31, 2026, approve on an advisory basis the compensation of named executive officers, and choose how often to hold future say‑on‑pay votes, with the Board recommending every three years.
The proxy details board structure and independence, committee roles, director pay of $10,000 per independent director in 2025, CEO total compensation of $433,280 with a 4.31:1 CEO‑to‑median pay ratio, a new 2025 Stock Incentive Plan authorizing up to 1,000,000 shares, and related‑party use of the CEO’s and family credit cards for up to $1.1 million of company expenses in 2025, which were fully reimbursed.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of the company’s common stock through affiliated entities. On February 23, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., purchased 8,281 shares in open-market transactions at a volume-weighted average price of $4.8543 per share, bringing its indirect holdings to 476,763 shares. On February 20, 2026, Ault Lending, LLC bought a further 6,025 shares at an average price of $4.6590, for indirect ownership of 468,482 shares following that purchase. The filing also reports Mr. Ault’s direct holding of 200 shares and indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., which he may be deemed to beneficially own through his roles with those entities.
Universal Safety Products, Inc. reported sharply weaker results for the quarter ended December 31, 2025 after selling its smoke and carbon monoxide alarm business to Feit Electric. Quarterly net sales fell to $22,549 from $5,535,148, producing a gross loss and a net loss of $2,287,174, or $0.99 per share.
For the nine months, sales dropped to $4,606,795 from $17,336,933 and the net loss widened to $1,476,633, despite a $2,820,668 gain on the asset sale. Selling, general and administrative costs stayed high at $4,320,649, including $896,700 of stock-based compensation, professional fees related to strategic alternatives, and workforce reduction costs.
Cash rose to $4,292,476 from $348,074, helped by sale proceeds and new 8% convertible debentures, while the factoring line was largely repaid. Total assets fell to $5,500,042 and shareholders’ equity declined to $2,270,991. Management disclosed that disclosure controls remain ineffective, with multiple material weaknesses in accounting, tax, complex instruments, and segregation of duties still unresolved.
Universal Safety Products, Inc. filed a notice that it will not submit its Form 10-Q for the quarter ended December 31, 2025 on time. The company says it needs more time to complete its financial statements because of complexities in its current operating and financial model.
Universal Safety Products also expects significantly lower sales and reduced net income for the quarter and the nine months ended December 31, 2025 compared with the same periods in 2024. Management has not yet finished the financial statements and therefore cannot provide a precise estimate of these results.
Universal Safety Products, Inc. sees a major ownership update from the Ault-affiliated group in this Amendment No. 9 to Schedule 13D. The filing is based on 2,312,887 common shares outstanding as of November 19, 2025, plus 405,000 additional shares issued upon note conversions, and includes option shares for two directors for percentage calculations.
Ault Lending has acquired a total of 300,000 shares under a stock purchase agreement with JLA Realty Associates LLC for an aggregate $1,800,000, paid via promissory notes. On February 4, 2026, a second closing under that agreement added 205,000 shares and a new note with $1,230,000 initial principal. Ault Lending now beneficially owns 462,457 shares, or 17.0% of the company.
Through layered ownership entities, Hyperscale Data, Inc. and Ault Capital Group, Inc. may each be deemed to beneficially own 472,457 shares, or 17.4%. Milton C. Ault III is reported as beneficially owning 528,657 shares, approximately 19.1% of Universal Safety’s common stock, including 50,000 vested options with a $3.40 strike price expiring August 26, 2035. Director Henry C. Nisser holds 25,000 vested options, representing less than 1% on an as-converted basis.
Universal Safety Products, Inc. reported that between January 26, 2026 and February 3, 2026 it issued 405,000 shares of common stock upon conversion of $1,503,424.80 of principal and accrued interest under a convertible note.
The common shares were issued in a private transaction relying on the Section 4(a)(2) exemption from registration under the Securities Act of 1933. As of February 3, 2026, the company had 2,717,887 shares of common stock outstanding.
Universal Safety Products, Inc. director Milton C. Ault III reported an indirect purchase of common stock tied to an affiliated entity. On February 4, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., purchased 205,000 shares of Universal Safety Products at $6 per share.
Following this transaction, Ault Lending holds 462,457 shares indirectly attributed to Mr. Ault through his voting and investment power. The filing also reports 200 shares held directly, and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own.
Universal Safety Products, Inc. (UUU) received a Schedule 13G filing from investor David E. Lazar, disclosing a passive ownership stake in the company’s common stock. As of the close of business on January 23, 2026, Lazar beneficially owned 156,396 shares of common stock, representing 6.76% of the class. This percentage is calculated based on 2,312,887 shares outstanding as of November 19, 2025, as reported in the company’s most recent quarterly report. The filing shows Lazar has shared voting and dispositive power over all 156,396 shares and no sole voting or dispositive power. He certifies that the shares were not acquired to change or influence control of Universal Safety Products, other than activities solely in connection with a possible nomination under the specified proxy rule.
Universal Safety Products, Inc. (UUU) received an updated Schedule 13D/A from an investor group led by Milton C. Ault III, detailing a larger ownership position and a new share purchase agreement. Ault Lending, LLC agreed to buy a total of 300,000 common shares from JLA Realty Associates at $6.00 per share, financed by promissory notes totaling $1,800,000 that bear 8% annual interest and mature in March 2026. The deal closes in two parts: 95,000 shares already purchased and 205,000 more expected three business days later. Based on 2,312,887 shares outstanding as of November 19, 2025, Mr. Ault reports beneficial ownership of 323,657 shares, or approximately 13.7%, while related entities such as Ault Lending and Hyperscale Data each report stakes above 10%.