UUU: Broker‑noticed proposed sale of common stock (Form 144) — Oppenheimer

Rhea-AI Filing Summary

UUU submitted a Form 144 notice indicating proposed sales of Common Stock tied to prior stock‑option exercises. The filing lists option exercises with reported share amounts and dates: 02/09/2005 (6,666), 02/08/2006 (17,666), 06/14/2006 (40,000), 01/30/2007 (8,000), and 02/26/2007 (35,554). The broker shown is Oppenheimer and the filing includes a date of 05/26/2026 and venue NYSE American.

Key Figures

Exercise on 02/09/2005: 6,666 shares Exercise on 02/08/2006: 17,666 shares Exercise on 06/14/2006: 40,000 shares +5 more

8 metrics

Exercise on 02/09/2005 6,666 shares exercise of stock option

Exercise on 02/08/2006 17,666 shares exercise of stock option

Exercise on 06/14/2006 40,000 shares exercise of stock option

Exercise on 01/30/2007 8,000 shares exercise of stock option

Exercise on 02/26/2007 35,554 shares exercise of stock option

Filing date shown 05/26/2026 Form 144 filing date

Broker fee/amount field $620,000.00 numeric field present in filing excerpt

Quantity field present 100,000 numeric field present in filing excerpt

Key Terms

Form 144, Exercise of stock option, NYSE American, Oppenheimer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Exercise of stock option financial

"Common Stock | 02/09/2005 | Exercise of stock option"

NYSE American market

"05/26/2026 | NYSE American"

NYSE American is a stock exchange where companies can list their shares to be bought and sold by investors. It functions like a marketplace, helping businesses raise money and providing investors with opportunities to buy ownership in these companies. Its role is important because it facilitates the trading of smaller or emerging companies, offering investors access to a broader range of investment options.

Oppenheimer other

"Oppenheimer 10840 Wilshire Boulevard Los Angeles CA 90024"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Oppenheimer 10840 Wilshire Boulevard Los Angeles CA 90024	100000	620000.00	2717887	05/26/2026	NYSE American

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/09/2005	Exercise of stock option	Universal Safety Products, Inc.			6666	02/09/2005	Cash
Common Stock	02/08/2006	Exercise of stock option	Universal Safety Products, Inc.			17666	02/08/2006	Cash
Common Stock	06/14/2006	Exercise of stock option	Universal Safety Products, Inc.			40000	06/14/2006	Cash
Common Stock	01/30/2007	Exercise of stock option	Universal Safety Procducts, Inc.			8000	01/30/2007	Cash
Common Stock	02/26/2007	Exercise of stock option	Universal Safety Products, Inc.			35554	02/26/2007	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does UUU's Form 144 disclose?

Answer: The Form 144 discloses proposed sales of Common Stock tied to prior option exercises. It lists exercise dates and share counts including 6,666; 17,666; 40,000; 8,000; and 35,554, with a broker noted as Oppenheimer and a filing date of 05/26/2026.

Who is listed as the broker on the UUU Form 144?

Answer: The broker shown is Oppenheimer. The filing includes Oppenheimer's address at 10840 Wilshire Boulevard, Los Angeles, and associates the notice with the NYSE American venue on 05/26/2026.

Do the entries on the Form 144 show how the shares were acquired?

Answer: Yes. Each listed tranche is described as an exercise of stock option with the method noted as cash. The entries pair specific exercise dates with share counts and indicate cash exercises for those options.

Are the listed share amounts aggregate or individual tranches?

Answer: The filing shows individual tranches tied to specific exercise dates. Examples include 6,666 (02/09/2005), 17,666 (02/08/2006), 40,000 (06/14/2006), 8,000 (01/30/2007), and 35,554 (02/26/2007) as separate line items.