Universal Safety (UUU) director Ault Milton C III adds shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported open-market purchases of the company’s common stock on March 30–31, 2026, mainly through affiliated entities. Across five buy transactions, entities associated with him acquired 12,608 shares at prices around the mid‑$5 range.
Indirect purchases included 5,000 shares at $5.8406 per share by Alpha Structured Finance LP and a total of 7,008 shares at prices around $5.54 per share by Ault Lending, LLC$5.3896 and $5.5364, bringing his direct holdings to 2,200 shares. Following these trades, Ault is shown with indirect positions including 20,000 shares via Alpha Structured Finance LP, 685,252 shares via Ault Lending, LLC, and 6,000 shares via Ault & Company, Inc.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 12,608 shares ($72,808)
Net Buy
6 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
12,608 shs ($73K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 5,000 | $5.8406 | $29K |
| Purchase | Common Stock | 5,000 | $5.8452 | $29K |
| Purchase | Common Stock | 100 | $5.5364 | $553.64 |
| Purchase | Common Stock | 2,008 | $5.5433 | $11K |
| Purchase | Common Stock | 500 | $5.3896 | $3K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,000 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 2,200 shares (Direct)
Footnotes (1)
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.5433. The range of purchase prices on the transaction date was $5.4888 to $5.54535 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3896. The range of purchase prices on the transaction date was $5.35 to $5.4381 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.8406. The range of purchase prices on the transaction date was $5.75 to $5.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Net shares bought: 12,608 shares
Alpha Structured Finance LP purchase: 5,000 shares at $5.8406/share
Ault Lending, LLC March 31 buy: 5,000 shares at $5.8452/share
+5 more
8 metrics
Net shares bought
12,608 shares
Total open-market purchases on March 30–31, 2026
Alpha Structured Finance LP purchase
5,000 shares at $5.8406/share
Common Stock bought March 31, 2026, indirect holding
Ault Lending, LLC March 31 buy
5,000 shares at $5.8452/share
Common Stock open-market purchase, indirect holding
Ault Lending, LLC March 30 buy
2,008 shares at $5.5433/share
Common Stock open-market purchase, indirect holding
Direct March 30 purchase
500 shares at $5.3896/share
Common Stock bought directly by Ault
Direct March 31 purchase
100 shares at $5.5364/share
Common Stock bought directly by Ault
Post-transaction Ault Lending holding
685,252 shares
Total Common Stock held indirectly via Ault Lending, LLC
Post-transaction direct holding
2,200 shares
Common Stock held directly by Milton C. Ault III
Key Terms
open market transactions, volume weighted average purchase price, beneficially owned, indirect ownership, +1 more
5 terms
open market transactions financial
"The common stock was purchased by the reporting person in open market transactions on the transaction date"
Open market transactions are the buying and selling of a company’s shares or other securities conducted on public exchanges or through the wider market rather than through private deals or negotiated placements. They matter to investors because these trades change supply and demand in real time—like shoppers affecting a store’s inventory—and so can move prices, signal management or investor sentiment, affect liquidity, and alter ownership stakes that influence future returns and risk.
volume weighted average purchase price financial
"with a volume weighted average purchase price of $5.5433"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
beneficially owned financial
"Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund")"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
indirect ownership financial
"direct_or_indirect": "I","nature_of_ownership": "By Ault Lending, LLC""
ten percent owner financial
""is_ten_percent_owner": 1"
FAQ
What insider transactions did Milton C. Ault III report for UUU?
Milton C. Ault III reported multiple open‑market purchases of Universal Safety Products common stock. On March 30–31, 2026, entities associated with him and his direct account bought a total of 12,608 shares at prices in the mid‑$5 range.
What role does Ault Lending, LLC play in Milton Ault’s UUU ownership?
Ault Lending, LLC holds a significant indirect UUU position for Milton Ault. Following the March 30–31, 2026 purchases, Ault Lending, LLC is shown holding 685,252 shares of Universal Safety Products common stock on his behalf.