Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products (UUU) adjourned its special meeting after stockholders approved Proposal 8 to permit further adjournment and proxy solicitation. Proposal 8 received 1,306,202 votes for, 199,648 against, and 17,655 abstentions.
Based on proxies received before the meeting opened, there were not sufficient votes to proceed on the Authorized Share Increase, Blank Check Preferred, Class B Common, or Voting Rights proposals. The meeting will reconvene at 12:00 p.m. Eastern on December 16, 2025, and the record date remains September 17, 2025, when 2,312,887 common shares were outstanding and eligible to vote.
Universal Safety Products (UUU) filed a Form 12b-25, notifying a late Form 10-Q for the quarter ended September 30, 2025. The delay stems from late‑quarter transactions that require implementing previously unadopted accounting principles, creating added complexity in completing the financial statements.
The company anticipates a significant change in results: lower net income for the quarter and higher net income for the six months ended September 30, 2025, versus the same 2024 periods. All other required periodic reports over the past 12 months have been filed.
Universal Safety Products (UUU) filed a Form 4 reporting a director’s option grant. On 10/20/2025, the reporting person acquired stock options to purchase 25,000 shares at an exercise price of $3.40. The options were granted on 08/27/2025, subject to stockholder approval, and vested on 10/20/2025 upon that approval. They become exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares and carry an expiration date of 08/26/2035. Following the transaction, 25,000 derivative securities were beneficially owned, held directly.
Universal Safety Products (UUU) Form 4: The company’s Chief Financial Officer reported a grant of stock options to purchase 25,000 shares at an exercise price of $3.4. The options were granted on August 27, 2025, subject to stockholder approval, and vested on October 20, 2025, the date stockholders approved them.
The options expire on August 26, 2035 and become exercisable as soon as the NYSE American approves the supplemental listing application for the underlying common stock. Following the reported transaction, the reporting person beneficially owns 25,000 derivative securities, held directly.
Universal Safety Products, Inc. (UUU) received an Amendment No. 4 to Schedule 13D reporting updated beneficial ownership by entities affiliated with Milton C. Ault III. Based on 2,312,887 shares outstanding as of September 17, 2025, Mr. Ault beneficially owns 125,407 shares (approximately 5.4%), including 50,000 shares underlying options that are currently exercisable or become exercisable within 60 days.
Reported holders include Ault & Company, Inc. with 75,407 shares (approximately 3.3%), Ault Lending, LLC with 65,407 shares (2.8%), Ault Capital Group, Inc. and Hyperscale Data, Inc. each with 70,407 shares (3.0%), and Alpha Structured Finance LP with 5,000 shares (0.2%). Item 3 notes aggregate purchase prices: $281,526.78 for 65,407 shares by Ault Lending, $13,723.80 for 5,000 shares by Ault & Company, and $11,968.50 for 5,000 shares by Alpha Fund. Director option grants include 50,000 options to Mr. Ault and 25,000 to Henry C. Nisser, each with a $3.40 strike, expiring August 26, 2035, and vested on October 20, 2025.
Universal Safety Products (UUU) reported an insider equity award. Chairman, President and CEO (also a Director) Harvey B. Grossblatt reported the acquisition of 50,000 stock options on 10/20/2025 at an exercise price of $3.4 per share, recorded on a Form 4 with transaction code A (grant).
The options were originally granted on August 27, 2025 subject to stockholder approval and vested on October 20, 2025, the date stockholders approved them. They become exercisable after NYSE American approves the supplemental listing application for the underlying common shares. The award covers 50,000 shares of common stock, carries a stated price of $0 for the derivative grant, and has an expiration date of 08/26/2035. Following the reported transaction, 50,000 derivative securities are beneficially owned, held directly.
Universal Safety Products, Inc. (UUU) reported an insider equity award on a Form 4. A Director and Vice Chairman received 50,000 stock options (transaction code A) with an exercise price of $3.4 per share. The options were granted on August 27, 2025, subject to stockholder approval, and vested on October 20, 2025 upon that approval.
The options become exercisable once the NYSE American approves the supplemental listing application for the underlying common shares and carry an expiration date of August 26, 2035. Following the reported transaction, the filing shows 50,000 derivative securities beneficially owned, held directly.
Universal Safety Products (UUU) filed a Form 425,000 stock options with an exercise price of $3.40, granted on August 27, 2025, and vesting on October 20, 2025, the date stockholders approved the grant.
The options become exercisable once the NYSE American approves the supplemental listing application for the underlying shares, and they expire on 08/26/2035. Following the reported transaction, the director holds 25,000 derivative securities with direct ownership. The earliest transaction date reported is 10/20/2025.
Universal Safety Products (UUU) disclosed a Form 4 for a director reporting 25,000 stock options at an exercise price of $3.4 per share. The options were granted on August 27, 2025 subject to stockholder approval and vested on October 20, 2025, the date of stockholder approval. They are exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares and carry an expiration date of August 26, 2035. Following the transaction, 25,000 derivative securities are beneficially owned, held directly.
Universal Safety Products (UUU) reported results from a special stockholder meeting. Holders approved the 2025 Equity Incentive Plan, equity issuances to directors and executive officers, and—solely for NYSE American Rule 713(a) compliance—the potential issuance of additional common shares underlying a previously issued convertible note tied to an August 13, 2025 securities purchase agreement. Stockholders also approved the ability to adjourn the meeting.
Proposals to increase authorized shares, create blank check preferred stock, establish Class B common stock, and modify voting rights were not brought to a vote due to insufficient support based on proxies received. The meeting was adjourned and will reconvene at 12:00 p.m. ET on November 14, 2025. Stockholders of record as of September 17, 2025—when 2,312,887 shares were outstanding and entitled to vote—may participate via the specified meeting portal.
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