Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products, Inc. (UUU) received a Schedule 13G filing from investor David E. Lazar, disclosing a passive ownership stake in the company’s common stock. As of the close of business on January 23, 2026, Lazar beneficially owned 156,396 shares of common stock, representing 6.76% of the class. This percentage is calculated based on 2,312,887 shares outstanding as of November 19, 2025, as reported in the company’s most recent quarterly report. The filing shows Lazar has shared voting and dispositive power over all 156,396 shares and no sole voting or dispositive power. He certifies that the shares were not acquired to change or influence control of Universal Safety Products, other than activities solely in connection with a possible nomination under the specified proxy rule.
Universal Safety Products, Inc. (UUU) received an updated Schedule 13D/A from an investor group led by Milton C. Ault III, detailing a larger ownership position and a new share purchase agreement. Ault Lending, LLC agreed to buy a total of 300,000 common shares from JLA Realty Associates at $6.00 per share, financed by promissory notes totaling $1,800,000 that bear 8% annual interest and mature in March 2026. The deal closes in two parts: 95,000 shares already purchased and 205,000 more expected three business days later. Based on 2,312,887 shares outstanding as of November 19, 2025, Mr. Ault reports beneficial ownership of 323,657 shares, or approximately 13.7%, while related entities such as Ault Lending and Hyperscale Data each report stakes above 10%.
Universal Safety Products, Inc. received an updated Schedule 13D/A from JLA Realty Associates, SJC Lending, and Steven J. Caspi detailing their ownership and recent financing moves. As of this amendment, they report beneficial ownership of 256,592 common shares, or approximately 9.99% of the company, based on 2,312,887 shares outstanding as of November 19, 2025, including 255,600 shares issuable upon conversion of SJC’s convertible notes.
SJC holds two convertible promissory notes with original principal amounts of $1,100,000 and $1,650,000. These convert into common stock at the greater of a $1.00 floor price or a 20% discount to the company’s lowest VWAP over a 10‑day window, capped at $10.00 per share. The beneficial ownership cap under these notes was increased from 4.99% to 9.99% effective November 30, 2025.
The filing also describes a January 16, 2026 Stock Purchase Agreement under which JLA agreed to sell 300,000 shares to Ault Lending, LLC at $6.00 per share in exchange for $1,800,000 in promissory notes bearing 8% annual interest and maturing in March 2026, split into two closings of 95,000 and 205,000 shares.
Universal Safety Products director Milton C. Ault III reported an indirect purchase of common stock through an affiliated entity. On January 16, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., bought 95,000 shares of Universal Safety Products common stock at $6 per share.
Following this transaction, Ault Lending held 257,457 shares indirectly attributed to Mr. Ault through his role at Hyperscale Data. The filing also shows Mr. Ault with 200 shares held directly, and additional indirect beneficial ownership of 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.
Universal Safety Products, Inc. (UUU) received an updated Schedule 13D/A (Amendment No. 7) from a group of affiliated investors led by Hyperscale Data, Inc. and Ault-related entities, detailing their ownership of the company’s common stock. The filing is based on 2,312,887 shares outstanding as of November 19, 2025. As of the filing date, Hyperscale and Ault Capital may each be deemed to beneficially own 172,457 shares (7.5% of the class), mainly through Alpha Structured Finance LP and Ault Lending, LLC. Ault Lending directly holds 162,457 shares (7.0%). Milton C. Ault III beneficially owns 228,657 shares, or approximately 9.7%, including 200 shares held personally, 50,000 stock options and indirect interests in affiliated entities. Director Henry C. Nisser beneficially owns 25,000 shares via options, representing 1.1% of the class. The filing also discloses the cash purchase prices for the open-market acquisitions and the terms of the directors’ stock options.
Universal Safety Products, Inc. director Milton C. Ault, III reported recent purchases and holdings of the company’s common stock through affiliated entities. On 12/30/2025, Ault Lending, LLC acquired 700 shares of common stock at a price of $4.9859 per share, followed by an additional 3,360 shares at $4.9345 per share on 12/31/2025, both reported as purchases in the open market. After these transactions, Ault Lending is shown as beneficially owning 162,457 shares of Universal Safety Products common stock, reported as indirect ownership for Mr. Ault.
The explanation notes that the 12/30/2025 purchases were executed in multiple trades within a price range of $4.965 to $4.999 per share and that full trade‑level details will be provided upon request. Additional indirect beneficial ownership is reported through Alpha Structured Finance LP with 10,000 shares and Ault & Company, Inc. with 6,000 shares. Through his roles with these entities, Mr. Ault may be deemed to beneficially own the securities they hold.
Universal Safety Products, Inc. director Milton C. Ault, III reported multiple open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 100 shares on 12/23/2025 at $5.015, 6,805 shares on 12/26/2025 at $4.9213, and two trades totaling 300 shares on 12/29/2025 at prices around $5.01–$5.025.
Following these transactions, Ault Lending held 158,397 shares indirectly attributed to Mr. Ault. He also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting his control positions in those entities.
Universal Safety Products, Inc. director Milton C. Ault, III reported indirect purchases of the company’s common stock. On 12/19/2025, Ault Lending, LLC acquired 1,420 shares at a price of $4.9877 per share. On 12/22/2025, Ault Lending, LLC acquired an additional 2,168 shares at $4.9796 per share. After these transactions, Ault Lending, LLC held 151,392 shares beneficially owned by Mr. Ault. The filing also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting Mr. Ault’s positions in those entities.
Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock. On December 17, 2025, an affiliated entity bought 1,635 shares at a volume-weighted average price of $4.9194 per share. On December 18, 2025, it bought an additional 2,069 shares at $4.905 per share.
After these transactions, Mr. Ault indirectly beneficially owns 147,804 shares of common stock through Ault Lending, LLC, as well as 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc. The filing explains that, due to his roles with these entities, he may be deemed to share voting and investment power over these holdings.
Universal Safety Products, Inc. director Milton C. Ault, III reported indirect open‑market purchases of the company’s common stock through affiliated entities.
On December 15, 2025, Alpha Structured Finance LP bought 2,500 shares at a volume‑weighted average price of $5.021 per share, resulting in 8,453 shares indirectly owned through that entity. On December 16, 2025, the same affiliate bought 1,547 shares at a volume‑weighted average price of $5.0486, bringing its indirect holding to 10,000 shares. Another affiliate, Ault Lending, LLC, purchased 1,569 shares on December 16, 2025 at $5.0159 per share and held 144,100 shares afterward, while Ault & Company, Inc. held 6,000 shares beneficially owned by Mr. Ault.