UUU director granted 25,000 options at $3.40; NYSE OK pending

Universal Safety Products (UUU) filed a Form 4 reporting a director’s stock option grant tied to stockholder approval.

Accepted by SEC EDGAR 10/22/2025 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Universal Safety Products (UUU) filed a Form 4 reporting a director’s stock option grant tied to stockholder approval. The filing shows 25,000 stock options with an exercise price of $3.40, granted on August 27, 2025, and vesting on October 20, 2025, the date stockholders approved the grant.

The options become exercisable once the NYSE American approves the supplemental listing application for the underlying shares, and they expire on 08/26/2035. Following the reported transaction, the director holds 25,000 derivative securities with direct ownership. The earliest transaction date reported is 10/20/2025.

Insider Trade Summary

Grant/Award: 25,000 shares

Grant/Award 1 txn

Insider Bormel Ira

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right to Buy)	25,000	$0.00	$0.00

Holdings After Transaction: Stock Options (Right to Buy) — 25,000 contracts (Direct)

Footnotes (2)

1. F1. The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.
2. F2. The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did UUU disclose on Form 4?

A director received 25,000 stock options at an exercise price of $3.40.

When did the UUU options vest?

They vested on October 20, 2025, the date stockholders approved the grant.

When do the UUU options become exercisable?

They are exercisable once the NYSE American approves the supplemental listing application for the underlying shares.

What is the expiration date of the UUU options?

The options expire on 08/26/2035.

What ownership form is reported for the UUU options?

The filing lists direct ownership of 25,000 derivative securities after the transaction.

What is the earliest transaction date on the UUU Form 4?

The earliest transaction date is 10/20/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bormel Ira

(Last) (First) (Middle)

11407 CRONHILL DRIVE, SUITE A

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	$3.4	10/20/2025		A		25,000(1)		(2)	08/26/2035	Common Stock	25,000	$0	25,000	D

Explanation of Responses:

1. The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

2. The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

	By: /s/ Ira Bormel	10/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.