Universal Safety Products: 25,000 options at $3.40 for director

Universal Safety Products (UUU) filed a Form 4 reporting a director’s option grant.

Rhea-AI Filing Summary

Universal Safety Products (UUU) filed a Form 4 reporting a director’s option grant. On 10/20/2025, the reporting person acquired stock options to purchase 25,000 shares at an exercise price of $3.40. The options were granted on 08/27/2025, subject to stockholder approval, and vested on 10/20/2025 upon that approval. They become exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares and carry an expiration date of 08/26/2035. Following the transaction, 25,000 derivative securities were beneficially owned, held directly.

Insider Trade Summary

Grant/Award: 25,000 shares

Grant/Award 1 txn

Insider SEFF RONALD A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right to Buy)	25,000	$0.00	$0.00

Holdings After Transaction: Stock Options (Right to Buy) — 25,000 contracts (Direct)

Footnotes (2)

1. F1. The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.
2. F2. The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UUU disclose in this Form 4?

A director acquired stock options to purchase 25,000 shares of common stock.

What is the exercise price of the options reported by UUU?

The options carry an exercise price of $3.40 per share.

When did the UUU director’s options vest?

They vested on 10/20/2025, the date stockholders approved the grant.

When can the options be exercised?

They are exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares.

What is the expiration date of the options?

The options expire on 08/26/2035.

How many derivative securities were owned after the transaction?

The reporting person beneficially owned 25,000 derivative securities directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/29/2025 - 05:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SEFF RONALD A

(Last) (First) (Middle)

11407 CRONHILL DRIVE, SUITE A

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	$3.4	10/20/2025		A		25,000(1)		(2)	08/26/2035	Common Stock	25,000	$0	25,000	D

Explanation of Responses:

1. The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

2. The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

	By: /s/ Ronald A. Seff	10/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.