Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products, Inc. reported the results of a special stockholder meeting that was adjourned twice and reconvened on December 16, 2025. Stockholders rejected four proposed amendments to the company’s charter, including plans to increase authorized common stock from 20,000,000 to 220,000,000, authorize 25,000,000 shares of preferred stock, create 20,000,000 shares of class B common stock, and eliminate super-majority voting requirements.
As of September 17, 2025, 2,312,887 shares of common stock were outstanding and entitled to vote at the meeting, and the disclosed vote totals show that none of the proposals obtained the required level of approval.
Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock through an affiliated entity. On 12/11/2025 he acquired 5,400 shares at a volume-weighted average price of $4.8669 per share, and on 12/12/2025 he acquired 500 shares at a volume-weighted average price of $4.8791 per share, both through Ault Lending, LLC.
Following these trades, Ault Lending held 142,531 shares of Universal Safety Products common stock, reported as indirectly owned by Mr. Ault. The filing also reports additional indirect beneficial ownership of 6,000 shares through Ault & Company, Inc. and 5,953 shares through Alpha Structured Finance LP, reflecting his roles with those entities.
Universal Safety Products, Inc. received an updated Schedule 13D/A (Amendment No. 6) from a group of affiliated investors led by Hyperscale Data, Inc. and Ault-related entities. The filing is based on 2,312,887 common shares outstanding as of November 19, 2025. Hyperscale, through its control of Ault Capital, may be deemed to beneficially own 142,584 shares, representing 6.2% of the company. Ault Lending directly holds 136,631 shares, or 5.9%.
Overall, Milton C. Ault III is reported to beneficially own 198,584 shares, or about 8.4% of the common stock, including 50,000 shares underlying stock options that are currently exercisable or become exercisable within 60 days. Director Henry C. Nisser is reported to beneficially own 25,000 shares through options that are currently exercisable or become exercisable within 60 days, equal to 1.1% of the company. The amendment also discloses aggregate purchase prices for shares acquired by several Ault-affiliated entities and confirms the vesting and terms of director stock options.
Universal Safety Products director Milton C. Ault, III reported a series of open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 2,900 shares on 12/05/2025 at a volume-weighted average price of $4.3837 per share, 6,200 shares on 12/06/2025 at $4.2068, 6,800 shares on 12/09/2025 at $4.4598, and 13,200 shares on 12/10/2025 at $4.6182.
After these transactions, Ault is shown as indirectly beneficially owning 136,631 shares via Ault Lending, LLC, plus 6,000 shares via Ault & Company, Inc. and 5,953 shares via Alpha Structured Finance LP. The filing explains that his executive and control roles at these entities cause him to be deemed a beneficial owner of their holdings.
Universal Safety Products, Inc. director Milton C. Ault, III reported an open-market purchase of the company’s common stock. On 12/04/2025, he acquired 5,100 shares of Universal Safety Products common stock at a volume-weighted average price of $4.3065 per share, with individual trades ranging from $4.305 to $4.3797 per share.
After this transaction, Mr. Ault reports indirect beneficial ownership of 107,531 shares through Ault Lending, LLC, 6,000 shares through Ault & Company, Inc., and 5,953 shares through Alpha Structured Finance LP, reflecting his control or management roles in these entities.
Universal Safety Products, Inc. director Milton C. Ault III reported open‑market purchases of the company’s common stock through affiliated entities. On 12/02/2025, an affiliate bought 4,631 shares at a volume‑weighted average price of $4.3050 per share, and another affiliate bought 1,000 shares at $4.309 per share. On 12/03/2025, an affiliate purchased an additional 1,431 shares at a volume‑weighted average price of $4.3244 per share. Following these transactions, Ault is reported as indirectly beneficially owning shares through Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP.
Universal Safety Products, Inc. director Milton C. Ault, III reported a small open-market purchase of common stock. On 11/28/2025, an affiliated entity, Ault Lending, LLC, bought 100 shares of Universal Safety Products common stock at a price of $4.399 per share, marked as an acquisition transaction.
After this trade, Mr. Ault is reported as indirectly beneficially owning 96,369 shares of common stock through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing indicates this is a Form 4 filed by one reporting person in his capacity as a director of the company, with no derivative securities reported.
Universal Safety Products, Inc. (UUU) director Milton C. Ault, III reported open-market purchases of company common stock. On 11/24/2025, entities affiliated with him acquired 4,038 shares at $3.965 per share through Ault Lending, LLC. On 11/25/2025, an affiliated fund acquired 953 shares at $4.04 per share through Alpha Structured Finance LP.
After these transactions, Ault is reported as indirectly beneficially owning 96,269 shares through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing notes his roles in these entities, which results in him being deemed to have voting and investment power over the reported holdings.
Universal Safety Products, Inc. (UUU) shareholders led by Milton C. Ault III filed Amendment No. 5 to a Schedule 13D to update their ownership in the company’s common stock. The filing is based on 2,312,887 shares outstanding as of November 19, 2025. Mr. Ault beneficially owns 157,222 shares, or approximately 6.8% of the company, including 50,000 option shares that are currently exercisable or become exercisable within 60 days. Fellow director Henry C. Nisser beneficially owns 25,000 option shares, representing about 1.1% of the company. Related entities, including Hyperscale Data, Inc., Ault Capital Group, Ault Lending, Alpha Structured Finance and Ault & Company, report various shared voting and dispositive powers over blocks of stock, with Hyperscale and Ault Capital each reporting beneficial ownership of 102,222 shares, or 4.4% of the outstanding common stock.
Universal Safety Products, Inc. (UUU) reported insider share purchases by director Milton C. Ault, III. On 11/20/2025, indirect holdings through Ault Lending, LLC increased by 9,026 shares of common stock at a price of $3.9628 per share. On 11/21/2025, Ault Lending acquired an additional 17,798 shares at a volume-weighted average purchase price of $3.8365 per share, with trades ranging from $3.7898 to $3.913 per share.
Following these transactions, Ault Lending indirectly held 92,231 shares of UUU common stock. The report also shows 5,000 shares held indirectly through Ault & Company, Inc. and another 5,000 shares held indirectly through Alpha Structured Finance LP, reflecting Mr. Ault’s beneficial ownership through multiple affiliated entities.