Welcome to our dedicated page for UNIVERSAL SAFETY PRODUCTS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Safety Products, Inc. filings document the Maryland company's public-company governance, capital structure and material events following its name change from Universal Security Instruments. Recent records include proxy materials for director elections, auditor ratification and advisory compensation votes; Form 8-K reports on stockholder voting matters; notices of late Form 10-Q filings; and disclosures about unregistered common stock issued upon conversion of a convertible note.
The filings also describe proposals affecting authorized shares, blank check preferred stock, Class B common stock and voting rights, along with NYSE American-listed common stock registration details and reporting-compliance matters.
Universal Safety Products, Inc. (UUU) received an updated Schedule 13D/A from an investor group led by Hyperscale Data and Ault-related entities. The group reports beneficial ownership of 918,452 common shares, or approximately 31.7% of the company’s stock, based on 2,842,787 shares outstanding as of March 31, 2026.
Ault Lending agreed to purchase a total of 355,000 shares at $5.75 per share from SJC Lending under a Stock Purchase Agreement, funded through $2,041,250 in promissory notes bearing 8% annual interest and maturing in August and September 2026. The filing also notes director stock options for Milton C. Ault III (50,000 shares at $3.40) and Henry C. Nisser (25,000 shares at $3.40), all currently exercisable or becoming exercisable within 60 days.
UNIVERSAL SAFETY PRODUCTS, INC. director and more-than-10% owner Milton C. Ault III reported an indirect open-market purchase of the company’s common stock. On April 30, 2026, Ault Lending, LLC bought 155,000 shares at $5.75 per share, an open-market or private transaction.
After this trade, Ault Lending, LLC held 840,252 shares of Universal Safety Products common stock indirectly for Mr. Ault. The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc., 20,000 shares through Alpha Structured Finance LP, and a direct holding of 2,200 shares in Mr. Ault’s name.
Universal Safety Products, Inc. (UUU) large shareholders filed Amendment No. 14 to update their Schedule 13D on the company’s common stock. Based on 2,842,787 shares outstanding as of March 31, 2026, entities affiliated with Milton C. Ault report significant ownership positions.
Ault Lending beneficially owns 685,252 shares, or 24.1% of the common stock, while Ault Capital and Hyperscale Data each may be deemed to beneficially own 705,252 shares, or 24.8%. Mr. Ault beneficially owns 763,452 shares, or approximately 26.4%, including 50,000 stock options with a $3.40 strike price and 2,200 shares bought personally.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported open-market purchases of the company’s common stock on March 30–31, 2026, mainly through affiliated entities. Across five buy transactions, entities associated with him acquired 12,608 shares at prices around the mid‑$5 range.
Indirect purchases included 5,000 shares at $5.8406 per share by Alpha Structured Finance LP and a total of 7,008 shares at prices around $5.54 per share by Ault Lending, LLC$5.3896 and $5.5364, bringing his direct holdings to 2,200 shares. Following these trades, Ault is shown with indirect positions including 20,000 shares via Alpha Structured Finance LP, 685,252 shares via Ault Lending, LLC, and 6,000 shares via Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III, through affiliated entities, reported net open-market purchases of common stock. Ault Lending, LLC bought 1,000 shares at $6.01 on March 26 and 1,405 shares at $5.81 on March 27.
After these trades, Ault Lending, LLC held 678,244 indirectly owned shares. The filing also shows 1,600 shares held directly, plus 15,000 shares beneficially owned through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., indicating multiple ownership channels.
Universal Safety Products, Inc. held its 2026 annual stockholder meeting, where investors elected three directors and approved all four proposals on the ballot. Stockholders elected one Class II director to a term ending in 2028 and two Class III directors to terms ending in 2029.
They ratified CBIZ CPAs P.C. as independent auditor for the fiscal year ending March 31, 2026 and approved, on an advisory basis, the compensation of named executive officers. Stockholders also favored holding future advisory votes on executive pay every three years, and the company chose to follow this three-year frequency.
Universal Safety Products insider activity: entities associated with director and 10% owner Milton C. Ault III bought 15,000 shares of Common Stock in open-market transactions. Ault Lending, LLC purchased 10,000 shares at $6.02 per share on March 24, 2026 and 5,000 shares at $6.12 per share on March 25, 2026, all reported as indirect ownership.
Following these purchases, Ault Lending holds 675,839 shares indirectly. The filing also reports Mr. Ault’s beneficial ownership of 1,600 shares held directly, 15,000 shares held by Alpha Structured Finance LP, and 6,000 shares held by Ault & Company, Inc., reflecting additional indirect positions.
UUU submitted a Form 144 reporting a proposed sale of Common Stock. The filing includes a securities table referencing 04/01/2026, the NYSE, and numeric entries 32186, 192150.00 and 2717887.
The filing also lists prior option exercises dated 10/02/2002 (26,640 shares), 03/03/2005 (34 shares) and 08/25/2005 (5,546 shares). The form contains standard sections for securities to be sold, securities sold during the past three months, and signature/remarks.
Universal Safety Products, Inc. received an updated beneficial ownership report from a group of investors associated with Milton C. Ault III. Based on 2,842,787 common shares outstanding as of March 12, 2026, Mr. Ault is deemed to beneficially own about 733,439 shares, or approximately 25.4% of the company.
The structure involves multiple entities, including Hyperscale Data, Inc., Ault Capital Group, Inc., Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance funds, which together report significant shared voting and dispositive power. Ault Lending alone holds 660,839 shares, or 23.2%. Mr. Ault and director Henry C. Nisser also hold vested stock options with strike prices of $3.40 per share expiring in 2035.
The amendment details recent acquisitions, including 360,839 shares purchased in the open market by Ault Lending for $1,782,843.46 and 300,000 shares acquired from JLA Realty Associates LLC under a stock purchase agreement for $1,800,000 paid via promissory notes. Smaller open-market purchases were made by Ault & Company, Alpha Structured Finance, and Mr. Ault personally.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported indirect open‑market purchases of the company’s Common Stock. Through Ault Lending, LLC, he bought 10,000 shares at $6.35 on March 20, 2026, 10,000 shares at $6.01 on March 23, 2026, and 4,000 shares at $6.01 on March 19, 2026. After these purchases, Ault Lending, LLC held 660,839 shares indirectly attributable to Ault, alongside additional direct and other indirect holdings noted in the filing.