[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), reported multiple purchases of the issuer's common stock on Form 4. On 07/29/2025 he purchased 516 shares in open-market transactions at a volume-weighted average price of $3.5122 (reported price range $3.5191–$3.5222) and was deemed to beneficially own 12,393 shares via Ault Lending LLC. On 09/10/2025 he purchased 307 shares at $5.1314 and was deemed to beneficially own 12,700 shares via Ault Lending LLC. The filing also reports indirect beneficial ownership of 5,000 shares by Alpha Structured Finance LP and 4,000 shares by Ault & Company, Inc.

Positive

• Director purchased shares in open-market transactions, indicating direct insider buying at reported prices
• Filing discloses clear ownership chains (Ault Lending LLC, Alpha Structured Finance LP, Ault & Company, Inc.), clarifying voting and investment power
• No derivative transactions reported, simplifying the ownership picture

Negative

• None.

Insights

Financial Analyst

TL;DR: Director reported multiple open-market purchases increasing indirect beneficial ownership, a potentially constructive insider activity signal.

The Form 4 shows Mr. Ault executed two open-market purchases on 07/29/2025 and 09/10/2025 with disclosed VWAP and price range for the July trades. The filing clarifies the ownership chains: Ault Lending LLC holds shares for which Mr. Ault is deemed to have voting and investment power, and additional holdings are reported through Alpha Structured Finance LP and Ault & Company, Inc. For analysts this confirms concentrated insider exposure through related entities and documents precise transaction pricing for modeling insider activity.

Risk Analyst

TL;DR: Transactions are routine insider purchases by a director; documentation of indirect ownership clarifies control relationships but shows no derivative activity.

The Form 4 contains no derivative transactions and discloses the nature of indirect beneficial ownership through affiliated entities. From a governance and compliance perspective, the filing appears complete for the reported transactions and includes the reporting person’s signature. The filing does not disclose any sales or unusual encumbrances against the reported shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/29/2025		P		516	A	$3.5122(1)	12,393	I	By Ault Lending LLC(2)
Common Stock	09/10/2025		P		307	A	$5.1314	12,700	I	By Ault Lending LLC(2)
Common Stock								5,000	I	By Alpha Structured Finance LP(3)
Common Stock(1)								4,000	I	By Ault & Company, Inc.(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.5122. The range of purchase prices on the transaction date was $3.5191 to $3.5222 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

4. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

	/s/ Milton C. Ault, III	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider purchases did Milton C. Ault III report for UUU?

He reported purchases of 516 shares on 07/29/2025 at a VWAP of $3.5122 and 307 shares on 09/10/2025 at $5.1314, acquired in open-market transactions.

How many UUU shares is Milton C. Ault III deemed to beneficially own after these transactions?

The filing reports beneficial ownership of 12,393 shares (after 07/29/2025 trades) and 12,700 shares (after 09/10/2025 trades) via Ault Lending LLC, plus indirect holdings of 5,000 and 4,000 shares through two other entities.

Are any derivative securities reported in this Form 4 for UUU?

No. Table II shows no derivative securities acquired, disposed of, or beneficially owned in this filing.

What is the ownership relationship between Mr. Ault and Ault Lending LLC?

Ault Lending LLC is a wholly owned subsidiary of Hyperscale Data, Inc. The filing states Mr. Ault is deemed to have voting and investment power with respect to securities held by Ault Lending.

Does the filing disclose the price range for the July 29, 2025 purchases?

Yes. The range of purchase prices on 07/29/2025 is reported as $3.5191 to $3.5222 per share, with a VWAP of $3.5122.