Universal Safety Products (UUU) director discloses new indirect share purchases

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported recent purchases and holdings of the company’s common stock through affiliated entities. On 12/30/2025, Ault Lending, LLC acquired 700 shares of common stock at a price of $4.9859 per share, followed by an additional 3,360 shares at $4.9345 per share on 12/31/2025, both reported as purchases in the open market. After these transactions, Ault Lending is shown as beneficially owning 162,457 shares of Universal Safety Products common stock, reported as indirect ownership for Mr. Ault.

The explanation notes that the 12/30/2025 purchases were executed in multiple trades within a price range of $4.965 to $4.999 per share and that full trade‑level details will be provided upon request. Additional indirect beneficial ownership is reported through Alpha Structured Finance LP with 10,000 shares and Ault & Company, Inc. with 6,000 shares. Through his roles with these entities, Mr. Ault may be deemed to beneficially own the securities they hold.

Insider Trade Summary

Net Buyer: 4,060 shares ($20,070)

Net Buy 5 txns

Insider AULT MILTON C III

Role Director

Bought 4,060 shs ($20K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	3,360	$4.9345	$17K
Purchase	Common Stock	700	$4.9859	$3K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 162,457 shares (Indirect, By Ault Lending, LLC); Common Stock — 200 shares (Direct)

Footnotes (1)

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4.9859. The range of purchase prices on the transaction date was $0.4.965 to $4.999 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/30/2025		P		700	A	$4.9859(1)	159,097	I	By Ault Lending, LLC(2)
Common Stock	12/31/2025		P		3,360	A	$4.9345	162,457	I	By Ault Lending, LLC(2)
Common Stock								200	D
Common Stock								10,000	I	By Alpha Structured Finance LP(3)
Common Stock								6,000	I	By Ault & Company, Inc.(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4.9859. The range of purchase prices on the transaction date was $0.4.965 to $4.999 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	01/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did UUU director Milton C. Ault, III report?

The filing shows that on 12/30/2025 and 12/31/2025, entities affiliated with director Milton C. Ault, III purchased Universal Safety Products common stock in open market transactions, reported as indirect beneficial ownership.

How many UUU shares did Ault Lending, LLC purchase and at what prices?

Ault Lending, LLC acquired 700 shares of Universal Safety Products common stock on 12/30/2025 at $4.9859 per share and 3,360 shares on 12/31/2025 at $4.9345 per share.

What is the total number of UUU shares Ault Lending, LLC holds after these transactions?

Following the reported purchases, Ault Lending, LLC is shown as beneficially owning 162,457 shares of Universal Safety Products common stock, reported as indirectly owned by Milton C. Ault, III.

What price range is disclosed for the 12/30/2025 UUU share purchases?

The explanation states that the 12/30/2025 open market purchases were executed in multiple trades within a price range of $4.965 to $4.999 per share, with full trade details available upon request.

Through which additional entities does Milton C. Ault, III report indirect ownership of UUU shares?

Indirect beneficial ownership is also reported through Alpha Structured Finance LP, which holds 10,000 shares, and Ault & Company, Inc., which holds 6,000 shares of Universal Safety Products common stock.

What is Milton C. Ault, III’s relationship to Universal Safety Products (UUU)?

Milton C. Ault, III is identified as a Director of Universal Safety Products, Inc. in the filing and reports indirect beneficial ownership of the company’s common stock through multiple affiliated entities.