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Universal Safety Products (NYSE: UUU) investors detail 9.7% beneficial stake

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SCHEDULE 13D/A

Rhea-AI Filing Summary

Universal Safety Products, Inc. (UUU) received an updated Schedule 13D/A (Amendment No. 7) from a group of affiliated investors led by Hyperscale Data, Inc. and Ault-related entities, detailing their ownership of the company’s common stock. The filing is based on 2,312,887 shares outstanding as of November 19, 2025. As of the filing date, Hyperscale and Ault Capital may each be deemed to beneficially own 172,457 shares (7.5% of the class), mainly through Alpha Structured Finance LP and Ault Lending, LLC. Ault Lending directly holds 162,457 shares (7.0%). Milton C. Ault III beneficially owns 228,657 shares, or approximately 9.7%, including 200 shares held personally, 50,000 stock options and indirect interests in affiliated entities. Director Henry C. Nisser beneficially owns 25,000 shares via options, representing 1.1% of the class. The filing also discloses the cash purchase prices for the open-market acquisitions and the terms of the directors’ stock options.

Positive

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Negative

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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






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SCHEDULE 13D


Hyperscale Data, Inc.
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, Executive Chairman
Date:01/05/2026
Ault & Company, Inc.
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, Chief Executive Officer
Date:01/05/2026
Alpha Structured Finance LP
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, CEO and Chief Investment Officer of its Investment Manager
Date:01/05/2026
Alpha Structured Finance GP LLC
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, CEO and Chief Investment Officer of its Managing Member
Date:01/05/2026
ACG Alpha Management LLC
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, CEO and Chief Investment Officer
Date:01/05/2026
Ault Lending, LLC
Signature:/s/ David J. Katzoff
Name/Title:David J. Katzoff, Manager
Date:01/05/2026
Ault Capital Group, Inc.
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III, Executive Chairman
Date:01/05/2026
AULT MILTON C III
Signature:/s/ Milton C. Ault, III
Name/Title:Milton C. Ault, III
Date:01/05/2026
NISSER HENRY CARL
Signature:/s/ Henry C. Nisser
Name/Title:Henry C. Nisser
Date:01/05/2026

FAQ

What ownership stake in Universal Safety Products (UUU) does Milton C. Ault III report in this Schedule 13D/A?

Milton C. Ault III reports beneficial ownership of 228,657 shares of Universal Safety Products common stock, which is stated as approximately 9.7% of the outstanding shares. This total includes 200 shares held directly, 50,000 shares underlying currently exercisable options, and 178,457 shares that he may be deemed to beneficially own through his leadership roles in Ault & Company, Inc., Alpha Structured Finance-related entities, Ault Capital Group, Inc., and Hyperscale Data, Inc.

How many shares of Universal Safety Products (UUU) are outstanding according to the filing?

The Schedule 13D/A states that the aggregate ownership percentages are calculated based on 2,312,887 shares of Universal Safety Products common stock outstanding as of November 19, 2025, as reported in the company’s Form 10-Q filed on that same date.

What ownership does Hyperscale Data, Inc. and Ault Capital Group, Inc. report in Universal Safety Products (UUU)?

As of the filing date, Hyperscale Data, Inc., as the majority holder of Ault Capital Group, Inc., may be deemed to beneficially own 172,457 shares of Universal Safety Products common stock, representing 7.5% of the class. Ault Capital Group, Inc. is likewise reported as beneficially owning 172,457 shares, or 7.5%, through its interests in Alpha Structured Finance LP and Ault Lending, LLC.

What stake in Universal Safety Products (UUU) does Ault Lending, LLC report?

Ault Lending, LLC is reported as directly beneficially owning 162,457 shares of Universal Safety Products common stock. This position represents 7.0% of the outstanding shares, based on 2,312,887 shares outstanding as of November 19, 2025.

What stock option awards to Milton C. Ault III and Henry C. Nisser are disclosed for Universal Safety Products (UUU)?

The filing states that Milton C. Ault III has been awarded stock options to purchase 50,000 shares of Universal Safety Products common stock as a director. These options have a strike price of $3.40 per share, expire on August 26, 2035, and were fully vested as of October 20, 2025. Henry C. Nisser has been awarded stock options to purchase 25,000 shares on identical terms: a $3.40 strike price, August 26, 2035 expiration, and full vesting on October 20, 2025.

What were the purchase prices paid for the reported Universal Safety Products (UUU) share acquisitions?

The Schedule 13D/A discloses that Ault & Company, Inc. purchased 6,000 shares in open-market transactions for an aggregate of $18,032.80, including commissions. Alpha Structured Finance LP acquired 10,000 shares for an aggregate of $36,062.60. Ault Lending, LLC bought 162,457 shares for an aggregate of $720,590.43. In addition, Mr. Ault personally acquired 200 shares for an aggregate of $1,005.00, all amounts including brokerage commissions.

Have the reporting persons disclosed any recent trading activity in Universal Safety Products (UUU) shares?

Under Item 5(c), the filing states that none of the reporting persons have engaged in any transactions in the shares since the filing of Amendment No. 6, except for those transactions that are detailed in Exhibit 1 attached to this amendment, titled “Transactions in Securities of the Issuer Since the Filing of Amendment No. 6.”

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