[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity
Rhea-AI Filing Summary
Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), reported an insider purchase on 09/24/2025. The filing shows a purchase (code P) of 4,000 shares of Common Stock at a price of $7.205 per share. The record lists 22,700 shares beneficially owned by Ault Lending LLC, plus separate beneficial holdings of 5,000 shares by Alpha Structured Finance LP and 4,000 shares by Ault & Company, Inc., each described as indirectly held through entities where Mr. Ault has governance roles. The form is signed by Mr. Ault on 09/26/2025. No derivative transactions or additional financial results are reported in this filing.
Positive
- None.
Negative
- None.
Insights
TL;DR: Insider purchased 4,000 shares at $7.205, increasing indirect holdings via affiliated entities; transaction is small relative to typical market-moving events.
Detailed: The reported purchase on 09/24/2025 shows a direct acquisition code P of 4,000 shares at $7.205. The filing clarifies that multiple affiliated entities (Ault Lending LLC, Alpha Structured Finance LP, Ault & Company, Inc.) hold shares for which Mr. Ault is deemed to have voting or investment power. This indicates aggregation of influence across related entities rather than a single large direct stake. The disclosure contains no information on total outstanding shares, company financial performance, or plans to transact further, limiting immediate valuation implications.
TL;DR: Director-affiliated entities hold indirect positions; disclosure meets Section 16 reporting for a routine insider purchase.
Detailed: The Form 4 documents relationships that create indirect beneficial ownership: Ault Lending LLC (wholly owned subsidiary of Hyperscale Data, Inc.), Alpha Structured Finance LP (managed through related GP/manager entities), and Ault & Co. Mr. Ault’s roles—Executive Chairman of HSD, Manager of Alpha GP/Alpha Management, and CEO/Chair of Ault & Co.—are explicitly cited to explain beneficial claims. The filing is limited to ownership reporting and does not present corporate governance actions or conflicts beyond these stated relationships.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 4,000 | $7.205 | $29K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
