[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), reported an insider purchase on 09/24/2025. The filing shows a purchase (code P) of 4,000 shares of Common Stock at a price of $7.205 per share. The record lists 22,700 shares beneficially owned by Ault Lending LLC, plus separate beneficial holdings of 5,000 shares by Alpha Structured Finance LP and 4,000 shares by Ault & Company, Inc., each described as indirectly held through entities where Mr. Ault has governance roles. The form is signed by Mr. Ault on 09/26/2025. No derivative transactions or additional financial results are reported in this filing.

Insights

Financial Analyst

TL;DR: Insider purchased 4,000 shares at $7.205, increasing indirect holdings via affiliated entities; transaction is small relative to typical market-moving events.

Detailed: The reported purchase on 09/24/2025 shows a direct acquisition code P of 4,000 shares at $7.205. The filing clarifies that multiple affiliated entities (Ault Lending LLC, Alpha Structured Finance LP, Ault & Company, Inc.) hold shares for which Mr. Ault is deemed to have voting or investment power. This indicates aggregation of influence across related entities rather than a single large direct stake. The disclosure contains no information on total outstanding shares, company financial performance, or plans to transact further, limiting immediate valuation implications.

Corporate Governance Expert

TL;DR: Director-affiliated entities hold indirect positions; disclosure meets Section 16 reporting for a routine insider purchase.

Detailed: The Form 4 documents relationships that create indirect beneficial ownership: Ault Lending LLC (wholly owned subsidiary of Hyperscale Data, Inc.), Alpha Structured Finance LP (managed through related GP/manager entities), and Ault & Co. Mr. Ault’s roles—Executive Chairman of HSD, Manager of Alpha GP/Alpha Management, and CEO/Chair of Ault & Co.—are explicitly cited to explain beneficial claims. The filing is limited to ownership reporting and does not present corporate governance actions or conflicts beyond these stated relationships.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/24/2025		P		4,000	A	$7.205	22,700	I	By Ault Lending LLC(1)
Common Stock								5,000	I	By Alpha Structured Finance LP(2)
Common Stock								4,000	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Milton C. Ault III report on Form 4 for UUU?

He reported a purchase of 4,000 shares of Universal Safety Products, Inc. common stock on 09/24/2025 at $7.205 per share.

How many shares are shown as beneficially owned after the transaction in the Form 4?

The filing lists 22,700 shares beneficially owned by Ault Lending LLC, plus separate indirect holdings of 5,000 shares by Alpha Structured Finance LP and 4,000 shares by Ault & Company, Inc.

When was the Form 4 signed and filed?

The Form 4 bears the signature of Milton C. Ault, III dated 09/26/2025.

Does the Form 4 report any derivative transactions for UUU?

No. The filing does not report any derivative securities acquired, disposed of, or beneficially owned.

Why is Mr. Ault deemed to beneficially own shares held by other entities?

The filing explains Mr. Ault holds governance roles—Executive Chairman, Manager, CEO/Chair—that give him voting or investment power over shares held by affiliated entities, per the provided explanations.