[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), reported open-market purchases of the company's common stock on September 17-18, 2025. The Form 4 shows two purchases: 3,000 shares on 09/17/2025 at $6.4028 per share and 3,000 shares on 09/18/2025 at $5.7137 per share. Following those transactions, the filing reports a total of 18,700 shares beneficially owned by Ault Lending LLC and additional indirect holdings of 5,000 shares via Alpha Structured Finance LP and 4,000 shares via Ault & Company, Inc., with ownership reported as indirect due to related entities.

Insights

Securities Analyst

TL;DR: Director acquired 6,000 shares across two days, holdings remain reported as indirect through affiliated entities; impact appears routine.

The Form 4 discloses two small open-market purchases totaling 6,000 shares at prices of $6.4028 and $5.7137. The filing emphasizes indirect ownership through Ault Lending LLC, Alpha Structured Finance LP, and Ault & Company, Inc., which is common for executives using managed vehicles. Transactions appear to be purchases (code P) rather than option exercises or dispositions. The scale of the purchases relative to total outstanding shares is not provided in the filing, so materiality cannot be assessed from this document alone.

Corporate Governance Expert

TL;DR: Disclosure is compliant and clearly attributes indirect ownership via related entities; no governance red flags disclosed.

The Form 4 correctly identifies the reporting person, relationship to the issuer (Director), transaction dates, transaction codes, quantities, prices, and the nature of indirect beneficial ownership with explanatory footnotes. Indirect holdings are described with entity relationships and managerial roles, which supports transparency. The filing contains no indication of insider sales, derivative activity, or an intent designation under Rule 10b5-1 in the provided text.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2025		P		3,000	A	$6.4028	15,700	I	By Ault Lending LLC(1)
Common Stock	09/18/2025		P		3,000	A	$5.7137	18,700	I	By Ault Lending LLC(1)
Common Stock								5,000	I	By Alpha Structured Finance LP(2)
Common Stock								4,000	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transactions did UUU director Milton C. Ault III report?

The Form 4 reports purchases of 3,000 shares on 09/17/2025 at $6.4028 and 3,000 shares on 09/18/2025 at $5.7137.

How many UUU shares does Milton C. Ault III beneficially own after these transactions?

The filing reports 15,700 shares beneficially owned following the reported transactions for Ault Lending LLC and additional indirect holdings of 5,000 (Alpha Fund) and 4,000 (Ault & Company, Inc.).

Are the reported UUU holdings direct or indirect?

The reported ownership is indirect, held through Ault Lending LLC, Alpha Structured Finance LP, and Ault & Company, Inc., with explanatory footnotes on relationships.

Were any derivative securities reported for UUU in this Form 4?

No derivative securities, such as options or warrants, are reported in Table II of the provided Form 4 content.

Does the Form 4 indicate a 10b5-1 trading plan or amendment?

The provided filing text does not indicate that the transactions were made pursuant to a Rule 10b5-1 plan nor does it show any amendment date.