Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products, Inc. presents a preliminary proxy proposing a broad set of charter and equity actions for stockholder approval. The company seeks to increase authorized Common Stock from 20,000,000 to 220,000,000, authorize 25,000,000 shares of blank‑check preferred stock and 20,000,000 shares of Class B common stock, and eliminate super‑majority voting requirements. The proxy also seeks approval of a 2025 Equity Incentive Plan, specific equity issuances to directors and executive officers under NYSE American rules, and additional Common Stock to cover a convertible note issued under a Securities Purchase Agreement dated August 13, 2025 (the PIPE Proposal). Charter amendments require two‑thirds (2/3) of issued and outstanding Common Stock for the listed amendments; most equity matters require a majority of votes cast. The filing describes dilution risks, potential effects on EPS and dividends, and standard plan mechanics including option, SAR, restricted stock and performance award terms.
Universal Safety Products, Inc. reported 2,312,887 shares issued and outstanding at both June 30, 2025 and March 31, 2025. The company maintains a factoring arrangement that can advance against eligible accounts receivable and inventory; available borrowing capacity was approximately $45,000 at June 30, 2025 and $348,000 at March 31, 2025. There was $0 borrowed under the factoring facility at June 30, 2025 and $2,100,458 outstanding at March 31, 2025. Cash on deposit with the factor totaled $1,837,828 at June 30, 2025.
The factoring advances bear interest at the prime commercial rate plus two percent (reported effective rate 9.5% at the referenced dates). Collected cash with the factor earns interest at the factor's prime less 2.5 percent (effective 5.0%). Two customers represented 19.1% and 12.5% of trade receivables at June 30, 2025. Operating lease costs were approximately $43,000 for the quarter and $160,000 for the fiscal year; lease liabilities totalled $13,330 with a weighted-average remaining lease term of one month and discount rate of 5.5%. The company entered a Securities Purchase Agreement to sell convertible notes up to $2,750,000 for up to $2.5 million in proceeds, subject to customary closings and approvals. No potentially dilutive common stock equivalents were outstanding for the three months ended June 30, 2025 or 2024.
Universal Safety Products, Inc. filed a Form D claiming a Regulation D exemption under Rule 506(b) for a private offering of securities. The issuer is a Maryland corporation with principal offices in Owings Mills, MD. The offering size is $2,500,000, of which $1,000,000 has been sold and $1,500,000 remains available. The filing lists the types of securities offered as debt, options/warrants, and the securities issuable on exercise. The minimum outside investment is stated as $2,500,000, and the filing reports one investor to date. Sales commissions and finders’ fees are reported as $0. The issuer indicates the offering will not last more than one year and is not tied to a business combination.
Universal Safety Products, Inc. filed a Form 12b-25 notifying a late NT 10-Q for the period ended June 30, 2025. The company says ongoing global disruptions delayed auditor confirmations of balances and required additional audit time. It elected relief to file the report within 15 calendar days. The registrant anticipates lower sales but higher net income for the quarter due to a reported asset sale, but cannot yet quantify results. Other required periodic reports for the past 12 months have been filed. Contact is listed as Harvey B. Grossblatt.
Universal Safety Products, Inc. entered a Securities Purchase Agreement with SJC Lending LLC to sell convertible promissory notes with aggregate principal up to $2,750,000 for a purchase price up to $2.5 million. The initial tranche closed on the execution date with a $1,100,000 face‑amount note issued for $1,000,000. Two additional tranches of $550,000 (purchase price $500,000) and $1,100,000 (purchase price $1,000,000) are conditioned on the filing and SEC effectiveness of a resale registration statement and on stockholder approval for conversions that would exceed 19.99% of outstanding common stock. Notes carry a 10% original issue discount, accrue interest at 8% (rising to 20% on amounts over $500,000 upon default), mature in one year, and convert after NYSE American approval of the Supplemental Listing Application at the greater of $1.00 or 80% of the lowest 10‑day VWAP, capped at $10.00. The agreement includes a 90‑day restricted issuance period, a one‑year prohibition on variable rate transactions, and a one‑year right of first refusal for SJC. The issuance to SJC was made in reliance on Section 4(a)(2) exemption.
Form 4 highlights: On 07/29/2025 director and >10% owner Milton C. Ault III purchased 3,152 shares of Universal Security Instruments (ticker UUU) on the open market at a volume-weighted average price of $3.6604 (price band $3.5222-$3.7438). The transaction was executed through affiliate Ault Lending LLC and reported jointly with Ault & Company, Inc.
Following the buy, Mr. Ault is deemed to control 259,274 common shares: 11,877 via Ault Lending, 5,000 via Alpha Structured Finance LP and 242,397 via Ault & Company. No derivative trades or sales were disclosed.
The ~$11.5 k purchase modestly increases the insider’s economic exposure but reinforces continued board-level commitment. No earnings or operational data accompanied the filing.
FAQ
What is the current stock price of UNIVERSAL SAFETY PRODS (UUU)?
What is the market cap of UNIVERSAL SAFETY PRODS (UUU)?
