[Form 4] Universal Security Instruments, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Form 4 highlights: On 07/29/2025 director and >10% owner Milton C. Ault III purchased 3,152 shares of Universal Security Instruments (ticker UUU) on the open market at a volume-weighted average price of $3.6604 (price band $3.5222-$3.7438). The transaction was executed through affiliate Ault Lending LLC and reported jointly with Ault & Company, Inc.

Following the buy, Mr. Ault is deemed to control 259,274 common shares: 11,877 via Ault Lending, 5,000 via Alpha Structured Finance LP and 242,397 via Ault & Company. No derivative trades or sales were disclosed.

The ~$11.5 k purchase modestly increases the insider’s economic exposure but reinforces continued board-level commitment. No earnings or operational data accompanied the filing.

Positive

• Director/10% owner increased stake, indicating personal confidence in UUU shares
• No insider sales or derivative disposals reported, maintaining bullish signal

Negative

• None.

Insights

Sell-Side Analyst

TL;DR: Small insider buy signals confidence but immaterial to valuation.

The share addition equals <1% of Mr. Ault’s existing stake and an even smaller fraction of UUU’s float, so immediate EPS impact is nil. Nevertheless, purchases by a director/10% holder typically carry a positive behavioral signal, especially when no offsetting sales occur. Investors tracking insider sentiment may view the trade as a mild bullish indicator, but the low dollar size limits significance. Absent complementary fundamentals, I classify the filing as directionally positive yet not materially impactful.

Corporate Governance Specialist

TL;DR: Governance-neutral; disclosure satisfies Section 16, no red flags.

The joint filing properly aggregates holdings across Ault-controlled entities and clarifies beneficial ownership. No complex derivatives or 10b5-1 plans are involved, reducing opacity. While the director now owns >10% through multiple entities, the incremental purchase does not alter control dynamics. From a governance lens, compliance is intact and risk profile unchanged.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/29/2025		P		3,152	A	$3.6604(2)	11,877	I	By Ault Lending LLC(3)
Common Stock(1)								5,000	I	By Alpha Structured Finance LP(4)
Common Stock(1)								242,397(5)	I	By Ault & Company, Inc.(6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Ault & Company, Inc.

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.6604. The range of purchase prices on the transaction date was $3.5222 to $3.7438 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

5. Includes the 11,877 shares owned by Ault Lending and the 5,000 shares owned by Alpha Fund.

6. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

Milton C. Ault, III is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Ault & Co. may be deemed a director by deputization by virtue of its representation on the Board of Directors of the Issuer.

	/s/ Milton C. Ault, III	07/31/2025
	By: /s/ Milton C. Ault, III, Chief Executive Officer	07/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many UUU shares did Milton C. Ault III buy on 07/29/2025?

He acquired 3,152 common shares at a VWAP of $3.6604.

What is Milton C. Ault III's total reported ownership after the transaction?

He is deemed to beneficially own 259,274 UUU shares across affiliated entities.

Were any derivative securities involved in this Form 4?

No. No options, warrants or other derivatives were reported.

Did the filing disclose any insider sales?

No sales were reported; the filing reflects only an open-market purchase.

Why is the Form 4 filed jointly by Ault & Company, Inc. and Milton C. Ault III?

Because Ault & Company holds shares and Mr. Ault controls the entity, both must report under Section 16.