[SCHEDULE 13D/A] UNIVERSAL SAFETY PRODUCTS, INC. SEC Filing

Rhea-AI Filing Summary

Universal Safety Products, Inc. (UUU) received an Amendment No. 4 to Schedule 13D reporting updated beneficial ownership by entities affiliated with Milton C. Ault III. Based on 2,312,887 shares outstanding as of September 17, 2025, Mr. Ault beneficially owns 125,407 shares (approximately 5.4%), including 50,000 shares underlying options that are currently exercisable or become exercisable within 60 days.

Reported holders include Ault & Company, Inc. with 75,407 shares (approximately 3.3%), Ault Lending, LLC with 65,407 shares (2.8%), Ault Capital Group, Inc. and Hyperscale Data, Inc. each with 70,407 shares (3.0%), and Alpha Structured Finance LP with 5,000 shares (0.2%). Item 3 notes aggregate purchase prices: $281,526.78 for 65,407 shares by Ault Lending, $13,723.80 for 5,000 shares by Ault & Company, and $11,968.50 for 5,000 shares by Alpha Fund. Director option grants include 50,000 options to Mr. Ault and 25,000 to Henry C. Nisser, each with a $3.40 strike, expiring August 26, 2035, and vested on October 20, 2025.

Insights

Corporate governance analyst

13D/A updates show Mr. Ault at ~5.4% with vested options.

The amendment details consolidated holdings across affiliated entities and clarifies that Milton C. Ault III beneficially owns 125,407 shares (including 50,000 option shares exercisable within 60 days). This crosses the 5% threshold, identifying him as a significant holder under Section 13.

The filing also itemizes cash outlays tied to recent open-market purchases by affiliated entities and confirms option terms for Mr. Ault and Henry C. Nisser at a $3.40 strike, expiring in 2035. Actual influence depends on voting and dispositive power allocations across entities as listed.

Future changes in beneficial ownership, including any option exercises, would be reflected in subsequent ownership reports. Exhibit 1 references recent transactions for traceability.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 4)

UNIVERSAL SAFETY PRODUCTS, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

913821302

(CUSIP Number)

Kenneth Schlesinger, Esq.
Olshan Frome Wolosky LLP, 1325 Avenue of the Americas
New York, NY, 10019
212-451-2300

Kenneth Mantel, Esq.
Olshan Frome Wolosky LLP, 1325 Avenue of the Americas
New York, NY, 10019
212-451-2300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

10/20/2025

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Ault & Company, Inc.

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 75,407.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 75,407.00

11

Aggregate amount beneficially owned by each reporting person

75,407.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

3.3 %

14

Type of Reporting Person (See Instructions)

CO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Alpha Structured Finance LP

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

WC

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 5,000.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 5,000.00

11

Aggregate amount beneficially owned by each reporting person

5,000.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

0.2 %

14

Type of Reporting Person (See Instructions)

PN

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Alpha Structured Finance GP LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 5,000.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 5,000.00

11

Aggregate amount beneficially owned by each reporting person

5,000.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

0.2 %

14

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

ACG Alpha Management LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 5,000.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 5,000.00

11

Aggregate amount beneficially owned by each reporting person

5,000.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

0.2 %

14

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Ault Lending, LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

WC

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

CALIFORNIA

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 65,407.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 65,407.00

11

Aggregate amount beneficially owned by each reporting person

65,407.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

2.8 %

14

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Ault Capital Group, Inc.

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

NEVADA

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 70,407.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 70,407.00

11

Aggregate amount beneficially owned by each reporting person

70,407.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

3.0 %

14

Type of Reporting Person (See Instructions)

CO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

Hyperscale Data, Inc.

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 0.00
8	Shared Voting Power 70,407.00
9	Sole Dispositive Power 0.00
10	Shared Dispositive Power 70,407.00

11

Aggregate amount beneficially owned by each reporting person

70,407.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

3.0 %

14

Type of Reporting Person (See Instructions)

CO

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

AULT MILTON C III

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 50,000.00
8	Shared Voting Power 75,407.00
9	Sole Dispositive Power 50,000.00
10	Shared Dispositive Power 75,407.00

11

Aggregate amount beneficially owned by each reporting person

125,407.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

5.4 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

CUSIP No. 913821302

1

Name of reporting person

NISSER HENRY CARL

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

SWEDEN

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 25,000.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 25,000.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

25,000.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

1.1 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock
(b)	Name of Issuer: UNIVERSAL SAFETY PRODUCTS, INC.
(c)	Address of Issuer's Principal Executive Offices: 11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MARYLAND , 21117-3586.
Item 1 Comment: This Amendment No. 4 ("Amendment No. 4") amends the statement on Schedule 13D originally filed by the Reporting Persons on December 23, 2024, as amended (the "Schedule 13D"), and relates to the Common Stock of Universal Safety Products, Inc. Except as specifically provided herein, this Amendment No. 4 does not modify any of the information previously reported in the Schedule 13D. Unless otherwise indicated, each capitalized term used but not defined in this Amendment No. 4 shall have the meaning assigned to such term in the Schedule 13D.
Item 3.	Source and Amount of Funds or Other Consideration
	Item 3 is hereby amended and restated to read as follows: The aggregate purchase price of the 5,000 Shares beneficially owned by A&C that were purchased directly by A&C with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business) in open market purchases is $13,723.80, including brokerage commissions. The aggregate purchase price of the 5,000 Shares beneficially owned by Alpha Fund that were purchased directly by Alpha Fund with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business) in open market purchases is $11,968.50, including brokerage commissions. The aggregate purchase price of the 65,407 Shares beneficially owned by Ault Lending that were purchased directly by Ault Lending with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business) in open market purchases is $281,526.78, including brokerage commissions. Mr. Ault has been awarded stock options to purchase 50,000 Shares in his capacity as a director of the Issuer, which have a strike price of $3.40 per share, expire on August 26, 2035, and all of which vested on October 20, 2025. Mr. Nisser has been awarded stock options to purchase 25,000 Shares in his capacity as a director of the Issuer, which have a strike price of $3.40 per share, expire on August 26, 2035, and all of which vested on October 20, 2025.
Item 5.	Interest in Securities of the Issuer
(a)	Item 5(a) is hereby amended and restated as follows: The aggregate percentage of Shares reported beneficially owned by the Reporting Person is based upon 2,312,887 Shares outstanding as of September 17, 2025, which is the total number of Shares outstanding as reported in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on October 20, 2025. As of the date hereof, A&C beneficially owned 75,407 Shares, including 5,000 Shares beneficially owned directly and 5,000 Shares beneficially owned by Alpha Fund and 65,407 Shares beneficially owned by Ault Lending that, as the majority holder of the equity interests of Hyperscale, A&C may be deemed to beneficially own. Percentage: Approximately 3.3% As of the date hereof, Alpha Fund beneficially owned 5,000 Shares. Percentage: Less than 1% As of the date hereof, Alpha GP, as the general partner of Alpha Fund, may be deemed to beneficially own the 5,000 Shares beneficially owned by Alpha Fund. Percentage: Less than 1% As of the date hereof, Alpha Management, as the investment manager of Alpha Fund, may be deemed to beneficially own the 5,000 Shares beneficially owned by Alpha Fund. Percentage: Less than 1% As of the date hereof, Ault Lending beneficially owned 65,407 Shares. Percentage: 2.8% As of the date hereof, Ault Capital, as the majority holder of the equity interests of Alpha Management and Ault Lending, may be deemed to beneficially own the 70,407 Shares beneficially owned in the aggregate by Alpha Fund and Ault Lending. Percentage: 3.0% As of the date hereof, Hyperscale, as the majority holder of the equity interests of Ault Capital, may be deemed to beneficially own the 70,407 Shares beneficially owned in the aggregate by Alpha Fund and Ault Lending. Percentage: 3.0% As of the date hereof, Mr. Ault beneficially owned 125,407 Shares, including 50,000 Shares underlying certain options that are currently exercisable or become exercisable within 60 days and the 75,407 Shares beneficially owned in the aggregate by A&C, Alpha Fund and Ault Lending that, as the Chief Executive Officer and Chairman of A&C, CEO and Chief Investment Officer of Alpha Management, Executive Chairman of Ault Capital, and the Executive Chairman of Hyperscale, Mr. Ault may be deemed to beneficially own. Percentage: Approximately 5.4% As of the date hereof, Mr. Nisser beneficially owned 25,000 Shares underlying certain options that are currently exercisable or become exercisable within 60 days. Percentage: 1.1%
(b)	Item 5(b) is hereby amended and restated as follows: A&C: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 75,407 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 75,407 Alpha Fund: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 5,000 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 5,000 Alpha GP: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 5,000 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 5,000 Alpha Management: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 5,000 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 5,000 Ault Lending: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 75,407 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 75,407 Ault Capital: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 70,407 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 70,407 Hyperscale: 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 70,407 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 70,407 Mr. Ault: 1. Sole power to vote or direct vote: 50,000 2. Shared power to vote or direct vote: 75,407 3. Sole power to dispose or direct the disposition: 50,000 4. Shared power to dispose or direct the disposition: 75,407 Mr. Nisser: 1. Sole power to vote or direct vote: 25,000 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 25,000 4. Shared power to dispose or direct the disposition: 0
(c)	Item 5(c) is hereby amended and restated as follows: None of the Reporting Persons have engaged in any transactions in the Shares in the last 60 days except as set forth in Exhibit 1 hereto.
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	Mr. Ault has been awarded stock options to purchase 50,000 Shares in his capacity as a director of the Issuer, which have a strike price of $3.40 per share, expire on August 26, 2035, and all of which vested on October 20, 2025. Mr. Nisser has been awarded stock options to purchase 25,000 Shares in his capacity as a director of the Issuer, which have a strike price of $3.40 per share, expire on August 26, 2035, and all of which vested on October 20, 2025.
Item 7.	Material to be Filed as Exhibits.
	Exhibit 1 - Transactions in Securities of the Issuer in the Last Sixty Days

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Ault & Company, Inc.

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, Chief Executive Officer
Date:	10/23/2025

Alpha Structured Finance LP

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, CEO and Chief Investment Officer of its Investment Manager
Date:	10/23/2025

Alpha Structured Finance GP LLC

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, CEO and Chief Investment Officer of its Managing Member
Date:	10/23/2025

ACG Alpha Management LLC

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, CEO and Chief Investment Officer
Date:	10/23/2025

Ault Lending, LLC

Signature:	/s/ David Katzoff
Name/Title:	David Katzoff, Manager
Date:	10/23/2025

Ault Capital Group, Inc.

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, Executive Chairman
Date:	10/23/2025

Hyperscale Data, Inc.

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III, Executive Chairman
Date:	10/23/2025

AULT MILTON C III

Signature:	/s/ Milton C. Ault, III
Name/Title:	Milton C. Ault, III
Date:	10/23/2025

NISSER HENRY CARL

Signature:	/s/ Henry C. Nisser
Name/Title:	Henry C. Nisser
Date:	10/23/2025

FAQ

What stake does Milton C. Ault III report in Universal Safety Products (UUU)?

He reports beneficial ownership of 125,407 shares, or approximately 5.4%, including 50,000 option shares exercisable within 60 days.

How many UUU shares are outstanding and as of what date?

Shares outstanding were 2,312,887 as of September 17, 2025, per the company’s Form 8-K filed October 20, 2025.

What are the key affiliate holdings in this 13D/A for UUU?

Ault & Company: 75,407 (3.3%); Ault Lending: 65,407 (2.8%); Ault Capital and Hyperscale: 70,407 each (3.0%); Alpha Fund: 5,000 (0.2%).

What option awards are disclosed for directors in this filing?

Mr. Ault: 50,000 options; Mr. Nisser: 25,000 options; each with a $3.40 strike, expiring August 26, 2035, vested on October 20, 2025.

What purchase prices are disclosed for recent share acquisitions?

Ault Lending: $281,526.78 for 65,407 shares; Ault & Company: $13,723.80 for 5,000 shares; Alpha Fund: $11,968.50 for 5,000 shares.

Did the reporting persons transact in the last 60 days?

They state no transactions in the last 60 days except as set forth in Exhibit 1.