Universal Safety director buys 155K shares
UNIVERSAL SAFETY PRODUCTS, INC. director and more-than-10% owner Milton C. Ault III reported an indirect open-market purchase of the company’s common stock.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. director and more-than-10% owner Milton C. Ault III reported an indirect open-market purchase of the company’s common stock. On April 30, 2026, Ault Lending, LLC bought 155,000 shares at $5.75 per share, an open-market or private transaction.
After this trade, Ault Lending, LLC held 840,252 shares of Universal Safety Products common stock indirectly for Mr. Ault. The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc., 20,000 shares through Alpha Structured Finance LP, and a direct holding of 2,200 shares in Mr. Ault’s name.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 155,000 shares
Net Buy
4 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
155,000 shs ($891K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 155,000 | $5.75 | $891K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 840,252 shares (Indirect, By Ault Lending, LLC);
Common Stock — 2,200 shares (Direct);
Common Stock — 20,000 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,000 shares (Indirect, By Ault & Company, Inc.)
Footnotes (3)
- F1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased: 155,000 shares
Purchase price: $5.75 per share
Ault Lending holdings: 840,252 shares
+3 more
6 metrics
Shares purchased
155,000 shares
Common Stock bought on April 30, 2026
Purchase price
$5.75 per share
Open-market or private transaction
Ault Lending holdings
840,252 shares
Indirect ownership following transaction
Ault & Company holdings
6,000 shares
Indirect ownership entry in non-derivative table
Alpha Structured Finance holdings
20,000 shares
Indirect ownership entry in non-derivative table
Direct holdings
2,200 shares
Shares held directly by Milton C. Ault III
Key Terms
open-market purchase, beneficially own, indirect ownership, more-than-10% owner, +1 more
5 terms
open-market purchase financial
"transaction_action: "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect ownership financial
"ownership_type: "indirect", nature_of_ownership: "By Ault Lending, LLC""
more-than-10% owner financial
""is_ten_percent_owner": 1 in reportingPersons"
voting and investment power financial
"is deemed to have voting and investment power with respect to the securities"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Form 4 report for UNIVERSAL SAFETY PRODUCTS (UUU)?
The Form 4 reports an indirect open-market purchase of Universal Safety Products common stock. Ault Lending, LLC bought 155,000 shares on April 30, 2026, on behalf of director and significant shareholder Milton C. Ault III, increasing his indirect ownership stake in the company.
What are Milton C. Ault III’s indirect UUU holdings after the reported purchase?
After the transaction, Ault Lending, LLC held 840,252 Universal Safety Products shares indirectly for Mr. Ault. The filing also shows 6,000 shares through Ault & Company, Inc. and 20,000 shares through Alpha Structured Finance LP, alongside his separate direct holdings.
AI-generated analysis. How Rhea-AI works. Not financial advice.
