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  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Director Milton Ault adds 9,310 Universal Safety (UUU) shares in buys

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products director and 10% owner Milton C. Ault III reported open‑market purchases of 9,310 shares of the company’s common stock. On March 3–4, 2026, entities associated with him, mainly Ault Lending, LLC, bought 8,810 shares at volume‑weighted average prices of $4.7960 and $4.9519, while he acquired 500 shares directly at $4.9882 per share. Following these trades, Ault Lending held 527,440 shares, Ault directly held 1,200 shares, and additional indirect holdings included 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director, 10% Owner
Bought 9,310 shs ($46K)
Type Security Shares Price Value
Purchase Common Stock 8,310 $4.9519 $41K
Purchase Common Stock 500 $4.9882 $2K
Purchase Common Stock 500 $4.796 $2K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 527,440 shares (Indirect, By Ault Lending, LLC); Common Stock — 1,200 shares (Direct)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7960. The range of purchase prices on the transaction date was $4.78 to $4.80 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9519. The range of purchase prices on the transaction date was $4.62 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/03/2026 P 500 A $4.796(1) 519,130 I By Ault Lending, LLC(2)
Common Stock 03/04/2026 P 8,310 A $4.9519(3) 527,440 I By Ault Lending, LLC(2)
Common Stock 03/04/2026 P 500 A $4.9882 1,200 D
Common Stock 10,000 I By Alpha Structured Finance LP(4)
Common Stock 6,000 I By Ault & Company, Inc.(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7960. The range of purchase prices on the transaction date was $4.78 to $4.80 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9519. The range of purchase prices on the transaction date was $4.62 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
5. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
/s/ Milton C. Ault, III 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider buying did Universal Safety Products (UUU) disclose?

Universal Safety Products reported that entities associated with director and 10% owner Milton C. Ault III bought 9,310 shares of common stock in open‑market transactions. Most of the purchasing was through Ault Lending, LLC, with a smaller amount acquired directly in Ault’s own name.

Who is Milton C. Ault III in relation to Universal Safety Products (UUU)?

Milton C. Ault III is a director and a 10% owner of Universal Safety Products. The Form 4 shows he holds shares both directly and indirectly through entities such as Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc.

At what prices were the UUU shares purchased in these transactions?

The disclosed insider purchases occurred in open‑market trades at volume‑weighted average prices of $4.7960 and $4.9519 per share. One group of trades ranged between $4.78 and $4.80 per share, and another group ranged between $4.62 and $5.52 per share.

How many Universal Safety Products (UUU) shares does Milton Ault hold after these trades?

After the reported trades, Ault Lending, LLC held 527,440 UUU shares and Milton C. Ault III held 1,200 shares directly. Additional indirect holdings included 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.

Which affiliated entities hold UUU shares for Milton C. Ault III?

Indirect holdings in Universal Safety Products common stock are reported through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc. Footnotes state Ault is an executive or manager of these entities and may be deemed to beneficially own the securities they hold.

What types of transactions are reported in this UUU Form 4 filing?

The filing reports open‑market purchases of Universal Safety Products common stock coded as “P,” indicating buys, and also lists updated indirect holdings for Alpha Structured Finance LP and Ault & Company, Inc., which reflect beneficially owned positions rather than new purchase transactions.