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Universal Safety Products (UUU) director Milton Ault reports 5,100-share open market buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported an open-market purchase of the company’s common stock. On 12/04/2025, he acquired 5,100 shares of Universal Safety Products common stock at a volume-weighted average price of $4.3065 per share, with individual trades ranging from $4.305 to $4.3797 per share.

After this transaction, Mr. Ault reports indirect beneficial ownership of 107,531 shares through Ault Lending, LLC, 6,000 shares through Ault & Company, Inc., and 5,953 shares through Alpha Structured Finance LP, reflecting his control or management roles in these entities.

Positive

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Insider AULT MILTON C III
Role Director
Bought 5,100 shs ($22K)
Type Security Shares Price Value
Purchase Common Stock 5,100 $4.3065 $22K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 107,531 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3065. The range of purchase prices on the transaction date was $4.305 to $4.3797 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
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FAQ

What insider transaction did Milton C. Ault, III report for UUU?

Milton C. Ault, III reported buying 5,100 shares of Universal Safety Products, Inc. common stock on 12/04/2025 in open-market transactions.

At what price were the UUU shares purchased by Milton C. Ault, III?

The shares were purchased at a volume-weighted average price of $4.3065 per share, with individual trades between $4.305 and $4.3797 per share.

How many UUU shares does Milton C. Ault, III beneficially own through Ault Lending, LLC?

Following the reported transaction, Milton C. Ault, III reports indirect beneficial ownership of 107,531 shares of Universal Safety Products common stock through Ault Lending, LLC.

What other entities hold UUU shares beneficially owned by Milton C. Ault, III?

In addition to Ault Lending, LLC, Mr. Ault reports indirect beneficial ownership of 6,000 shares through Ault & Company, Inc. and 5,953 shares through Alpha Structured Finance LP.

What is Milton C. Ault, III’s relationship to Universal Safety Products, Inc. (UUU)?

Milton C. Ault, III is reported as a director of Universal Safety Products, Inc.

How were the UUU shares acquired in the reported Form 4 transaction?

The 5,100 shares of Universal Safety Products common stock were acquired in open market transactions on the transaction date.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/04/2025 P 5,100 A $4.3065(1) 107,531 I By Ault Lending, LLC(2)
Common Stock 6,000 I By Ault & Company, Inc.(3)
Common Stock 5,953 I By Alpha Structured Finance LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3065. The range of purchase prices on the transaction date was $4.305 to $4.3797 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR