STOCK TITAN
  1. Home
  2. Sec-filings
  3. UUU
  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

UUU Form 4: Director Milton Ault increases stake to 50,710 shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Milton C. Ault, III, a director of Universal Safety Products, Inc. (UUU), reported multiple purchases of the company's common stock. On 09/30/2025 he acquired 1,000 shares at $4.285 and on 10/01/2025 he acquired 3,000 shares at $4.9756. Following these transactions the filing reports total beneficial ownership of 50,710 shares, held indirectly through entities including Ault & Company, Inc., Ault Lending, LLC, and Alpha Structured Finance LP. The Form 4 discloses the reporting person’s relationships to those entities that create indirect beneficial ownership.

Positive

  • Insider purchases reported: 4,000 shares acquired across two transactions
  • Clear disclosure of indirect ownership: holdings attributed to Ault & Company, Ault Lending, and Alpha Structured Finance LP

Negative

  • None.

Insights

Director purchased 4,000 shares, increasing indirect holdings to 50,710 shares.

The Form 4 documents open-market purchases: 1,000 shares at $4.285 on 09/30/2025 and 3,000 shares at $4.9756 on 10/01/2025. These purchases are reported as indirect holdings via related entities.

This matters because the filing clarifies that Mr. Ault may be deemed to beneficially own shares held by Ault & Company, Inc., Ault Lending, LLC, and Alpha Structured Finance LP, which together account for the reported 50,710 shares. The disclosure aligns with Section 16 reporting requirements and does not state any derivative transactions or dispositions.

Insider AULT MILTON C III
Role Director
Bought 4,000 shs ($19K)
Type Security Shares Price Value
Purchase Common Stock 3,000 $4.9756 $15K
Purchase Common Stock 1,000 $4.285 $4K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 50,710 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Milton C. Ault, III, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/30/2025 P 1,000 A $4.285 5,000 I By Ault & Company, Inc.(1)
Common Stock 10/01/2025 P 3,000 A $4.9756 50,710 I By Ault Lending, LLC(2)
Common Stock 5,000 I By Alpha Structured Finance LP(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Milton C. Ault, III, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transactions did Milton C. Ault, III report for UUU?

He reported purchasing 1,000 shares on 09/30/2025 at $4.285 and 3,000 shares on 10/01/2025 at $4.9756.

How many UUU shares does the filing say Mr. Ault beneficially owns?

The filing reports total beneficial ownership of 50,710 shares held indirectly by related entities.

Are the reported shares direct or indirect holdings?

The transactions are reported as indirect holdings through Ault & Company, Inc., Ault Lending, LLC, and Alpha Structured Finance LP.

Did the Form 4 disclose any option or derivative transactions?

No. Table II shows no derivative securities; only non-derivative common stock purchases are reported.

What relationships create Mr. Ault’s indirect ownership?

He is CEO and Chairman of Ault & Co., Executive Chairman of Hyperscale Data, Inc. (parent of Ault Lending), and manager of entities related to Alpha Fund, which explain indirect ownership.