Universal Safety (NYSE: UUU) director buys 20,000 shares via Ault Lending

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III, through Ault Lending, LLC, made open-market purchases of a total of 20,000 shares of Common Stock. Ault Lending bought 10,000 shares at $6.0849 per share on March 13, 2026 and 10,000 shares at $5.7819 per share on March 16, 2026.

After the latest transaction, Ault Lending held 631,632 shares indirectly attributed to Mr. Ault. As of March 13, 2026, the filing also shows 1,400 shares held directly by Mr. Ault, and additional indirect holdings of 15,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		P		10,000	A	$6.0849	621,632	I	By Ault Lending, LLC(1)
Common Stock	03/16/2026		P		10,000	A	$5.7819	631,632	I	By Ault Lending, LLC(1)
Common Stock								1,400	D
Common Stock								15,000	I	By Alpha Structured Finance LP(2)
Common Stock								6,000	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	By: /s/ Milton C. Ault, III	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did UUU report for Milton C. Ault III?

UNIVERSAL SAFETY PRODUCTS, INC. reported that Milton C. Ault III, through Ault Lending, LLC, made two open-market purchases totaling 20,000 UUU common shares. The trades occurred on March 13, 2026 and March 16, 2026 at prices slightly above $5.75 per share.

At what prices were the recent UUU insider share purchases executed?

Ault Lending, LLC bought 10,000 UUU shares at $6.0849 per share on March 13, 2026 and another 10,000 shares at $5.7819 per share on March 16, 2026. Both are reported as open-market purchases of Universal Safety common stock.

How many UUU shares does Ault Lending hold after the latest transaction?

Following the March 16, 2026 open-market purchase, Ault Lending, LLC held 631,632 shares of UNIVERSAL SAFETY PRODUCTS, INC. common stock. These shares are reported as indirectly beneficially owned by Milton C. Ault III through his role with Hyperscale Data, Inc.

What other UUU holdings related to Milton C. Ault III are disclosed?

In addition to Ault Lending’s stake, the filing lists 1,400 UUU shares held directly by Milton C. Ault III, 15,000 shares beneficially owned by Alpha Structured Finance LP, and 6,000 shares beneficially owned by Ault & Company, Inc., all attributed to him through control roles.

Is the UUU Form 4 transaction a buy or sell for the reporting person?

The Form 4 for UNIVERSAL SAFETY PRODUCTS, INC. shows open-market purchases coded as transaction type “P.” Ault Lending, LLC bought a net total of 20,000 UUU common shares, and the transaction summary classifies overall activity as a net-buy with no reported sales.