What other UUU share holdings are associated with Milton C. Ault III?

The filing lists 200 shares held directly, 10,000 shares beneficially owned by Alpha Structured Finance LP, and 6,000 shares beneficially owned by Ault & Company, Inc. Mr. Ault may be deemed to beneficially own these positions through his managerial and executive roles at those entities.

Insider entities tied to Ault III increase Universal Safety (UUU) stake

Filing Impact

(Neutral)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. reported that entities associated with director and ten-percent owner Milton C. Ault III made open-market purchases of the company’s common stock. On February 27, 2026, Ault Lending, LLC bought 10,060 shares at $5.0041 each. On February 26, 2026, Ault Lending, LLC bought 2,106 shares at $4.7385 each.

After these trades, Ault Lending, LLC held 492,130 shares, reported as indirectly owned. Additional common stock positions were reported as 200 shares held directly, 10,000 shares indirectly through Alpha Structured Finance LP, and 6,000 shares indirectly through Ault & Company, Inc.

Insider Trade Summary

Net Buyer: 12,166 shares ($60,321)

Net Buy 5 txns

Insider AULT MILTON C III

Role Director, 10% Owner

Bought 12,166 shs ($60K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	10,060	$5.0041	$50K
Purchase	Common Stock	2,106	$4.7385	$10K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 492,130 shares (Indirect, By Ault Lending, LLC); Common Stock — 200 shares (Direct)

Footnotes (1)

Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

03/02/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last)

(First)

(Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS

89141

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/26/2026		P		2,106	A	$4.7385	482,070	I	By Ault Lending, LLC⁽¹⁾
Common Stock	02/27/2026		P		10,060	A	$5.0041	492,130	I	By Ault Lending, LLC⁽¹⁾
Common Stock								200	D
Common Stock								10,000	I	By Alpha Structured Finance LP⁽²⁾
Common Stock								6,000	I	By Ault & Company, Inc.⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did UUU disclose in this Form 4 filing?

The filing shows entities linked to Milton C. Ault III bought Universal Safety Products common stock in open-market transactions, totaling 10,060 shares at $5.0041 and 2,106 shares at $4.7385. These purchases were reported as indirectly owned through Ault Lending, LLC.

Who executed the UUU stock purchases reported in this Form 4?

The common stock purchases were made by Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc. Milton C. Ault III, Executive Chairman of Hyperscale Data, is deemed to have voting and investment power over securities held by Ault Lending, according to the filing footnotes.

How many UUU shares did Ault Lending, LLC hold after the reported trades?

After the reported open-market purchases, Ault Lending, LLC was shown holding 492,130 shares of Universal Safety Products common stock. These shares are reported as indirectly owned by Milton C. Ault III through his role at Hyperscale Data, Inc., Ault Lending’s parent company.

Does this UUU Form 4 indicate any insider stock sales?

No stock sales are reported. The Form 4 shows only open-market purchases of Universal Safety Products common stock by Ault Lending, LLC and several existing direct and indirect holdings. The transaction summary reflects net buying activity, with no shares listed as sold in this filing.