Ault entities add Universal Safety (UUU) shares in open-market buys

Rhea-AI Filing Summary

Universal Safety Products director and 10% owner Milton C. Ault III reported additional indirect purchases of UUU common stock through affiliated entities. Ault Lending, LLC bought 2,231 shares at $4.6996 on February 24, 2026 and 970 shares at $4.7290 on February 25, 2026 in open-market transactions, totaling 3,201 shares. After these trades, Ault Lending, LLC held 479,964 shares indirectly. As of February 24, 2026, related reported holdings also included 200 shares held directly, 10,000 shares held through Alpha Structured Finance LP, and 6,000 shares held through Ault & Company, Inc.

Insider Trade Summary

Net Buyer: 3,201 shares ($15,072)

Net Buy 5 txns

Insider AULT MILTON C III

Role Director, 10% Owner

Bought 3,201 shs ($15K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	970	$4.729	$5K
Purchase	Common Stock	2,231	$4.6996	$10K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 479,964 shares (Indirect, By Ault Lending, LLC); Common Stock — 200 shares (Direct)

Footnotes (1)

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2026		P		2,231	A	$4.6996	478,994	I	By Ault Lending, LLC(1)
Common Stock	02/25/2026		P		970	A	$4.729	479,964	I	By Ault Lending, LLC(1)
Common Stock								200	D
Common Stock								10,000	I	By Alpha Structured Finance LP(2)
Common Stock								6,000	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ault-related entities do in this Universal Safety Products (UUU) Form 4?

Entities associated with Milton C. Ault III reported buying more Universal Safety Products (UUU) common stock. Ault Lending, LLC purchased 3,201 shares in open-market transactions, increasing its indirect holdings to 479,964 shares as of February 25, 2026.

How many UUU shares did Ault Lending, LLC purchase and at what prices?

Ault Lending, LLC bought 3,201 UUU shares in total. It acquired 2,231 shares at $4.6996 per share on February 24, 2026 and 970 shares at $4.7290 per share on February 25, 2026 in open-market transactions.

What are the total UUU holdings of Ault Lending, LLC after these transactions?

After the reported open-market purchases, Ault Lending, LLC held 479,964 shares of Universal Safety Products common stock indirectly. This figure reflects its position following the February 25, 2026 transaction disclosed in the Form 4 filing data.

What other UUU share holdings are associated with Milton C. Ault III?

As of February 24, 2026, reported holdings included 200 shares directly, plus 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc. These positions are reported as securities beneficially owned via the related entities.

What role does Milton C. Ault III have at Universal Safety Products (UUU)?

Milton C. Ault III is reported as a director and a 10% owner of Universal Safety Products, Inc. His Form 4 filing reflects transactions and holdings in UUU common stock through both direct ownership and several affiliated investment entities.

How is Milton C. Ault III connected to Ault Lending, Alpha Fund, and Ault & Company?

Footnotes state Mr. Ault is Executive Chairman of HSD, whose subsidiary Ault Lending, LLC holds UUU shares. He is also manager or executive of Alpha Structured Finance LP and Ault & Company, Inc., so he may be deemed to beneficially own their reported holdings.