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Universal Safety Products (UUU) director reports 100-share insider purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported a small open-market purchase of common stock. On 11/28/2025, an affiliated entity, Ault Lending, LLC, bought 100 shares of Universal Safety Products common stock at a price of $4.399 per share, marked as an acquisition transaction.

After this trade, Mr. Ault is reported as indirectly beneficially owning 96,369 shares of common stock through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing indicates this is a Form 4 filed by one reporting person in his capacity as a director of the company, with no derivative securities reported.

Positive

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Negative

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Insider AULT MILTON C III
Role Director
Bought 100 shs ($439.90)
Type Security Shares Price Value
Purchase Common Stock 100 $4.399 $439.90
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 96,369 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/28/2025 P 100 A $4.399 96,369 I By Ault Lending, LLC(1)
Common Stock 5,953 I By Alpha Structured Finance LP(2)
Common Stock 5,000 I By Ault & Company, Inc.(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
/s/ Milton C. Ault, III 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Universal Safety Products (UUU) report?

The company reported that director Milton C. Ault, III, through Ault Lending, LLC, acquired 100 shares of Universal Safety Products common stock on 11/28/2025 at $4.399 per share.

How many Universal Safety Products (UUU) shares does Milton C. Ault, III beneficially own after the trade?

After the reported transaction, Mr. Ault is shown as indirectly beneficially owning 96,369 shares via Ault Lending, LLC, 5,953 shares via Alpha Structured Finance LP, and 5,000 shares via Ault & Company, Inc.

What is Milton C. Ault, III’s relationship to Universal Safety Products (UUU)?

He is identified as a director of Universal Safety Products, Inc. on the Form 4, and the filing is made by one reporting person.

Were any derivative securities reported for Universal Safety Products (UUU) in this Form 4?

No. The section for derivative securities shows no entries, indicating no derivative securities were reported in this filing.

Through which entities does Milton C. Ault, III hold UUU shares?

The filing notes indirect beneficial ownership through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., based on Mr. Ault’s roles and control relationships with those entities.

What does the Form 4 for Universal Safety Products (UUU) indicate about ownership structure?

The Form 4 explains that Mr. Ault may be deemed to beneficially own shares held by Ault Lending, Alpha Structured Finance LP, and Ault & Company, Inc. due to his positions and control over those entities.