Ault-linked entity buys 185,000 Universal Safety shares
UNIVERSAL SAFETY PRODUCTS, INC. director and significant holder Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of common stock at $5.75 per share through Ault Lending, LLC.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. director and significant holder Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of common stock at $5.75 per share through Ault Lending, LLC. After this transaction, Ault Lending held 1,025,252 shares indirectly attributed to Mr. Ault.
The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc. and 20,000 shares through Alpha Structured Finance LP, plus 2,200 shares held directly by Mr. Ault as of the same date.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 185,000 shares
Net Buy
4 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
185,000 shs ($1.06M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 185,000 | $5.75 | $1.06M |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,025,252 shares (Indirect, By Ault Lending, LLC);
Common Stock — 2,200 shares (Direct);
Common Stock — 20,000 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,000 shares (Indirect, By Ault & Company, Inc.)
Footnotes (3)
- F1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased: 185,000 shares
Purchase price: $5.75 per share
Ault Lending holdings: 1,025,252 shares
+3 more
6 metrics
Shares purchased
185,000 shares
Open-market purchase of common stock on 2026-05-15
Purchase price
$5.75 per share
Price paid by Ault Lending, LLC
Ault Lending holdings
1,025,252 shares
Indirectly attributed to Ault after purchase
Ault & Company holdings
6,000 shares
Indirect ownership via Ault & Company, Inc.
Alpha Structured Finance holdings
20,000 shares
Indirect ownership via Alpha Structured Finance LP
Direct holdings
2,200 shares
Shares held directly by Milton C. Ault III
Key Terms
open-market purchase, beneficially own, voting and investment power, indirect ownership
4 terms
open-market purchase financial
"indirect open-market purchase of 185,000 shares of common stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
voting and investment power financial
"is deemed to have voting and investment power with respect to the securities held of record by Ault Lending"
indirect ownership financial
"reported as an indirect holding through Ault Lending, LLC"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Milton C. Ault III report for UUU?
Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of UNIVERSAL SAFETY PRODUCTS common stock at $5.75 per share through Ault Lending, LLC, increasing that entity’s reported holdings to 1,025,252 shares attributed to him.
Are Milton C. Ault III’s UUU holdings only through Ault Lending, LLC?
No. In addition to Ault Lending’s 1,025,252 shares, the filing lists 6,000 shares held indirectly through Ault & Company, Inc., 20,000 shares through Alpha Structured Finance LP, and 2,200 shares held directly by Mr. Ault.
Is the reported UUU purchase a direct or indirect holding for Milton C. Ault III?
The 185,000-share purchase at $5.75 was made by Ault Lending, LLC and is reported as an indirect holding. Mr. Ault is deemed to have voting and investment power over these securities through his role at Hyperscale Data, Inc.
AI-generated analysis. How Rhea-AI works. Not financial advice.
