Ault entity boosts Universal Safety (UUU) stake with 185,000-share purchase

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. director and significant holder Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of common stock at $5.75 per share through Ault Lending, LLC. After this transaction, Ault Lending held 1,025,252 shares indirectly attributed to Mr. Ault.

The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc. and 20,000 shares through Alpha Structured Finance LP, plus 2,200 shares held directly by Mr. Ault as of the same date.

Insider Trade Summary

Net Buyer: 185,000 shares ($1,063,750)

Net Buy 4 txns

Insider AULT MILTON C III

Role null

Bought 185,000 shs ($1.06M)

Type	Security	Shares	Price	Value
Purchase	Common Stock	185,000	$5.75	$1.06M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,025,252 shares (Indirect, By Ault Lending, LLC); Common Stock — 2,200 shares (Direct, null)

Footnotes (1)

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Key Figures

Shares purchased: 185,000 shares Purchase price: $5.75 per share Ault Lending holdings: 1,025,252 shares +3 more

6 metrics

Shares purchased 185,000 shares Open-market purchase of common stock on 2026-05-15

Purchase price $5.75 per share Price paid by Ault Lending, LLC

Ault Lending holdings 1,025,252 shares Indirectly attributed to Ault after purchase

Ault & Company holdings 6,000 shares Indirect ownership via Ault & Company, Inc.

Alpha Structured Finance holdings 20,000 shares Indirect ownership via Alpha Structured Finance LP

Direct holdings 2,200 shares Shares held directly by Milton C. Ault III

Key Terms

open-market purchase, beneficially own, voting and investment power, indirect ownership

4 terms

open-market purchase financial

"indirect open-market purchase of 185,000 shares of common stock"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

beneficially own financial

"Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

voting and investment power financial

"is deemed to have voting and investment power with respect to the securities held of record by Ault Lending"

indirect ownership financial

"reported as an indirect holding through Ault Lending, LLC"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/15/2026		P		185,000	A	$5.75	1,025,252	I	By Ault Lending, LLC(1)
Common Stock								2,200	D
Common Stock								20,000	I	By Alpha Structured Finance LP(2)
Common Stock								6,000	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	By: /s/ Milton C. Ault, III	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Milton C. Ault III report for UUU?

Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of UNIVERSAL SAFETY PRODUCTS common stock at $5.75 per share through Ault Lending, LLC, increasing that entity’s reported holdings to 1,025,252 shares attributed to him.

How many Universal Safety Products shares does Ault Lending, LLC now hold?

After the reported transaction, Ault Lending, LLC holds 1,025,252 shares of UNIVERSAL SAFETY PRODUCTS common stock. These shares are reported as being indirectly beneficially owned by Milton C. Ault III through his relationship with Hyperscale Data, Inc., Ault Lending’s parent.

Are Milton C. Ault III’s UUU holdings only through Ault Lending, LLC?

No. In addition to Ault Lending’s 1,025,252 shares, the filing lists 6,000 shares held indirectly through Ault & Company, Inc., 20,000 shares through Alpha Structured Finance LP, and 2,200 shares held directly by Mr. Ault.

Is the reported UUU purchase a direct or indirect holding for Milton C. Ault III?

The 185,000-share purchase at $5.75 was made by Ault Lending, LLC and is reported as an indirect holding. Mr. Ault is deemed to have voting and investment power over these securities through his role at Hyperscale Data, Inc.

What role do related entities play in Milton C. Ault III’s UUU ownership?

Several entities hold shares attributed to Mr. Ault. Ault Lending, Ault & Company, and Alpha Structured Finance LP each hold Universal Safety Products shares, and footnotes explain that Mr. Ault may be deemed to beneficially own these securities through management and control relationships.