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  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Universal Safety Products (UUU) director Milton Ault reports December stock buys

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products director Milton C. Ault, III reported a series of open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 2,900 shares on 12/05/2025 at a volume-weighted average price of $4.3837 per share, 6,200 shares on 12/06/2025 at $4.2068, 6,800 shares on 12/09/2025 at $4.4598, and 13,200 shares on 12/10/2025 at $4.6182.

After these transactions, Ault is shown as indirectly beneficially owning 136,631 shares via Ault Lending, LLC, plus 6,000 shares via Ault & Company, Inc. and 5,953 shares via Alpha Structured Finance LP. The filing explains that his executive and control roles at these entities cause him to be deemed a beneficial owner of their holdings.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director
Bought 29,100 shs ($130K)
Type Security Shares Price Value
Purchase Common Stock 13,200 $4.6182 $61K
Purchase Common Stock 6,800 $4.4598 $30K
Purchase Common Stock 6,200 $4.2068 $26K
Purchase Common Stock 2,900 $4.3837 $13K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 136,631 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3837. The range of purchase prices on the transaction date was $4.3472 to $4.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2068. The range of purchase prices on the transaction date was $4.1210 to $4.3499 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4598. The range of purchase prices on the transaction date was $4.348 to $4.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.6182. The range of purchase prices on the transaction date was $4.4699 to $4.285 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/05/2025 P 2,900 A $4.3837(1) 110,431 I By Ault Lending, LLC(2)
Common Stock 12/06/2025 P 6,200 A $4.2068(3) 116,631 I By Ault Lending, LLC(2)
Common Stock 12/09/2025 P 6,800 A $4.4598(4) 123,431 I By Ault Lending, LLC(2)
Common Stock 12/10/2025 P 13,200 A $4.6182(5) 136,631 I By Ault Lending, LLC(2)
Common Stock 6,000 I By Ault & Company, Inc.(6)
Common Stock 5,953 I By Alpha Structured Finance LP(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3837. The range of purchase prices on the transaction date was $4.3472 to $4.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2068. The range of purchase prices on the transaction date was $4.1210 to $4.3499 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4598. The range of purchase prices on the transaction date was $4.348 to $4.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
5. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.6182. The range of purchase prices on the transaction date was $4.4699 to $4.285 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
6. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
7. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Universal Safety Products (UUU) report in this Form 4?

The filing reports that director Milton C. Ault, III acquired Universal Safety Products common stock in several open-market purchases during December 2025 through an affiliated entity.

How many Universal Safety Products (UUU) shares did Milton Ault buy and on which dates?

Through Ault Lending, LLC, he bought 2,900 shares on 12/05/2025, 6,200 shares on 12/06/2025, 6,800 shares on 12/09/2025, and 13,200 shares on 12/10/2025.

What prices were paid for the Universal Safety Products (UUU) shares in these transactions?

The volume-weighted average purchase prices were $4.3837 on 12/05/2025, $4.2068 on 12/06/2025, $4.4598 on 12/09/2025, and $4.6182 on 12/10/2025 per share.

How many Universal Safety Products (UUU) shares does Milton Ault beneficially own after these trades?

After the reported transactions, the filing shows 136,631 shares held indirectly via Ault Lending, LLC, plus 6,000 shares via Ault & Company, Inc. and 5,953 shares via Alpha Structured Finance LP.

Why are shares held by Ault Lending, Ault & Company, and Alpha Structured Finance attributed to Milton Ault?

The filing states that Ault Lending is a wholly owned subsidiary of Hyperscale Data, Inc., where Milton C. Ault, III is Executive Chairman, and he also serves as Chief Executive Officer and Chairman of Ault & Company, Inc. and manager of entities tied to Alpha Structured Finance LP, so he is deemed to have voting and investment power over those holdings.

Were the Universal Safety Products (UUU) purchases made in the open market?

Yes. The explanations specify that the common stock was purchased in open market transactions on each transaction date at the stated volume-weighted average prices.