Insider Milton Ault adds 27K Universal Safety Products (UUU) shares

Filing Impact

(Moderate)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Universal Safety Products director and 10% owner Milton C. Ault III reported net share purchases. On March 2–3, 2026, entities associated with him, including Ault Lending, LLC, bought a total of 27,000 shares of common stock in open-market transactions at volume-weighted average prices of $4.9351, $4.7961, and $4.7411 per share.

Following these transactions, Ault Lending held 518,630 shares, Mr. Ault directly held 700 shares, Alpha Structured Finance LP held 10,000 shares, and Ault & Company, Inc. held 6,000 shares, all of which may be deemed beneficially owned by Mr. Ault through his roles in these entities.

Insider Trade Summary

Net Buyer: 27,000 shares ($130,162)

Net Buy 5 txns

Insider AULT MILTON C III

Role Director, 10% Owner

Bought 27,000 shs ($130K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	21,500	$4.7961	$103K
Purchase	Common Stock	500	$4.7411	$2K
Purchase	Common Stock	5,000	$4.9351	$25K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 518,630 shares (Indirect, By Ault Lending, LLC); Common Stock — 700 shares (Direct)

Footnotes (1)

Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7961. The range of purchase prices on the transaction date was $4.59 to $4.9094 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7411. The range of purchase prices on the transaction date was $4.60 to $4.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 07:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last)

(First)

(Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS

89141

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/02/2026		P		5,000	A	$4.9351	497,130	I	By Ault Lending, LLC⁽¹⁾
Common Stock	03/03/2026		P		21,500	A	$4.7961⁽²⁾	518,630	I	By Ault Lending, LLC⁽¹⁾
Common Stock	03/03/2026		P		500	A	$4.7411⁽³⁾	700	D
Common Stock								10,000	I	By Alpha Structured Finance LP⁽⁴⁾
Common Stock								6,000	I	By Ault & Company, Inc.⁽⁵⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7961. The range of purchase prices on the transaction date was $4.59 to $4.9094 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.7411. The range of purchase prices on the transaction date was $4.60 to $4.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

5. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did UUU report for Milton C. Ault III?

Milton C. Ault III reported net purchases of Universal Safety Products stock. Across March 2–3, 2026, entities associated with him bought 27,000 common shares in open-market trades, increasing his direct and indirect beneficial ownership through Ault Lending, Alpha Structured Finance LP, and Ault & Company.

How many Universal Safety Products (UUU) shares were bought in the latest Form 4?

The Form 4 shows purchases totaling 27,000 UUU common shares. Ault Lending, LLC acquired 26,500 shares and Milton C. Ault III bought 500 shares directly, all through open-market transactions, according to the reported volume-weighted average prices disclosed in the filing footnotes.

At what prices were UUU shares purchased in the reported insider transactions?

UUU shares were purchased at volume-weighted averages between about $4.74 and $4.94. The filing discloses average purchase prices of $4.9351, $4.7961, and $4.7411 per share, with daily trading ranges from $4.59 to $4.92 on the relevant transaction dates.

What is Ault Lending, LLC’s ownership in Universal Safety Products after these trades?

Ault Lending, LLC held 518,630 UUU shares after the reported purchases. These shares are deemed beneficially owned by Milton C. Ault III through his role at Hyperscale Data, Inc., which wholly owns Ault Lending and gives him voting and investment power over those securities.

What additional indirect UUU holdings are linked to Milton C. Ault III?

Additional indirect holdings include Alpha Structured Finance LP and Ault & Company, Inc. Alpha Structured Finance LP held 10,000 UUU shares and Ault & Company held 6,000 shares, which may be deemed beneficially owned by Mr. Ault through his positions in their respective managing entities.

How many UUU shares does Milton C. Ault III own directly after the Form 4 transactions?

He directly owned 700 Universal Safety Products common shares after the trades. This direct position reflects a 500-share open-market purchase on March 3, 2026, bringing his directly held total to 700 shares, separate from his larger indirect beneficial holdings through affiliated entities.