Universal Safety (UUU) director-linked entities report new share purchases

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of common stock linked to entities he is associated with. Through Ault Lending, LLC, he reported open-market purchases of 21,792 shares on March 5, 1,400 shares on March 6, and 5,700 shares on March 9, 2026, at volume-weighted average prices of $5.1614, $5.1090, and $5.2531 per share, respectively. After the March 9 transaction, Ault Lending held 556,332 shares of Universal Safety Products common stock. The filing also reflects 1,200 shares held directly by Mr. Ault and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/05/2026		P		21,792	A	$5.1614(1)	549,232	I	By Ault Lending, LLC(2)
Common Stock	03/06/2026		P		1,400	A	$5.109(3)	550,632	I	By Ault Lending, LLC(2)
Common Stock	03/09/2026		P		5,700	A	$5.2531(4)	556,332	I	By Ault Lending, LLC(2)
Common Stock								1,200	D
Common Stock								10,000	I	By Alpha Structured Finance LP(5)
Common Stock								6,000	I	By Ault & Company, Inc.(6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1614. The range of purchase prices on the transaction date was $4.97 to $5.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1090. The range of purchase prices on the transaction date was $5.075 to $5.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.2531. The range of purchase prices on the transaction date was $5.2531 to $5.26 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

5. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

6. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transactions did Milton C. Ault III report for UNIVERSAL SAFETY PRODUCTS (UUU)?

The Form 4 reports that entities associated with Milton C. Ault III bought Universal Safety Products common stock in open-market transactions on March 5, 6, and 9, 2026. These transactions increased his reported indirect and direct ownership positions in the company’s common shares.

How many UNIVERSAL SAFETY PRODUCTS (UUU) shares did Ault Lending, LLC purchase?

Ault Lending, LLC reported buying a total of 28,892 Universal Safety Products common shares: 21,792 shares on March 5, 1,400 shares on March 6, and 5,700 shares on March 9, 2026. These open-market purchases raised its reported holdings to 556,332 shares.

What prices were paid in the recent UNIVERSAL SAFETY PRODUCTS (UUU) insider purchases?

The reported open-market purchases were made at volume-weighted average prices of $5.1614 per share on March 5, $5.1090 on March 6, and $5.2531 on March 9, 2026. Footnotes describe daily trading ranges and offer to provide detailed trade breakdowns upon request.

How many UNIVERSAL SAFETY PRODUCTS (UUU) shares does Ault Lending, LLC now hold?

Following the March 9, 2026 purchase, Ault Lending, LLC is reported as holding 556,332 shares of Universal Safety Products common stock. Milton C. Ault III is deemed to have voting and investment power over these securities through his role connected to Ault Lending’s parent entity.

What other UNIVERSAL SAFETY PRODUCTS (UUU) holdings are linked to Milton C. Ault III?

In addition to shares held by Ault Lending, the Form 4 shows 1,200 shares held directly by Milton C. Ault III, 10,000 shares beneficially owned by Alpha Structured Finance LP, and 6,000 shares beneficially owned by Ault & Company, Inc., with Mr. Ault deemed to beneficially own those positions.

Are the UNIVERSAL SAFETY PRODUCTS (UUU) insider purchases direct or through related entities?

The reported purchases were made indirectly through Ault Lending, LLC, a subsidiary of Hyperscale Data, Inc. The filing states that Milton C. Ault III is deemed to have voting and investment power over these Ault Lending securities, in addition to separate direct and other indirect holdings.