Universal Safety (UUU) director-linked entities report new share purchases
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of common stock linked to entities he is associated with. Through Ault Lending, LLC, he reported open-market purchases of 21,792 shares on March 5, 1,400 shares on March 6, and 5,700 shares on March 9, 2026, at volume-weighted average prices of $5.1614, $5.1090, and $5.2531 per share, respectively. After the March 9 transaction, Ault Lending held 556,332 shares of Universal Safety Products common stock. The filing also reflects 1,200 shares held directly by Mr. Ault and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 28,892 shares ($149,572)
Net Buy
6 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
28,892 shs ($150K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 5,700 | $5.2531 | $30K |
| Purchase | Common Stock | 1,400 | $5.109 | $7K |
| Purchase | Common Stock | 21,792 | $5.1614 | $112K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 556,332 shares (Indirect, By Ault Lending, LLC);
Common Stock — 1,200 shares (Direct)
Footnotes (1)
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1614. The range of purchase prices on the transaction date was $4.97 to $5.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1090. The range of purchase prices on the transaction date was $5.075 to $5.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.2531. The range of purchase prices on the transaction date was $5.2531 to $5.26 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
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FAQ
What insider transactions did Milton C. Ault III report for UNIVERSAL SAFETY PRODUCTS (UUU)?
The Form 4 reports that entities associated with Milton C. Ault III bought Universal Safety Products common stock in open-market transactions on March 5, 6, and 9, 2026. These transactions increased his reported indirect and direct ownership positions in the company’s common shares.
What prices were paid in the recent UNIVERSAL SAFETY PRODUCTS (UUU) insider purchases?
The reported open-market purchases were made at volume-weighted average prices of $5.1614 per share on March 5, $5.1090 on March 6, and $5.2531 on March 9, 2026. Footnotes describe daily trading ranges and offer to provide detailed trade breakdowns upon request.
What other UNIVERSAL SAFETY PRODUCTS (UUU) holdings are linked to Milton C. Ault III?
In addition to shares held by Ault Lending, the Form 4 shows 1,200 shares held directly by Milton C. Ault III, 10,000 shares beneficially owned by Alpha Structured Finance LP, and 6,000 shares beneficially owned by Ault & Company, Inc., with Mr. Ault deemed to beneficially own those positions.