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Universal Safety Products, Inc. (UUU) director reports 5,900-share insider buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock through an affiliated entity. On 12/11/2025 he acquired 5,400 shares at a volume-weighted average price of $4.8669 per share, and on 12/12/2025 he acquired 500 shares at a volume-weighted average price of $4.8791 per share, both through Ault Lending, LLC.

Following these trades, Ault Lending held 142,531 shares of Universal Safety Products common stock, reported as indirectly owned by Mr. Ault. The filing also reports additional indirect beneficial ownership of 6,000 shares through Ault & Company, Inc. and 5,953 shares through Alpha Structured Finance LP, reflecting his roles with those entities.

Positive

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Insider AULT MILTON C III
Role Director
Bought 5,900 shs ($29K)
Type Security Shares Price Value
Purchase Common Stock 500 $4.8791 $2K
Purchase Common Stock 5,400 $4.8669 $26K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 142,531 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.8669. The range of purchase prices on the transaction date was $4.6885 to $4.9799 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.8791. The range of purchase prices on the transaction date was $4.83 to $4.9299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 P 5,400 A $4.8669(1) 142,031 I By Ault Lending, LLC(2)
Common Stock 12/12/2025 P 500 A $4.8791(3) 142,531 I By Ault Lending, LLC(2)
Common Stock 6,000 I By Ault & Company, Inc.(4)
Common Stock 5,953 I By Alpha Structured Finance LP(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.8669. The range of purchase prices on the transaction date was $4.6885 to $4.9799 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.8791. The range of purchase prices on the transaction date was $4.83 to $4.9299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
5. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Universal Safety Products (UUU) disclose?

The disclosure reports that Milton C. Ault, III, a director of Universal Safety Products, Inc., purchased a total of 5,900 shares of common stock in open-market transactions. He bought 5,400 shares on 12/11/2025 at a volume-weighted average price of $4.8669 per share and 500 shares on 12/12/2025 at a volume-weighted average price of $4.8791 per share, through Ault Lending, LLC.

Who is the reporting person in the Universal Safety Products (UUU) insider filing?

The reporting person is Milton C. Ault, III, identified in the filing as a director of Universal Safety Products, Inc.. The form shows that his ownership is reported as indirect through several affiliated entities, including Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP.

How many Universal Safety Products (UUU) shares are indirectly owned after the reported trades?

After the reported open-market purchases, Ault Lending, LLC held 142,531 shares of Universal Safety Products common stock, reported as indirectly owned by Milton C. Ault, III. In addition, the filing lists 6,000 shares indirectly owned through Ault & Company, Inc. and 5,953 shares indirectly owned through Alpha Structured Finance LP.

At what prices were the Universal Safety Products (UUU) shares purchased?

The filing states that on 12/11/2025 the common stock was purchased in open-market transactions at a volume-weighted average price of $4.8669 per share, with a price range of $4.6885 to $4.9799. On 12/12/2025, additional shares were purchased at a volume-weighted average price of $4.8791 per share, within a range of $4.83 to $4.9299.

Through which entities does Milton C. Ault, III report indirect ownership of Universal Safety Products (UUU) shares?

The filing reports indirect ownership through three entities. Ault Lending, LLC holds 142,531 shares after the reported trades. Ault & Company, Inc. beneficially owns 6,000 shares, and Alpha Structured Finance LP beneficially owns 5,953 shares. Due to his roles with these entities, Mr. Ault may be deemed to beneficially own the securities they hold.

What is the relationship of Milton C. Ault, III to Universal Safety Products (UUU)?

The form identifies Milton C. Ault, III as a director of Universal Safety Products, Inc.. His reported holdings in the company’s common stock are indirect, held through Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP as detailed in the ownership tables and explanations.