In what capacity is Milton Ault related to Universal Safety Products (UUU)?

Milton C. Ault, III is identified in the filing as a director of Universal Safety Products, Inc.

Universal Safety Products (UUU) director Milton Ault discloses new share buys

Q: What did the Universal Safety Products (UUU) Form 4 filing report?

The filing reports that director Milton C. Ault, III purchased shares of Universal Safety Products, Inc. common stock in open-market transactions on December 17 and 18, 2025 , and details his indirect beneficial ownership through several affiliated entities.

Q: How many Universal Safety Products (UUU) shares did Milton Ault buy and at what prices?

On December 17, 2025 , an affiliated entity purchased 1,635 shares of common stock at a volume-weighted average price of $4.9194 per share. On December 18, 2025 , it purchased 2,069 shares at $4.905 per share.

Q: Which entities hold Universal Safety Products (UUU) shares on behalf of Milton Ault?

The filing states that shares are held indirectly through Ault Lending, LLC , Alpha Structured Finance LP , and Ault & Company, Inc. , and explains that Mr. Ault may be deemed to beneficially own the securities due to his roles with these entities.

Filing Impact

(Neutral)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock. On December 17, 2025, an affiliated entity bought 1,635 shares at a volume-weighted average price of $4.9194 per share. On December 18, 2025, it bought an additional 2,069 shares at $4.905 per share.

After these transactions, Mr. Ault indirectly beneficially owns 147,804 shares of common stock through Ault Lending, LLC, as well as 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc. The filing explains that, due to his roles with these entities, he may be deemed to share voting and investment power over these holdings.

Insider Trade Summary

Net Buyer: 3,704 shares ($18,192)

Net Buy 4 txns

Insider AULT MILTON C III

Role Director

Bought 3,704 shs ($18K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,069	$4.905	$10K
Purchase	Common Stock	1,635	$4.9194	$8K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 147,804 shares (Indirect, By Ault Lending, LLC)

Footnotes (1)

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9194. The range of purchase prices on the transaction date was $4.9125 to $4.9325 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

12/19/2025 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last)

(First)

(Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS

89141

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	12/17/2025		P		1,635	A	$4.9194⁽¹⁾	145,735	I	By Ault Lending, LLC⁽²⁾
Common Stock	12/18/2025		P		2,069	A	$4.905	147,804	I	By Ault Lending, LLC⁽²⁾
Common Stock								10,000	I	By Alpha Structured Finance LP⁽³⁾
Common Stock								6,000	I	By Ault & Company, Inc.⁽⁴⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9194. The range of purchase prices on the transaction date was $4.9125 to $4.9325 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the Universal Safety Products (UUU) Form 4 filing report?

The filing reports that director Milton C. Ault, III purchased shares of Universal Safety Products, Inc. common stock in open-market transactions on December 17 and 18, 2025, and details his indirect beneficial ownership through several affiliated entities.

How many Universal Safety Products (UUU) shares did Milton Ault buy and at what prices?

On December 17, 2025, an affiliated entity purchased 1,635 shares of common stock at a volume-weighted average price of $4.9194 per share. On December 18, 2025, it purchased 2,069 shares at $4.905 per share.

How many Universal Safety Products (UUU) shares does Milton Ault beneficially own after the reported transactions?

Following the reported transactions, Mr. Ault indirectly beneficially owns 147,804 shares of Universal Safety Products common stock through Ault Lending, LLC, plus 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

Which entities hold Universal Safety Products (UUU) shares on behalf of Milton Ault?

The filing states that shares are held indirectly through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., and explains that Mr. Ault may be deemed to beneficially own the securities due to his roles with these entities.

Were the Universal Safety Products (UUU) shares bought in open-market transactions?

Yes. The explanation of responses notes that the common stock was purchased in open market transactions on the reported transaction date, with the stated volume-weighted average prices and price ranges.