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[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. (UUU) reported insider share purchases by director Milton C. Ault, III. On 11/20/2025, indirect holdings through Ault Lending, LLC increased by 9,026 shares of common stock at a price of $3.9628 per share. On 11/21/2025, Ault Lending acquired an additional 17,798 shares at a volume-weighted average purchase price of $3.8365 per share, with trades ranging from $3.7898 to $3.913 per share.

Following these transactions, Ault Lending indirectly held 92,231 shares of UUU common stock. The report also shows 5,000 shares held indirectly through Ault & Company, Inc. and another 5,000 shares held indirectly through Alpha Structured Finance LP, reflecting Mr. Ault’s beneficial ownership through multiple affiliated entities.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director
Bought 26,824 shs ($104K)
Type Security Shares Price Value
Purchase Common Stock 17,798 $3.8365 $68K
Purchase Common Stock 9,026 $3.9628 $36K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 92,231 shares (Indirect, By Ault Lending, LLC); Common Stock — 5,000 shares (Indirect, By Ault & Company, Inc.); Common Stock — 5,000 shares (Indirect, By Alpha Structured Finance LP)
Footnotes (4)
  1. F1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
  2. F2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8365. The range of purchase prices on the transaction date was $3.7898 to $3.913 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  3. F3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
  4. F4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/20/2025 P 9,026 A $3.9628 74,433 I By Ault Lending, LLC(1)
Common Stock 11/21/2025 P 17,798 A $3.8365(2) 92,231 I By Ault Lending, LLC(1)
Common Stock 5,000 I By Ault & Company, Inc.(3)
Common Stock 5,000 I By Alpha Structured Finance LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8365. The range of purchase prices on the transaction date was $3.7898 to $3.913 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR