STOCK TITAN

Insider Milton Ault (UUU) reports open‑market stock buys via affiliates

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of the company’s common stock through affiliated entities. On February 23, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., purchased 8,281 shares in open-market transactions at a volume-weighted average price of $4.8543 per share, bringing its indirect holdings to 476,763 shares. On February 20, 2026, Ault Lending, LLC bought a further 6,025 shares at an average price of $4.6590, for indirect ownership of 468,482 shares following that purchase. The filing also reports Mr. Ault’s direct holding of 200 shares and indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., which he may be deemed to beneficially own through his roles with those entities.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III

(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190

(Street)
LAS VEGAS NV 89141

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2026 P 6,025 A $4.659 468,482 I By Ault Lending, LLC(1)
Common Stock 02/23/2026 P 8,281 A $4.8543(2) 476,763 I By Ault Lending, LLC(1)
Common Stock 200 D
Common Stock 10,000 I By Alpha Structured Finance LP(3)
Common Stock 6,000 I By Ault & Company, Inc.(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.8543. The range of purchase prices on the transaction date was $0.4.8539 to $4.87 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
/s/ Milton C. Ault, III 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Milton C. Ault III report for UNIVERSAL SAFETY PRODUCTS (UUU)?

Milton C. Ault III reported indirect open-market purchases of UNIVERSAL SAFETY PRODUCTS common stock through Ault Lending, LLC, totaling 14,306 shares. These trades occurred on February 20 and February 23, 2026, and increased affiliated entities’ reported beneficial ownership positions in the company’s common stock.

How many UUU shares did Ault Lending, LLC buy and at what prices?

Ault Lending, LLC bought 8,281 UUU shares on February 23, 2026, at a volume-weighted average price of $4.8543, and 6,025 shares on February 20, 2026, at an average price of $4.6590. Both were reported as open-market purchases of common stock.

What is Milton C. Ault III’s relationship to Ault Lending and Hyperscale Data, Inc. in the UUU filing?

Ault Lending, LLC is described as a wholly owned subsidiary of Hyperscale Data, Inc. Milton C. Ault III is the Executive Chairman of Hyperscale Data, Inc. and is deemed to have voting and investment power over securities held of record by Ault Lending according to the disclosure.

What additional UUU share holdings related to Milton C. Ault III are disclosed?

The filing lists 200 UUU shares held directly by Milton C. Ault III, 10,000 shares beneficially owned by Alpha Structured Finance LP, and 6,000 shares beneficially owned by Ault & Company, Inc. He may be deemed to beneficially own shares held by these entities based on his roles.

How many UUU shares did Milton C. Ault III’s affiliated entities hold after the latest Ault Lending purchase?

After the February 23, 2026 purchase, Ault Lending, LLC held 476,763 UUU shares indirectly. Separate line items also show 10,000 shares beneficially owned by Alpha Structured Finance LP, 6,000 shares by Ault & Company, Inc., and 200 shares held directly by Milton C. Ault III.

Were the UUU insider transactions reported as buys or sells in this Form 4?

The Form 4 data classifies the two Ault Lending, LLC trades as open-market purchases, both coded as transaction type “P,” indicating buys. No sales are reported in the summarized transactions, and the net activity across these trades reflects a net-buy position in UUU shares.
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