UUU Form 4: Milton Ault Reports 65,407 Indirect Shares After Purchases
Rhea-AI Filing Summary
Milton C. Ault, III, a director of Universal Safety Products, Inc. (UUU), reported two open-market purchases of the issuer's common stock on 10/02/2025 and 10/03/2025. He acquired 4,697 shares on 10/02 at $4.56 per share and 10,000 shares on 10/03 at $4.7864 per share, totaling 14,697 shares purchased. Following these transactions, the report lists 65,407 shares beneficially owned indirectly by Ault Lending, LLC. The filing also discloses separate indirect beneficial holdings of 5,000 shares each by Ault & Company, Inc. and Alpha Structured Finance LP. The document explains Mr. Ault's voting and investment relationships to those entities but contains no derivative transactions.
Positive
- Director purchases of 14,697 shares indicating insider accumulation
- Detailed beneficial ownership disclosure linking holdings to Ault Lending, Ault & Co., and Alpha Fund
Negative
- None.
Insights
Director purchases 14,697 shares across two days, increasing indirect stake to 65,407.
The filing documents two purchase transactions by Milton C. Ault, III on 10/02/2025 and 10/03/2025 for 4,697 and 10,000 shares at $4.56 and $4.7864, respectively. These are reported as indirect holdings through Ault Lending, LLC, reflecting control relationships disclosed in the explanations.
This disclosure clarifies beneficial ownership and shows no derivative activity reported in Table II. The filing is material to investors for transparency on insider accumulation and entity-level control but does not state a change in board or executive roles.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 10,000 | $4.7864 | $48K |
| Purchase | Common Stock | 4,697 | $4.56 | $21K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
