UUU Form 4: Milton Ault Reports 65,407 Indirect Shares After Purchases

Rhea-AI Filing Summary

Milton C. Ault, III, a director of Universal Safety Products, Inc. (UUU), reported two open-market purchases of the issuer's common stock on 10/02/2025 and 10/03/2025. He acquired 4,697 shares on 10/02 at $4.56 per share and 10,000 shares on 10/03 at $4.7864 per share, totaling 14,697 shares purchased. Following these transactions, the report lists 65,407 shares beneficially owned indirectly by Ault Lending, LLC. The filing also discloses separate indirect beneficial holdings of 5,000 shares each by Ault & Company, Inc. and Alpha Structured Finance LP. The document explains Mr. Ault's voting and investment relationships to those entities but contains no derivative transactions.

Positive

• Director purchases of 14,697 shares indicating insider accumulation
• Detailed beneficial ownership disclosure linking holdings to Ault Lending, Ault & Co., and Alpha Fund

Negative

• None.

Insights

Corporate Governance Expert

Director purchases 14,697 shares across two days, increasing indirect stake to 65,407.

The filing documents two purchase transactions by Milton C. Ault, III on 10/02/2025 and 10/03/2025 for 4,697 and 10,000 shares at $4.56 and $4.7864, respectively. These are reported as indirect holdings through Ault Lending, LLC, reflecting control relationships disclosed in the explanations.

This disclosure clarifies beneficial ownership and shows no derivative activity reported in Table II. The filing is material to investors for transparency on insider accumulation and entity-level control but does not state a change in board or executive roles.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/02/2025		P		4,697	A	$4.56	55,407	I	By Ault Lending, LLC(1)
Common Stock	10/03/2025		P		10,000	A	$4.7864	65,407	I	By Ault Lending, LLC(1)
Common Stock								5,000	I	By Ault & Company, Inc.(2)
Common Stock								5,000	I	By Alpha Structured Finance LP(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Remarks:

	/s/ Milton C. Ault, III	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What transactions did UUU director Milton C. Ault, III report?

He reported purchases of 4,697 shares on 10/02/2025 at $4.56 and 10,000 shares on 10/03/2025 at $4.7864.

How many UUU shares does Mr. Ault beneficially own after these Form 4 filings?

The filing shows 65,407 shares beneficially owned indirectly by Ault Lending, LLC, plus separate disclosed indirect holdings of 5,000 shares by Ault & Company, Inc. and 5,000 by Alpha Structured Finance LP.

Were any derivative securities reported in this UUU Form 4?

No. Table II in the filing contains no reported derivative transactions; only non-derivative common stock purchases are listed.

What relationships give Mr. Ault indirect ownership of UUU shares?

The filing explains Mr. Ault's roles: he is Executive Chairman of Hyperscale Data, Inc. which wholly owns Ault Lending, LLC, he is CEO & Chairman of Ault & Company, Inc., and he manages entities tied to Alpha Structured Finance LP.

On what dates were the reported UUU purchases executed?

The purchases were executed on 10/02/2025 and 10/03/2025.