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Energy Fuels (NYSE: UUUU) director discloses 2,900 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Energy Fuels Inc. director Jaqueline Herrera filed an amended initial ownership statement reporting beneficial ownership of 2,900 common shares held directly. The filing explains that this holding was inadvertently not reported when she joined the board and that the shares were purchased in the open market.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
HERRERA JAQUELINE

(Last) (First) (Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600

(Street)
LAKEWOOD CO 80228

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/25/2022
3. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/02/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 2,900 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Inadvertently failed to report upon joining Issuer's Board of Directors. Were purchased in the open market.
Julia Hoffmeier as Attorney-in-Fact for Jaqueline Herrera 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Energy Fuels (UUUU) shares does director Jaqueline Herrera report owning?

Director Jaqueline Herrera reports beneficial ownership of 2,900 common shares of Energy Fuels Inc. These shares are listed as held directly in the Form 3/A and represent her reported non-derivative equity position in the company at the time of the event.

Why was this Form 3/A amendment filed for Energy Fuels (UUUU)?

The Form 3/A was filed because the director inadvertently failed to report her share ownership when joining the board. The amendment corrects that earlier omission by formally disclosing the 2,900 common shares that were previously unreported, aligning records with her actual holdings.

What type of transaction led to the 2,900 Energy Fuels (UUUU) shares reported?

The filing states that the 2,900 common shares were purchased in the open market. This indicates the director acquired the shares through regular market transactions rather than through grants, options, or other derivative awards, and now reports them as directly owned.

What is Jaqueline Herrera’s relationship to Energy Fuels (UUUU)?

The report identifies Jaqueline Herrera as a director of Energy Fuels Inc. Her position on the board triggers Section 16 reporting obligations, which is why her beneficial ownership of 2,900 common shares is disclosed on this Form 3/A filing.

Who signed the Form 3/A related to Energy Fuels (UUUU) shares?

The Form 3/A is signed by Julia Hoffmeier acting as Attorney-in-Fact for Jaqueline Herrera. This indicates Herrera authorized Hoffmeier to sign the ownership report on her behalf under a power of attorney arrangement documented with the company and regulators.

What is the event date associated with this Energy Fuels (UUUU) ownership report?

The Form 3/A lists 05/25/2022 as the date of the event requiring the statement. This date anchors when the director’s reportable status and related share ownership were relevant for Section 16 reporting of her 2,900 directly held common shares.
Energy Fuels

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5.91B
233.47M
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64.07%
12.62%
Uranium
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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United States
LAKEWOOD