Energy Fuels grants Daniel Kapostasy stock awards

Available on EDGAR 11/13/2026 - 07:23 PM EST Accepted by SEC EDGAR 11/13/2026 - 07:23 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Energy Fuels Inc. (UUUU) reported that Daniel Kapostasy, SVP & Chief Technical Officer, received 9,345 restricted stock units and 7,446 performance-based stock options on November 3, 2026.

The RSUs vest 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029, using a $7.99 five-day volume weighted average price as of November 2, 2026. The options have an $8.79 exercise price, vest in two equal annual installments, and expire November 2, 2031. Both awards were special transaction bonuses for ASM closing.

Insider Trade Summary

Grant/Award: 16,791 shares

Grant/Award 2 txns

Insider KAPOSTASY DANIEL

Role SVP & Chief Technical Officer

Type	Security	Shares	Price	Value
Grant/Award	Performance-Based Stock Options ("Options")	7,446	$0.00	$0.00
Grant/Award	Restricted Stock Units	9,345	$0.00	$0.00

Holdings After Transaction: Performance-Based Stock Options ("Options") — 7,446 options (Direct); Restricted Stock Units — 43,452 units (Direct)

Holdings Before and After: Performance-Based Stock Options ("Options"), 0 to 7,446 options (Direct); Restricted Stock Units, 34,107 to 43,452 units (Direct)

Key Figures

Restricted stock units awarded: 9,345 units Restricted stock units held after grant: 43,452 units Performance-based stock options awarded: 7,446 options +3 more

6 metrics

Restricted stock units awarded 9,345 units Granted November 3, 2026

Restricted stock units held after grant 43,452 units Direct holdings following the reported grant

Performance-based stock options awarded 7,446 options Granted November 3, 2026

Option exercise price $8.79 per share Performance-based stock options

Option value $3.3425 per option Valued using the Black Scholes Model

Fair market value $7.99 per share Five-day volume weighted average price as of November 2, 2026

Key Terms

Restricted Stock Units, Performance Options, Black Scholes Model, 5-day volume weighted average price

4 terms

Restricted Stock Units technical

"The RSUs vest as to 50 percent on January 27, 2027"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Options technical

"Performance Options utilize a strike price at a 10 percent premium"

Performance options are rights given to executives or employees to buy company stock only if specific business goals are met, such as revenue, profit, or stock-price targets. They matter to investors because they tie pay to outcomes — aligning management incentives with company success — and can change future share supply and earnings if the targets are achieved and the options are exercised, similar to giving someone a key that only works when certain conditions are satisfied.

Black Scholes Model financial

"Priced using the Black Scholes Model with a per-option value of $3.3425"

5-day volume weighted average price financial

"based on the 5-day volume weighted average price as of market close"

The 5-day volume weighted average price (5-day VWAP) is the average price of a security over the most recent five trading days where each trade’s price is weighted by its traded volume. It is calculated by summing (price × volume) for all trades in the five-day period and dividing by the total volume traded in that period, so larger trades have greater influence on the result. The measure requires intraday trade data across the five consecutive trading days and can be affected by unusually large trades or low-liquidity periods that skew the weighted average.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How were Energy Fuels (UUUU) performance options valued?

Energy Fuels valued the 7,446 performance options at $3.3425 per option using the Black Scholes Model. Their $8.79 exercise price was set at a 10 percent premium to the stated $7.99 fair market value; half vest one year after grant and half two years after grant, and the term is five years.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KAPOSTASY DANIEL

(Last) (First) (Middle)

C/O ENERGY FUELS INC.

225 UNION BLVD., SUITE 600

(Street)

LAKEWOOD COLORADO 80228

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Technical Officer

2a. Foreign Trading Symbol
[EFR]

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock Units	11/03/2026		A		9,345	A	$0	43,452	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance-Based Stock Options ("Options")	$8.79	11/03/2026		A		7,446		11/03/2027	11/02/2031	Common Shares	7,446	$0	7,446	D

Explanation of Responses:

Remarks:

1. Grant of RSUs vest as to 50 percent on January 27, 2027; 25 percent on January 27, 2028; and 25 percent on January 27, 2029. Priced at $7.99 per underlying common share based on the 5-day volume weighted average price as of market close on November 2, 2026, being the last trading day prior to the date of grant. Special transaction bonus for ASM closing. 2. Performance Options utilize a strike price at a 10 percent premium to the fair market value of $7.99 per share. 50 percent vest one year after date of grant, 50 percent vest two years from date of grant, and the term is five years. Priced using the Black Scholes Model with a per-option value of $3.3425. Special transaction bonus for ASM closing. Late filing due to administrative delay in tying out underlying calculations.

	Julia Hoffmeier as Attorney-in-Fact for Daniel Kapostasy	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)