Energy Fuels grants Oscar Armando German stock awards

Available on EDGAR 11/13/2026 - 07:11 PM EST Accepted by SEC EDGAR 11/13/2026 - 07:11 PM EST

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Form Type

Rhea-AI Filing Summary

Energy Fuels Inc. reported EVP and CHRO Oscar Armando German was granted 6,731 performance-based options and 8,448 RSUs on November 3, 2026. The options carry an $8.79 exercise price, vest 50% one year after grant and 50% two years after grant, and have a five-year term. RSUs vest 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029. Reported direct post-grant positions were 6,731 options and 24,632 RSUs. The awards were a special transaction bonus for ASM closing.

Insider Trade Summary

Grant/Award: 15,179 shares

Grant/Award 2 txns

Insider German Oscar Armando

Role EVP and CHRO

Type	Security	Shares	Price	Value
Grant/Award	Performance-Based Stock Options ("Options")	6,731	$0.00	$0.00
Grant/Award	Restricted Stock Units	8,448	$0.00	$0.00

Holdings After Transaction: Performance-Based Stock Options ("Options") — 6,731 options (Direct); Restricted Stock Units — 24,632 units (Direct)

Holdings Before and After: Performance-Based Stock Options ("Options"), 0 to 6,731 options (Direct); Restricted Stock Units, 16,184 to 24,632 units (Direct)

Key Figures

Performance-based options granted: 6,731 options Restricted stock units granted: 8,448 RSUs Option exercise price: $8.79 per share +4 more

7 metrics

Performance-based options granted 6,731 options Granted November 3, 2026

Restricted stock units granted 8,448 RSUs Granted November 3, 2026

Option exercise price $8.79 per share Performance-based options granted November 3, 2026

RSU pricing reference $7.99 per underlying common share Five-day volume weighted average price as of market close November 2, 2026

Option value $3.3425 per option Value calculated using the Black Scholes Model

Direct option position after grant 6,731 options Reported following the November 3, 2026 grant

Direct RSU position after grant 24,632 RSUs Reported following the November 3, 2026 grant

Key Terms

Performance-Based Stock Options, Restricted Stock Units, five-day volume weighted average price, Black Scholes Model, +1 more

5 terms

Performance-Based Stock Options financial

"grant of Performance-Based Stock Options"

Restricted Stock Units financial

"Grant of RSUs"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

five-day volume weighted average price financial

"based on the 5-day volume weighted average price"

Black Scholes Model financial

"Priced using the Black Scholes Model"

fair market value financial

"10 percent premium to the fair market value"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many awards did Energy Fuels (UUUU) EVP and CHRO Oscar Armando German receive?

Oscar Armando German received 6,731 performance-based stock options and 8,448 restricted stock units on November 3, 2026.

How were Oscar German's Energy Fuels (UUUU) awards priced?

The RSUs were priced at $7.99 per underlying common share, based on the five-day volume weighted average price as of market close on November 2, 2026, the last trading day before the grant. The performance options have an $8.79 exercise price; their stated value was $3.3425 per option, calculated using the Black Scholes Model.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

German Oscar Armando

(Last)

(First)

(Middle)

C/O ENERGY FUELS, INC.

225 UNION BLVD., SUITE 600

(Street)

LAKEWOOD

COLORADO

80228

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP and CHRO

2a. Foreign Trading Symbol
[EFR]

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	11/03/2026		A		8,448	A	$0	24,632	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Performance-Based Stock Options ("Options")	$8.79	11/03/2026		A		6,731		11/03/2027	11/02/2031	Common Shares	6,731	$0	6,731	D

Explanation of Responses:

Remarks:

1. Grant of RSUs vest as to 50 percent on January 27, 2027; 25 percent on January 27, 2028; and 25 percent on January 27, 2029. Priced at $7.99 per underlying common share based on the 5-day volume weighted average price as of market close on November 2, 2026, being the last trading day prior to the date of grant. Special transaction bonus for ASM closing. 2. Performance Options utilize a strike price at a 10 percent premium to the fair market value of $7.99 per share. 50 percent vest one year after date of grant, 50 percent vest two years from date of grant, and the term is five years. Priced using the Black Scholes Model with a per-option value of $3.3425. Special transaction bonus for ASM closing. Late filing due to administrative delay in tying out underlying calculations.

	Julia Hoffmeier as Attorney-in-Fact for Oscar German	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR