STOCK TITAN

Energy Fuels (NYSE: UUUU) SVP receives RSUs and performance options grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sullivan Scott Edward reported acquisition or exercise transactions in this Form 4 filing.

Energy Fuels Inc. reported that SVP Integrity & Compliance Scott Edward Sullivan received new equity-based compensation awards. He was granted 8,176 unvested restricted stock units, effective June 29, 2026, vesting 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029.

He also received 9,554 performance-based stock options on the same date, with a $16.71 strike price, set at a 10% premium to a $15.19 grant price. These options vest 50% one year after the grant’s effective date and 50% two years after, and have a five-year term. Following these grants, Sullivan holds 8,176 common shares and 9,554 options directly, reflecting compensation awards rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Sullivan Scott Edward
Role SVP Integrity & Compliance
Type Security Shares Price Value
Grant/Award Performance Based Stock Options 9,554 $0.00 --
Grant/Award Common Shares 8,176 $0.00 --
Holdings After Transaction: Performance Based Stock Options — 9,554 shares (Direct, null); Common Shares — 8,176 shares (Direct, null)
Footnotes (1)
  1. The amount reported in Table I, Section 4 represents 8,176 unvested restricted stock units ("RSUs") granted to Reporting Person by the Issuer, effective as of June 29, 2026, and vesting as follows: 50% on 01/27/2027; 25% on 01/27/2028; and 25% on 01/27/2029. The amount reported in Table II, Section 5 represents 9,554 unvested Performance-Based Stock Options granted to the Reporting Person by the Issuer with a strike price at a 10% premium of the grant price of $15.19, effective as of June 29, 2026, and vesting as follows: 50% one year from the effective date of grant; and 50% two years from the effective date of grant. The grant has a term of five years.
RSU grant size 8,176 units Unvested RSUs granted June 29, 2026
RSU vesting schedule 50%/25%/25% Vests on Jan 27, 2027; Jan 27, 2028; Jan 27, 2029
Performance options granted 9,554 options Performance-based stock options granted June 29, 2026
Option strike price $16.71 per share 10% premium to $15.19 grant price
Option term Five years Performance-based options expiring June 28, 2031
Shares held after grant 8,176 common shares Direct holdings following RSU grant
Options held after grant 9,554 options Direct derivative holdings following grant
restricted stock units ("RSUs") financial
"represents 8,176 unvested restricted stock units ("RSUs") granted to Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Performance-Based Stock Options financial
"represents 9,554 unvested Performance-Based Stock Options granted to the Reporting Person"
strike price financial
"with a strike price at a 10% premium of the grant price of $15.19"
The strike price is the fixed price at which an option gives its holder the right to buy or sell an underlying stock. Think of it like a coupon that lets you transact at a pre-agreed price regardless of the market; for investors it determines whether an option will be profitable, influences potential gains or losses, and is a key factor in the option’s market value and risk profile.
vesting financial
"effective as of June 29, 2026, and vesting as follows: 50% on 01/27/2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
term of five years financial
"The grant has a term of five years."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Energy Fuels (UUUU) report for Scott Edward Sullivan?

Energy Fuels reported that SVP Integrity & Compliance Scott Edward Sullivan received equity awards. He was granted 8,176 unvested restricted stock units and 9,554 performance-based stock options as part of his compensation package, effective June 29, 2026.

How many restricted stock units did Energy Fuels (UUUU) grant to its SVP?

Scott Edward Sullivan was granted 8,176 unvested restricted stock units. These RSUs vest 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029, aligning his long-term incentives with Energy Fuels’ performance.

What are the terms of the performance-based stock options granted by Energy Fuels (UUUU)?

Energy Fuels granted 9,554 performance-based stock options with a $16.71 strike price. This strike is set at a 10% premium to a $15.19 grant price, with vesting 50% after one year and 50% after two years, and a total term of five years.

Did the Energy Fuels (UUUU) insider Form 4 involve any stock sales or purchases?

The Form 4 shows compensation-related acquisitions, not market trades. Sullivan received grants of restricted stock units and stock options at no cash cost per share, with no reported open-market purchases or sales of Energy Fuels common shares in this filing.

What are Scott Edward Sullivan’s Energy Fuels (UUUU) holdings after the reported grants?

After the reported grants, Sullivan holds 8,176 common shares directly, represented by unvested restricted stock units, and 9,554 performance-based stock options. Both positions vest over several years, supporting longer-term alignment with Energy Fuels’ corporate performance.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sullivan Scott Edward

(Last)(First)(Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600

(Street)
LAKEWOOD COLORADO 80228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Integrity & Compliance
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares06/29/2026A8,176(1)A$08,176D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Based Stock Options$16.7106/29/2026A9,554 (2)06/28/2031Common Shares9,554$09,554D
Explanation of Responses:
1. The amount reported in Table I, Section 4 represents 8,176 unvested restricted stock units ("RSUs") granted to Reporting Person by the Issuer, effective as of June 29, 2026, and vesting as follows: 50% on 01/27/2027; 25% on 01/27/2028; and 25% on 01/27/2029.
2. The amount reported in Table II, Section 5 represents 9,554 unvested Performance-Based Stock Options granted to the Reporting Person by the Issuer with a strike price at a 10% premium of the grant price of $15.19, effective as of June 29, 2026, and vesting as follows: 50% one year from the effective date of grant; and 50% two years from the effective date of grant. The grant has a term of five years.
/s/ Scott E. Sullivan07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)