STOCK TITAN

Energy Fuels Inc (UUUU) awards options and RSUs to promoted EVP

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

German Oscar Armando reported acquisition or exercise transactions in this Form 4 filing.

Energy Fuels Inc EVP & CHRO German Oscar Armando reported equity awards, receiving 6,630 restricted stock units and 6,749 performance-based stock options on June 24, 2026. The options are exercisable at $17.89 per share, and the RSUs vest in stages through January 27, 2029. After the RSU grant, his directly held common share equivalents total 16,184. The awards are described as executive compensation top-ups tied to a mid-year promotion, with the filing delay attributed to administrative verification.

Positive

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Negative

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Insider German Oscar Armando
Role EVP & CHRO
Type Security Shares Price Value
Grant/Award Performance-Based Stock Options ("Options") 6,749 $0.00 $0.00
Grant/Award Restricted Stock Units 6,630 $0.00 $0.00
Holdings After Transaction: Performance-Based Stock Options ("Options") — 6,749 shares (Direct); Restricted Stock Units — 16,184 shares (Direct)
Performance-based stock options granted 6,749 options Grant to EVP & CHRO on June 24, 2026
Option exercise price $17.89 per share Exercise price for 6,749 performance-based stock options
Option expiration date June 23, 2031 Expiration for performance-based stock options granted June 24, 2026
Restricted stock units granted 6,630 units RSU grant to EVP & CHRO on June 24, 2026
Post-grant direct holdings 16,184 shares Direct common share equivalents after RSU grant
RSU vesting schedule 50%, 25%, 25% Vesting in 2027, 2028, and 2029 respectively
Restricted Stock Units financial
"Table I grant represents grant of RSUs that vest as follows: 50% on January 27, 2027;"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance-Based Stock Options financial
"Performance-Based Stock Options ("Options") reported as derivative securities for the insider"
executive compensation top-ups financial
"Both grants represent executive compensation top-ups due to mid-year promotion."
fair market value per share financial
"grant of Options at a 10% premium to fair market value per share at the time of grant."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity awards did UUUU executive German Oscar Armando report?

He reported 6,630 restricted stock units and 6,749 performance-based stock options granted on June 24, 2026. The options are exercisable at $17.89 per share, and both grants are characterized as executive compensation top-ups related to a mid-year promotion.

How do the RSUs granted to UUUU’s EVP German Oscar Armando vest?

The 6,630 RSUs vest in three tranches: 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029. This schedule spreads the equity compensation over three years, aligning awards with continued service.

What are the key terms of the performance-based stock options reported for UUUU?

German Oscar Armando received 6,749 performance-based stock options with an exercise price of $17.89 per share and a term of five years, expiring June 23, 2031. The company notes these options were granted at a 10% premium to fair market value per share at grant.

What are German Oscar Armando’s reported holdings in UUUU after these grants?

Following the June 24, 2026 RSU grant, his directly held common share equivalents total 16,184 shares. This figure reflects the updated non-derivative holdings disclosed, separate from the newly granted performance-based stock options reported as derivative securities.

Was UUUU’s Form 4 filing for German Oscar Armando tied to a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and the remarks characterize both grants as executive compensation top-ups following a mid-year promotion. The filing also notes it was submitted late due to internal administrative verification.

Why was the Form 4 for UUUU executive German Oscar Armando filed late?

The remarks state the Form 4 was filed late due to a delay in completing internal verifications, described as administrative in nature. The company further explains that both the RSU and option grants represent executive compensation top-ups tied to a mid-year promotion.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
German Oscar Armando

(Last)(First)(Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., STE. 600

(Street)
LAKEWOOD COLORADO 80228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CHRO
2a. Foreign Trading Symbol
[EFR]
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units06/24/2026A6,630A$016,184D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-Based Stock Options ("Options")$17.8906/24/2026A6,74906/24/202706/23/2031Common Shares6,749$06,749D
Explanation of Responses:
Remarks:
1. Table I grant represents grant of RSUs that vest as follows: 50% on January 27, 2027; 25% on Jan. 27, 2028; and 25% on Jan. 27, 2029. 2. Table II represents grant of Options at a 10% premium to fair market value per share at the time of grant. Term of 5 years. 3. Filing late due to delay in completing internal verifications; administrative in nature. Both grants represent executive compensation top-ups due to mid-year promotion.
Julia Hoffmeier as Attorney-in-Fact for Oscar German08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)