Sean P. Downes sells 20,000 shares; UVE (NYSE: UVE) Form 144

Rhea-AI Filing Summary

Sean P. Downes reported dispositions of Common stock tied to in-lieu compensation. The filing lists a sale of 20,000 shares on 04/02/2026 described as Lieu Compensation with Raymond James & Associates as broker. The form also records 20,000 shares sold on 03/25/2026 for $691,066.05. The filing names the issuer as UVE and identifies the market as NYSE.

Insights

Securities Compliance Analyst

Routine Form 144 sale reporting for in-lieu compensation and an earlier disposition.

The filing documents regulated resale activity under Section 144: a reported 20,000-share sale on 04/02/2026 labeled Lieu Compensation, plus a prior 20,000-share sale on 03/25/2026 at $691,066.05. Raymond James & Associates is listed as the broker.

These entries are administrative resale disclosures. Cash‑flow treatment and any lock-up or transfer restrictions are not stated in the excerpt; further filings would show whether these were exempt or require Rule 144 conditions to be met.

Key Figures

Shares sold (04/02/2026): 20,000 shares Shares sold (03/25/2026): 20,000 shares Proceeds reported: $691,066.05 +2 more

5 metrics

Shares sold (04/02/2026) 20,000 shares listed as Lieu Compensation

Shares sold (03/25/2026) 20,000 shares disposition by Sean P. Downes

Proceeds reported $691,066.05 03/25/2026 sale

Form type Form 144 filing for sale of restricted/controlled securities

Broker Raymond James & Associates listed on the filing

Key Terms

Form 144, Lieu Compensation, Disposition

3 terms

Form 144 regulatory

"Securities To Be Sold -- Common | 04/02/2026 | Lieu Compensation"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Lieu Compensation financial

"Common | 04/02/2026 | Lieu Compensation | Issuer"

Disposition regulatory

"Securities Sold During The Past 3 Months -- 20000 | 691066.05"

FAQ

What did the Form 144 for UVE report?

The Form 144 reports dispositions of Common stock by Sean P. Downes. It lists 20,000 shares on 04/02/2026 described as Lieu Compensation, and another 20,000 shares sold on 03/25/2026 for $691,066.05.

Who acted as broker on the reported transactions for UVE?

The filing names Raymond James & Associates, Inc. as the broker. The broker address shown is 880 Carillon Parkway, St. Petersburg, FL, consistent with the broker entry on the Form 144 excerpt.

What does 'Lieu Compensation' mean on this Form 144?

On this Form 144, Lieu Compensation is the transaction description for the 20,000-share entry dated 04/02/2026. The excerpt does not define the term or state cash proceeds linked to that specific line.

How much proceeds were reported for the recent sale?

The excerpt shows proceeds of $691,066.05 tied to a 20,000-share sale on 03/25/2026. No proceeds are shown for the 04/02/2026 in-lieu compensation line in the provided text.

Does this Form 144 indicate lock-up or transfer restrictions for UVE shares?

The provided excerpt does not mention any lock-up or transfer restrictions. The filing lists transaction dates and amounts but does not disclose restrictions or conditions in the visible lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 12:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001287040
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UNIVERSAL INSURANCE HOLDINGS, INC.
SEC File Number	001-33251
Address of Issuer	1110 W. COMMERCIAL BLVD. SUITE 100 FORT LAUDERDALE FLORIDA 33309
Phone	954-958-1200
Name of Person for Whose Account the Securities are To Be Sold	DOWNES SEAN P
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	20000	824000.00	28008000	04/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/02/2026	Lieu Compensation	Issuer			20000	04/02/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Sean P. Downes 1110 W Commercial Blvd Fort Lauderdale FL 33309	Common	03/25/2026	20000	691066.05

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Sean Downes
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)