STOCK TITAN

Univest Financial (UVSP) risk chief exercises options and sells 2,787 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UNIVEST FINANCIAL Corp Sr EVP & Chief Risk Officer and General Counsel Megan D. Santana exercised stock options for 2,787 shares of common stock at $28.50 per share and sold 2,787 shares in an open-market transaction at a weighted average price of $40.8334 per share. Following these transactions, she holds 35,975.2625 common shares directly, including 13,925.2625 shares acquired through the dividend reinvestment plan and employee stock purchase plan.

Positive

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Insider Santana Megan D
Role Sr EVP & Chief Risk Officer
Sold 2,787 shs ($114K)
Type Security Shares Price Value
Exercise Stock Options (Right to Buy) 2,787 $0.00 --
Exercise Common 2,787 $28.50 $79K
Sale Common 2,787 $40.8334 $114K
Holdings After Transaction: Stock Options (Right to Buy) — 0 shares (Direct, null); Common — 38,762.263 shares (Direct, null)
Footnotes (1)
  1. INCLUDES 13,925.2625 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $40.76 TO $40.89, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
Shares sold 2,787 shares Open-market sale of common stock on June 8, 2026
Sale price (weighted average) $40.8334 per share Common shares sold in multiple trades between $40.76 and $40.89
Options exercised 2,787 shares Stock options (right to buy) exercised into common stock
Option exercise price $28.50 per share Strike price for exercised stock options
Shares held after 35,975.2625 shares Direct common stock ownership following transactions
DRIP and ESPP shares 13,925.2625 shares Portion of holdings from dividend reinvestment and employee stock purchase plans
Stock Options (Right to Buy) financial
"security_title": "Stock Options (Right to Buy)""
dividend reinvestment plan financial
"INCLUDES 13,925.2625 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
employee stock purchase plan financial
"AND EMPLOYEE STOCK PURCHASE PLAN."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
weighted average price financial
"THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Santana Megan D

(Last)(First)(Middle)
14 NORTH MAIN STREET
PO BOX 197

(Street)
SOUDERTON PENNSYLVANIA 18964

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVEST FINANCIAL Corp [ UVSP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)XOther (specify below)
Sr EVP & Chief Risk OfficerGeneral Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common06/08/2026M2,787A$28.538,762.2625(1)D
Common06/08/2026S2,787D$40.833435,975.2625(1)(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$28.506/08/2026M2,78703/15/2019(3)03/15/2028Common2,787$00D
Explanation of Responses:
1. INCLUDES 13,925.2625 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
2. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $40.76 TO $40.89, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
3. AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
Remarks:
/s/ Brian J. Richardson, attorney-in-fact06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did UVSP executive Megan D. Santana report?

Megan D. Santana reported exercising options for 2,787 Univest Financial (UVSP) common shares and selling 2,787 shares in an open-market transaction. The trades occurred on June 8, 2026, and involved non-derivative common stock and related stock options.

How many Univest Financial (UVSP) shares did Megan D. Santana sell and at what price?

She sold 2,787 shares of Univest Financial common stock at a weighted average price of $40.8334 per share. The filing notes these shares were sold in multiple transactions between $40.76 and $40.89 per share, inclusive, on June 8, 2026.

What stock options did Megan D. Santana exercise in this UVSP Form 4?

She exercised stock options covering 2,787 Univest Financial common shares at an exercise price of $28.50 per share. The options were originally granted with vesting at 33.3% per year over three years and had an expiration date of March 15, 2028.

How many Univest Financial (UVSP) shares does Megan D. Santana hold after the transactions?

After the reported transactions, Megan D. Santana directly holds 35,975.2625 Univest Financial common shares. This total includes 13,925.2625 shares acquired through the company’s dividend reinvestment plan and employee stock purchase plan, as disclosed in the footnotes.

What type of transaction code appears in Megan D. Santana’s UVSP Form 4?

The Form 4 shows an open-market sale coded “S” for 2,787 common shares and option exercises coded “M” for 2,787 underlying shares and related derivatives. Code “S” indicates a sale transaction, while code “M” reflects the exercise or conversion of a derivative security.

What roles does Megan D. Santana hold at Univest Financial (UVSP)?

Megan D. Santana is identified as Sr EVP & Chief Risk Officer and General Counsel of Univest Financial Corp. Her Form 4 filing reflects personal transactions in company securities consistent with her status as a reporting officer under SEC rules.