Universal Corp (UVV) files Form 144 for proposed NYSE share sale

Rhea-AI Filing Summary

Universal Corporation reported a Form 144 notice indicating proposed sales of common shares by an affiliate on 06/03/2026 on the NYSE. The excerpt lists prior compensatory issuances (08/02/2021, 08/04/2021, 08/02/2023) and specific small share counts tied to those dates.

Insights

Compliance Officer

Form 144 notifies proposed dealer-assisted resale of an affiliate's shares.

The filing lists a proposed sale activity dated 06/03/2026 on the NYSE and shows prior compensatory issuances dated 08/02/2021, 08/04/2021, and 08/02/2023. This is a procedural disclosure for resale under securities rules.

Cash treatment and exact sale quantities for the current proposal are not specified in the excerpt; subsequent broker reports or Form 4/Form 5 filings would show completed transactions, if any.

Key Figures

Filing date: 06/03/2026 Line item value: 152959.15 Line item value: 24923496 +1 more

4 metrics

Filing date 06/03/2026 Proposed sale date listed on the Form 144 excerpt

Line item value 152959.15 Numeric entry present in the securities information section

Line item value 24923496 Numeric entry present in the securities information section

Compensatory issuances 1,244 shares; 765 shares; 2,121 shares Issued on 08/02/2021, 08/04/2021, and 08/02/2023 labeled Compensation

Key Terms

Form 144, Compensation, Issuer

3 terms

Form 144 regulatory

"Lists a proposed sale dated 06/03/2026 on the NYSE"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Compensation financial

"Entries dated 08/02/2021, 08/04/2021, 08/02/2023 labeled Compensation"

Issuer regulatory

"Securities lines show 'Issuer' as the transaction role"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	2845	152959.15	24923496	06/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	08/02/2021	Compensation	Issuer			1244	08/02/2021	N/A
common	08/04/2021	Compensation	Issuer			765	08/04/2021	N/A
common	08/02/2023	Compensation	Issuer			2121	08/02/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does UVV's Form 144 filing mean?

A Form 144 indicates an affiliate intends to resell restricted or control shares. The record shows a proposed sale dated 06/03/2026 on the NYSE and lists past compensatory issuances tied to specific dates, serving as a procedural resale notice under federal rules.

How many shares are referenced in the UVV excerpt?

The excerpt includes numeric entries such as 152959.15, 24923496, and small issue counts 1244, 765, 2121. These appear as reported line items in the excerpt; the filing does not present an explicit aggregated offer total in the provided content.

Does this Form 144 mean shares were sold for UVV?

No; Form 144 is a notice of intent to sell and does not confirm a completed sale. This excerpt shows a proposed sale date of 06/03/2026; confirmation of executed trades would appear in subsequent exchange reports or Form 4/Form 5 filings if applicable.

Are the listed issuances from 2021 and 2023 relevant?

Yes; the entries dated 08/02/2021, 08/04/2021, and 08/02/2023 are labeled "Compensation" and show specific share counts. They document prior restricted or compensatory issuances that may underlie the shares the affiliate intends to resell.