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Universal Corp (UVV) VP settles RSU taxes by surrendering 882 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Corp VP & Controller Scott J. Bleicher reported a routine tax-withholding share disposition. On June 1, 2026, 882 shares of common stock were surrendered to Universal Corp at $54.13 per share to cover withholding taxes on previously granted restricted stock units that vested that day.

After this transaction, Bleicher directly holds 17,072 common shares, which include 8,040 restricted stock units and 396 dividend equivalent units. This event reflects tax-related settlement of equity compensation rather than an open-market sale.

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Insider Bleicher Scott J
Role VP & Controller
Type Security Shares Price Value
Tax Withholding Common Stock 882 $54.13 $48K
Holdings After Transaction: Common Stock — 17,072 shares (Direct, null)
Footnotes (1)
  1. Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 1, 2026. Includes 8,040 restricted stock units and 396 dividend equivalent units earned on the restricted stock units.
Tax-withholding shares 882 shares Common stock surrendered on June 1, 2026 for taxes
Tax-withholding price $54.13 per share Value used for 882-share tax-withholding disposition
Post-transaction holdings 17,072 shares Total common shares directly held after the transaction
Restricted stock units 8,040 RSUs Restricted stock units included in total holdings
Dividend equivalent units 396 units Dividend equivalent units tied to the RSUs
restricted stock units financial
"withholding taxes relating to previously granted restricted stock units that vested on June 1, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Includes 8,040 restricted stock units and 396 dividend equivalent units earned on the restricted stock units"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
withholding taxes financial
"surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bleicher Scott J

(Last)(First)(Middle)
9201 FOREST HILL AVENUE

(Street)
RICHMOND VIRGINIA 23235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL CORP /VA/ [ UVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP & Controller
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026F882(1)D$54.1317,072(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 1, 2026.
2. Includes 8,040 restricted stock units and 396 dividend equivalent units earned on the restricted stock units.
/s/ Catherine H. Claiborne, attorney-in-fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did UVV executive Scott J. Bleicher report?

Scott J. Bleicher reported surrendering 882 Universal Corp shares to cover tax withholding. The shares were used to satisfy taxes on restricted stock units that vested on June 1, 2026, rather than being sold in the open market.

Was the UVV insider transaction by Scott J. Bleicher an open-market sale?

No, the transaction was not an open-market sale. Bleicher surrendered 882 shares back to Universal Corp to pay withholding taxes tied to restricted stock units that vested, a common administrative step in equity compensation programs.

How many UVV shares does Scott J. Bleicher hold after this tax-withholding transaction?

After the transaction, Bleicher holds 17,072 Universal Corp common shares directly. This total includes 8,040 restricted stock units and 396 dividend equivalent units associated with those restricted stock units, as disclosed in the filing footnotes.

At what price were the UVV shares valued in Scott J. Bleicher’s tax-withholding disposition?

The 882 surrendered shares were valued at $54.13 per share. This price is used solely for the tax-withholding disposition to Universal Corp related to the vesting of previously granted restricted stock units on June 1, 2026.

What triggered the tax-withholding share surrender by UVV executive Scott J. Bleicher?

The surrender was triggered by the vesting of previously granted restricted stock units on June 1, 2026. To satisfy associated withholding taxes, Bleicher delivered 882 shares of Universal Corp common stock back to the company instead of paying cash.

What types of equity awards does Scott J. Bleicher hold in UVV?

Bleicher holds 8,040 restricted stock units and 396 dividend equivalent units, in addition to other common shares. These awards form part of his equity-based compensation and contributed to the tax obligation settled through the 882-share surrender.