STOCK TITAN

[Form 4] Universal Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Universal Corporation (UVV) – Form 4 filing: Senior Vice President & Chief Financial Officer Johan C. Kroner reported the award of 11,025 restricted stock units (RSUs) on 11 July 2025. The RSUs carry a grant price of $0 because they are part of equity compensation rather than an open-market purchase. They will vest on 1 July 2026. Following the grant, Kroner’s direct beneficial ownership rises to 69,297 common shares, which includes 31,105 unvested RSUs and 1,267 dividend-equivalent units earned on those RSUs.

No derivative securities were reported in Table II, and there were no disposals of shares. The filing was executed by attorney-in-fact Catherine H. Claiborne on the same day as the transaction date.

The transaction reflects routine executive compensation rather than an active purchase in the open market; therefore, while it modestly increases insider ownership, it is unlikely to have a material impact on UVV’s share price or fundamental valuation.

Universal Corporation (UVV) – Comunicazione Form 4: Il Senior Vice President e Chief Financial Officer Johan C. Kroner ha segnalato il conferimento di 11.025 unità azionarie vincolate (RSU) in data 11 luglio 2025. Le RSU hanno un prezzo di assegnazione pari a 0$ in quanto fanno parte di una remunerazione azionaria e non di un acquisto sul mercato aperto. Le unità matureranno il 1° luglio 2026. Dopo l’assegnazione, la proprietà diretta di Kroner sale a 69.297 azioni ordinarie, che includono 31.105 RSU non maturate e 1.267 unità equivalenti a dividendi maturate su tali RSU.

Non sono stati segnalati titoli derivati nella Tabella II e non sono state effettuate cessioni di azioni. La comunicazione è stata firmata dall’avvocato delegato Catherine H. Claiborne lo stesso giorno della transazione.

La transazione rappresenta una normale forma di compenso esecutivo e non un acquisto attivo sul mercato; pertanto, pur aumentando leggermente la partecipazione interna, è improbabile che abbia un impatto significativo sul prezzo delle azioni UVV o sulla valutazione fondamentale della società.

Universal Corporation (UVV) – Presentación del Formulario 4: El Vicepresidente Senior y Director Financiero Johan C. Kroner reportó la adjudicación de 11,025 unidades restringidas de acciones (RSUs) el 11 de julio de 2025. Las RSUs tienen un precio de concesión de $0 porque forman parte de una compensación en acciones y no de una compra en el mercado abierto. Se consolidarán el 1 de julio de 2026. Tras la adjudicación, la propiedad directa de Kroner aumenta a 69,297 acciones ordinarias, que incluyen 31,105 RSUs no consolidadas y 1,267 unidades equivalentes a dividendos generadas por esas RSUs.

No se reportaron valores derivados en la Tabla II, ni hubo disposiciones de acciones. La presentación fue realizada por la apoderada Catherine H. Claiborne el mismo día de la transacción.

La transacción refleja una compensación ejecutiva habitual y no una compra activa en el mercado; por lo tanto, aunque incrementa modestamente la propiedad interna, es poco probable que tenga un impacto material en el precio de las acciones de UVV o en su valoración fundamental.

Universal Corporation (UVV) – Form 4 신고: 수석 부사장 겸 최고재무책임자(CFO) Johan C. Kroner가 2025년 7월 11일에 11,025개의 제한 주식 단위(RSU) 부여를 보고했습니다. 이 RSU는 시장에서 직접 구매한 것이 아니라 주식 보상에 포함되므로 부여 가격은 0달러입니다. 이 RSU는 2026년 7월 1일에 권리 확정(베스팅)됩니다. 부여 후 Kroner의 직접 소유 주식수는 69,297주로 증가했으며, 여기에는 31,105개의 미베스팅 RSU와 1,267개의 배당금 상당 단위가 포함됩니다.

표 II에는 파생증권이 보고되지 않았으며, 주식 처분도 없었습니다. 이 신고는 거래일과 같은 날 대리인인 Catherine H. Claiborne 변호사에 의해 이루어졌습니다.

이 거래는 시장에서의 적극적인 매수가 아닌 일상적인 임원 보상에 해당하므로 내부자 지분은 소폭 증가하지만 UVV 주가나 기본 가치에 중대한 영향을 미치지는 않을 것으로 보입니다.

Universal Corporation (UVV) – Déclaration Formulaire 4 : Le Vice-Président Senior et Directeur Financier Johan C. Kroner a déclaré l’attribution de 11 025 unités d’actions restreintes (RSU) le 11 juillet 2025. Les RSU ont un prix d’attribution de 0 $ car il s’agit d’une rémunération en actions et non d’un achat sur le marché libre. Elles seront acquises le 1er juillet 2026. Après cette attribution, la détention directe de Kroner s’élève à 69 297 actions ordinaires, comprenant 31 105 RSU non acquises et 1 267 unités équivalentes aux dividendes générées par ces RSU.

Aucun titre dérivé n’a été déclaré dans le Tableau II, et aucune cession d’actions n’a eu lieu. La déclaration a été signée par la mandataire Catherine H. Claiborne le jour même de la transaction.

Cette opération reflète une rémunération exécutive habituelle plutôt qu’un achat actif sur le marché ; par conséquent, bien qu’elle augmente légèrement la participation des initiés, elle est peu susceptible d’avoir un impact significatif sur le cours de l’action UVV ou sur sa valorisation fondamentale.

Universal Corporation (UVV) – Form 4 Meldung: Senior Vice President und Chief Financial Officer Johan C. Kroner meldete die Zuweisung von 11.025 Restricted Stock Units (RSUs) am 11. Juli 2025. Die RSUs haben einen Ausgabepreis von 0 $, da sie Teil der Aktienvergütung und kein Kauf am freien Markt sind. Sie werden am 1. Juli 2026 fällig. Nach der Zuweisung steigt Kroners unmittelbarer wirtschaftlicher Anteil auf 69.297 Stammaktien, darunter 31.105 nicht fällige RSUs und 1.267 dividendenäquivalente Einheiten, die auf diesen RSUs basieren.

In Tabelle II wurden keine derivativen Wertpapiere gemeldet, und es gab keine Aktienveräußerungen. Die Meldung wurde am selben Tag der Transaktion von der Bevollmächtigten Catherine H. Claiborne unterzeichnet.

Die Transaktion stellt eine routinemäßige Vergütung der Geschäftsleitung dar und keinen aktiven Kauf am Markt; daher erhöht sie zwar leicht den Insiderbesitz, dürfte aber keinen wesentlichen Einfluss auf den Aktienkurs oder die fundamentale Bewertung von UVV haben.

Positive
  • Increase in insider ownership: CFO’s direct holdings rise to 69,297 shares, signaling continued alignment with shareholder interests.
Negative
  • None.

Insights

TL;DR: Routine RSU grant to CFO; modestly boosts insider stake, neutral share-price impact.

The 11,025-share RSU award to CFO Kroner is standard annual equity compensation. Because the grant is cost-free and vests over one year, it represents incentive alignment rather than a cash investment. Post-grant ownership of 69,297 shares is respectable for a C-suite executive but not large enough to shift overall insider ownership metrics. No shares were sold, so there is no negative supply signal. Overall, the filing is informational and does not alter the investment thesis for UVV.

Universal Corporation (UVV) – Comunicazione Form 4: Il Senior Vice President e Chief Financial Officer Johan C. Kroner ha segnalato il conferimento di 11.025 unità azionarie vincolate (RSU) in data 11 luglio 2025. Le RSU hanno un prezzo di assegnazione pari a 0$ in quanto fanno parte di una remunerazione azionaria e non di un acquisto sul mercato aperto. Le unità matureranno il 1° luglio 2026. Dopo l’assegnazione, la proprietà diretta di Kroner sale a 69.297 azioni ordinarie, che includono 31.105 RSU non maturate e 1.267 unità equivalenti a dividendi maturate su tali RSU.

Non sono stati segnalati titoli derivati nella Tabella II e non sono state effettuate cessioni di azioni. La comunicazione è stata firmata dall’avvocato delegato Catherine H. Claiborne lo stesso giorno della transazione.

La transazione rappresenta una normale forma di compenso esecutivo e non un acquisto attivo sul mercato; pertanto, pur aumentando leggermente la partecipazione interna, è improbabile che abbia un impatto significativo sul prezzo delle azioni UVV o sulla valutazione fondamentale della società.

Universal Corporation (UVV) – Presentación del Formulario 4: El Vicepresidente Senior y Director Financiero Johan C. Kroner reportó la adjudicación de 11,025 unidades restringidas de acciones (RSUs) el 11 de julio de 2025. Las RSUs tienen un precio de concesión de $0 porque forman parte de una compensación en acciones y no de una compra en el mercado abierto. Se consolidarán el 1 de julio de 2026. Tras la adjudicación, la propiedad directa de Kroner aumenta a 69,297 acciones ordinarias, que incluyen 31,105 RSUs no consolidadas y 1,267 unidades equivalentes a dividendos generadas por esas RSUs.

No se reportaron valores derivados en la Tabla II, ni hubo disposiciones de acciones. La presentación fue realizada por la apoderada Catherine H. Claiborne el mismo día de la transacción.

La transacción refleja una compensación ejecutiva habitual y no una compra activa en el mercado; por lo tanto, aunque incrementa modestamente la propiedad interna, es poco probable que tenga un impacto material en el precio de las acciones de UVV o en su valoración fundamental.

Universal Corporation (UVV) – Form 4 신고: 수석 부사장 겸 최고재무책임자(CFO) Johan C. Kroner가 2025년 7월 11일에 11,025개의 제한 주식 단위(RSU) 부여를 보고했습니다. 이 RSU는 시장에서 직접 구매한 것이 아니라 주식 보상에 포함되므로 부여 가격은 0달러입니다. 이 RSU는 2026년 7월 1일에 권리 확정(베스팅)됩니다. 부여 후 Kroner의 직접 소유 주식수는 69,297주로 증가했으며, 여기에는 31,105개의 미베스팅 RSU와 1,267개의 배당금 상당 단위가 포함됩니다.

표 II에는 파생증권이 보고되지 않았으며, 주식 처분도 없었습니다. 이 신고는 거래일과 같은 날 대리인인 Catherine H. Claiborne 변호사에 의해 이루어졌습니다.

이 거래는 시장에서의 적극적인 매수가 아닌 일상적인 임원 보상에 해당하므로 내부자 지분은 소폭 증가하지만 UVV 주가나 기본 가치에 중대한 영향을 미치지는 않을 것으로 보입니다.

Universal Corporation (UVV) – Déclaration Formulaire 4 : Le Vice-Président Senior et Directeur Financier Johan C. Kroner a déclaré l’attribution de 11 025 unités d’actions restreintes (RSU) le 11 juillet 2025. Les RSU ont un prix d’attribution de 0 $ car il s’agit d’une rémunération en actions et non d’un achat sur le marché libre. Elles seront acquises le 1er juillet 2026. Après cette attribution, la détention directe de Kroner s’élève à 69 297 actions ordinaires, comprenant 31 105 RSU non acquises et 1 267 unités équivalentes aux dividendes générées par ces RSU.

Aucun titre dérivé n’a été déclaré dans le Tableau II, et aucune cession d’actions n’a eu lieu. La déclaration a été signée par la mandataire Catherine H. Claiborne le jour même de la transaction.

Cette opération reflète une rémunération exécutive habituelle plutôt qu’un achat actif sur le marché ; par conséquent, bien qu’elle augmente légèrement la participation des initiés, elle est peu susceptible d’avoir un impact significatif sur le cours de l’action UVV ou sur sa valorisation fondamentale.

Universal Corporation (UVV) – Form 4 Meldung: Senior Vice President und Chief Financial Officer Johan C. Kroner meldete die Zuweisung von 11.025 Restricted Stock Units (RSUs) am 11. Juli 2025. Die RSUs haben einen Ausgabepreis von 0 $, da sie Teil der Aktienvergütung und kein Kauf am freien Markt sind. Sie werden am 1. Juli 2026 fällig. Nach der Zuweisung steigt Kroners unmittelbarer wirtschaftlicher Anteil auf 69.297 Stammaktien, darunter 31.105 nicht fällige RSUs und 1.267 dividendenäquivalente Einheiten, die auf diesen RSUs basieren.

In Tabelle II wurden keine derivativen Wertpapiere gemeldet, und es gab keine Aktienveräußerungen. Die Meldung wurde am selben Tag der Transaktion von der Bevollmächtigten Catherine H. Claiborne unterzeichnet.

Die Transaktion stellt eine routinemäßige Vergütung der Geschäftsleitung dar und keinen aktiven Kauf am Markt; daher erhöht sie zwar leicht den Insiderbesitz, dürfte aber keinen wesentlichen Einfluss auf den Aktienkurs oder die fundamentale Bewertung von UVV haben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kroner Johan C.

(Last) (First) (Middle)
9201 FOREST HILL AVENUE

(Street)
RICHMOND VA 23235

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL CORP /VA/ [ UVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP & CFO
3. Date of Earliest Transaction (Month/Day/Year)
07/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/11/2025 A 11,025(1) A $0 69,297(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award of restricted stock units. The restricted stock units vest on July 1, 2026.
2. Includes 31,105 restricted stock units and 1,267 dividend equivalent units earned on the restricted stock units.
/s/ Catherine H. Claiborne, attorney-in-fact 07/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UVV disclose on 11 July 2025?

UVV disclosed that CFO Johan C. Kroner received 11,025 restricted stock units on 11-Jul-2025.

When will the newly granted UVV RSUs vest?

The RSUs are scheduled to vest on 1-July-2026.

How many UVV shares does the CFO hold after the transaction?

After the grant, Kroner beneficially owns 69,297 common shares.

Did the UVV CFO sell any shares in this Form 4 filing?

No. The filing records only an acquisition of RSUs; there were no disposals.

Was this UVV transaction an open-market purchase?

No. It was a cost-free equity grant as part of executive compensation, not a market purchase.
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